Regulatory Solutions Cass Product Oversight

My client is an established / profitable Fintech with a fantastic 9 yrs of trading in the UK behind them - After closing large funding round and hitting 100 people they are now in scale up mode creating an exciting time to join the business. They are B2C focused with motivations of allowing consumers to understand all of their ‘ wealth’ and ‘financial...

Job Title: Head of CASS Oversight Contract Type: Permanent Location: London Working style: Hybrid 50% home / office based Join us at Royal London Asset Management in this exciting opportunity as Head of CASS Oversight. Reporting directly to the Chief Financial Officer this is one of four key leadership positions within the Finance function. You will lead a...

Job Title: Head of CASS OversightContract Type: PermanentLocation: LondonWorking style: Hybrid 50% home/office basedJoin us at Royal London Asset Management in this exciting opportunity as Head of CASS Oversight. Reporting directly to the Chief Financial Officer this is one of four key leadership positions within the Finance function. You will lead a small...

Job Title: Head of CASS OversightContract Type: PermanentLocation: LondonWorking style: Hybrid 50% home/office basedClosing date: 1st December 2025Join us at Royal London Asset Management in this exciting opportunity as Head of CASS Oversight. Reporting directly to the Chief Financial Officer, this is one of four key leadership positions within the Finance...

Job description:Job Title: Head of CASS OversightContract Type: PermanentLocation: LondonWorking style: Hybrid 50% home/office basedClosing date: 1st December 2025Join us at Royal London Asset Management in this exciting opportunity as Head of CASS Oversight. Reporting directly to the Chief Financial Officer, this is one of four key leadership positions...

Regulatory Oversight Management IC3 Resides in the business and manages first line of defense regulatory oversight management efforts as they relate to regulatory and policy requirements. This role sits within the Clearance and Collateral Management (CCM)CASS oversight team, who work within the business to help ensure CASS compliance. The successful...

I have a new opportunity for an Associate CASS Oversight Officer to join an FCA regulated trading company. £50,000-£55,000 London based Key responsibilities: Performing daily client money reconciliations Completing monthly CMAR and CASS RP reviews Preparing regulatory client submissions to FCA Evaluate cash and stock reconciliation breaks Person...

Job Details: Manager - Operations & CASS Oversight (UK)Full details of the job.Vacancy NameManager - Operations & CASS Oversight (UK)Location(s)LondonEmployment TypePermanentDepartmentClient OperationsDescriptionWhat are we looking for?Carne Group seeks a UK Operations & CASS Oversight Manager to support the UK Operations Team by overseeing processes...

A global financial services firm is seeking a CASS Oversight Officer to manage compliance with CASS regulations. This role requires at least 5 years of CASS operational experience, preferably in an oversight capacity. Candidates must hold a degree and demonstrate strong skills in managing audits and preparing reports for the Board. This position is crucial...

A leading asset management firm in London is seeking a Head of CASS Oversight to lead a small team and provide oversight for all CASS-related matters. This role involves ensuring compliance with client money regulations, developing control frameworks, and advising senior management. Candidates should possess strong technical expertise in client money and...