Fully Remote Compliance Assistant Manager

6 days ago

Birmingham, United Kingdom Stonebridge Executive Search Full time

One of the insolvency sectors' busiest and most successful national firms requires a Compliance Manager to support the head of compliance in an ever-growing role.

The purpose of the role is to ensure that the firm adheres to industry technical standards and to implement procedural changes that constantly improve compliance standards within the firm.

The key duties and responsibilities in this role, although not limited to, are:

- Monitoring case diaries,
- Overseeing the completion of regular spot checks on insolvency cases,
- Overseeing the maintenance and development of document packs / templates and checklists,
- Dealing with and coordinating the response to complaints and other regulatory matters,
- Acting as the lead liaison with reviewers during QAD inspections,
- Attending technical and compliance user group meetings,
- Delivering internal training sessions to colleagues,

To be considered for the role, you must have detailed knowledge of insolvency legislation, relevant case law, SIPs and technical guidance from regulators. Exposure to having processed, reviewed and provided technical assistance on a broad range of insolvencyappointments. Strong communications kills, meticulous attention to detail and good working knowledge of IPS is all essential.

If you are technically strong insolvency professional with good commercial acumen who enjoys the more regulatory, compliance and technical work then this is a role to seriously consider.

This is an organisation that we have personally supported for many years and one that has fully adapted to hybrid remote / office working.

Please Note: Full time and Part time positions available.

Please do not hesitate to get into contact.

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