Regulatory Control Advisor
1 week ago
**Job Title**:Regulatory Control Advisor
**Location**:Birmingham
**Corporate Title**:Associate
You will be joining a team based in Birmingham UK which performs a variety of surveillance tasks with respect to the Bank’s Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking.
The role will also involve participating in Surveillance projects, including contributing to enhancement of existing surveillance scenarios, new products, financial exchanges and jurisdictions, as well as other enhancements to the effectiveness or efficiency of surveillance.
**What we’ll offer you**
A healthy workforce is better equipped to do their best work and more importantly, enjoy their lives inside and outside the workplace
You can expect:
- Hybrid Working arrangements with the opportunity to work in the office and remotely from home
- Competitive salary and non-contributory pension
- 30 days’ holiday plus bank holidays, with option to purchase additional days
- Life Assurance and Private Healthcare for you/family
- Range of flexible benefits including Retail Discounts, Bike4Work scheme and Gym benefit
- Opportunity to support a wide-ranging Corporate Social Responsibility program + 2 days’ volunteering leave per year
**Your Key Responsibilities**
- Be part of the Birmingham compliance surveillance team and acting as a conduit between London and Birmingham based teams whilst understanding high-complex processes, including making judgment calls which require strong interpretation skills
- Performing the review and investigation of surveillance alerts and escalations in a timely manner, taking any necessary action for Trading, Communications and Information Barriers Surveillance, ensuring consistent delivery & service levels are maintained
- Developing methodologies to identify, monitor and test areas of compliance risk whilst building and fostering close relationships with stakeholders
- Working with Compliance Information Technology in the preparation and User Acceptance Testing of new models, amendments to existing to ensure effectiveness and coverage of alerts
**Your skills and experience**
- Specific surveillance, trading or middle office experience covering a variety of financial products is beneficial
- Compliance/regulatory experience would be beneficial
- An ability to manage to deadlines and ensuring adherence to regulatory/audit requirements
- Excellent presentation skills, both oral and written
- The ability to explain complex concepts in simple and easy to understand way
**How we’ll support you**
- Coaching and support from experts in your team in each of the Quality Assurance disciplines
- Training on systems/processes
- Flexible working to assist balance of personal priorities
- A range of flexible benefits that you can tailor to suit your needs
**About us and our teams**
Deutsche Bank is the leading German bank with strong European roots and a global network.
Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
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