Head of Compliance Advisory, Fixed Income
2 weeks ago
This is a fantastic opportunity to lead a very high-calibre team of Advisors, responsible for facing off to front office.
As Head of Public side Compliance Advisory you will also be responsible for:
- Managing relationships up to Board-level within the bank, ensuring the bank is meeting regulatory requirements, both in the UK and globally.
- Providing advice on transactions, new products, regulatory developments etc
- Liaising with external bodies such as the FCA
- Implementing Compliance policies and initiatives as required
To be considered for this role, you must have:
- Extensive experience in Public Side Compliance
- SME-level knowledge of regulations relating to Fixed Income, Equities, FX etc.
- Experience managing a senior team (AVP/VP+)
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