Compliance Assistant

2 weeks ago


Billericay, United Kingdom Anonymous Full time

**Compliance Assistant
Billericay, Essex
£20,000 - £25,000**

**_LOOKING FOR THAT NEXT STEP IN YOUR CAREER? TO WORK FOR AN AWARD-WINNING ORGANISATION? WHERE YOU’RE ABLE TO PROGRESS IN YOUR CAREER? _**

**Then please read on**
25 DAYS HOLIDAY + BIRTHDAYS
PENSION, DISCRETIONARY BONUSES + MORE
9AM-5PM (1 HOUR LUNCH)

Our client, who has consecutively won **_'Best Small Company to Work for in the UK’_** two years running, achieving the highest ever score on record is currently on the search for a driven and focused self-starter to join their complianceteam.

Due to growth of the company, this is a brand-new role working alongside and directly reporting to their Compliance Manager and the Group Head of Compliance in the execution of their regulatory, compliance and governance functions.**The Business**:
The UK’s leading specialist distributor and provider of specialist mortgage solutions to the financial intermediary market. They provide products such as residential mortgages, second charge mortgages, buy to let, short term lending, commercial finance, developmentfinance and unsecured lending.

Our client won The Sunday Times Best Small Company to Work for in the UK for two consecutive years, achieving the highest ever score on record. They are also an Investors in People Gold Business, winners of the Global IIP Employer of the Year Award and theyare signatory members of the Women in Finance Charter and a Living Wage employer. They are reputed for their excellent customer service, receiving over 2,200 5 Star reviews on TrustPilot for the outstanding service they have given to brokers and clients alike.

**The Role**:

- Directly assisting the Compliance Manager in the execution of their regular and ad hoc duties
- Providing effective support and assistance in the undertaking of checks of all business partners, introducers, lenders and networks
- Undertaking and providing feedback on Adviser file checks to ensure AML, regulatory and Company policies achieve the required standards
- Helping to maintain accurate and relevant business records and centralised compliance registers
- Proactively identifying new responsibilities and looking for opportunities to streamline and draw additional value from the governance and compliance processes.
- Any other duties as assigned and deemed commensurate with the role. Skills / experience required:

- 1-2 years experience of working within the FCA sector (Juniors, Case Administrator’s, Anti-Money Laundering)
- Experience with the processes of file or audit checks, preferably within an FCA regulated environment
- Experience within a compliance, checking or audit capacity is essential
- Motivated and focused self-starter who has the ability to learn new skills
- A strong grasp of written English and excellent proof-reading skills
- Computer literate in Word, Excel and PowerPoint
- A flexible approach to work, and the ability to work well as part of a dynamic team

Compliance FCA Junior Case Administrator Anti-Money Laundering Mortgages Finance Administator



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