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Compliance Officer
2 weeks ago
We are looking for a Compliance Officer to join our team, covering both our Coventry and Leamington Spa offices.
**Benefits**
This role offers a range of benefits:
- Up to 2 working from home days per week
- 23 days holiday + Bank Holidays + 3 extra days at Christmas (the company closes for the week of Christmas) + Duvet Day on your Birthday = 35 days holiday
- Company sick pay
- Death in service scheme
- Free parking
- Technically proficient with at least 2 years’ experience within a compliance role;
- Possess excellent verbal and written communication skills;
- Someone who strives for high standards in their work at all times;
- A pro-active team player who is equally confident working on their own initiative;
- Is highly organised.
**The Role**
Main duties will include but not limited to:
- Dealing with stage one complaints, and assisting with stage two complaints where required by the Directors;
- Liaise with the SRA and Legal Ombudsman where required;
- Submit breach reports;
- Maintain records of all breaches, complaints and risk related issues;
- Manage and maintain documents relating to the Lexcel accreditation and assist with other accreditations;
- Ensure claims history is up-to-date and liaising with professional indemnity insurers on any ongoing matters;
- Ensure independent file reviews are completed;
- Carry out quality reviews of individual departments to look at potential risks and ensure that plans are put in place to minimize risks;
- Ensure that all policies are up to date and compliant with associated legislation and regulator guidance;
- Maintain the policy review schedule and ensure that all policies are regularly reviewed in accordance with it;
- Oversee Company insurance renewals;
- Undertake annual training and training of new starters for relevant areas.
**The Company**
Ward & Rider Solicitors is a progressive legal practice with over 80 staff members offering a full range of legal services. We have a team of expert lawyers and support staff who genuinely care about our clients and their affairs and who provide the highest levels of legal services. Ward & Rider was established in 1948 and was awarded the Law Society’s prestigious Lexcel Accreditation in 2004, which we are proud to have maintained to date for our quality legal services.
Job types: Full time, permanent
**Salary**: Up to £32,500.00 per annum