Compliance Officer

2 days ago


Edinburgh, United Kingdom Anderson Strathern Full time

We have a new role for a Compliance Officer within our Risk & Compliance department, based in either Edinburgh or Glasgow.

**The role**:
You will support and report to the Risk Strategy Manager in ensuring that the firm’s systems and controls meet the firm’s legal obligations.

**You will be responsible for**:

- Supporting the delivery of proactive regulatory compliance within the firm
- Supporting the Risk Strategy Manager:

- ensuring the firm complies with requests and requirements to maintain membership of mortgage lending panels
- updating the firm’s Risk and Compliance materials on the intranet
- completing and submitting Information Returns on a six-monthly basis to the Lobbying Register in compliance with the Lobbying (S) Act 2016
- assisting the Data Protection Officer (DPO) in delivering the firm’s obligations under the Data Protection Act 2018
- Supporting Risk Strategy Managers in monitoring the firm’s compliance strategy:

- liaising with departments and statutory role holders to ensure all firm risks and issues are captured in the Risk Register in line with the firm’s Risk Management Policy
- monitoring day to day management of a central Compliance Matrix and Monitoring Register
- conducting monitoring activities such as thematic file and process reviews
- liaising with stakeholders to update risks, controls, and remedial actions
- assisting with reports to the Head of Risk and Compliance (or Deputy) on the status of the firm’s risk profile
- Any other compliance activities, required by the firm

**What you will need to succeed**:

- a strong commitment to deliver results and make a meaningful contribution in a team environment
- be able to identify and manage risk effectively and demonstrate a well-organised and logical approach to your work
- strong stakeholder management skills
- ability to convey large and complex information in a simple and concise manner
- accuracy in all aspects of your work ensuring all is to a high standard

**Anderson Strathern are an equal opportunities employer. Our policy is to recruit, develop, nurture and retain a diverse workforce following the guidelines of the Equality Act 2010.



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