Head of Compliance Advisory, Fixed Income

2 weeks ago


London, United Kingdom eFinancialCareers Full time

This is a fantastic opportunity to lead a very high-calibre team of Advisors, responsible for facing off to front office.

As Head of Public side Compliance Advisory you will also be responsible for:

- Managing relationships up to Board-level within the bank, ensuring the bank is meeting regulatory requirements, both in the UK and globally.
- Providing advice on transactions, new products, regulatory developments etc
- Liaising with external bodies such as the FCA
- Implementing Compliance policies and initiatives as required

To be considered for this role, you must have:

- Extensive experience in Public Side Compliance
- SME-level knowledge of regulations relating to Fixed Income, Equities, FX etc.
- Experience managing a senior team (AVP/VP+)



  • London, United Kingdom eFinancial Careers Full time

    **Fixed Income Compliance Advisory - VP Level** This is a great role for an experienced Compliance Officer to branch out from a vertical role (covering just one product line) and into a role that covers the breadth of the fixed income business: FX, Rates, Credit, Algo & E-Trading, Emerging Markets etc. The Compliance team works very closely with the...

  • Fixed Income Analyst

    3 weeks ago


    london (city of london), United Kingdom Redstone Search Group Full time

    About the Role The Fixed Income Analyst will play a key role in bond selection within the recommended investment universe while working closely with the Discretionary Portfolio Management (DPM) team and the Advisory team. The role involves conducting in-depth credit research, monitoring market developments, and providing investment recommendations. The...


  • London, United Kingdom Robert Walters Full time

    A leading global financial services firm, based in London, are looking for a compliance professional to join their compliance advisory team. The role will provide global markets compliance advise, and coverage across fixed income, currencies and equities. Key responsibilities in the Compliance Advisory role will include: - Support the Markets Compliance...


  • London, United Kingdom eFinancialCareers Full time

    As a Fixed Income Portfolio Compliance Analyst, you will demonstrate a working knowledge of Portfolio Compliance processes and analyse pre-trade, post-trade and batch compliance exceptions, and you will assist with the facilitation of investment process.You will directly engage the Investment Group and work with Trading, and other Investment Control teams or...


  • London Area, United Kingdom Redstone Search Group Full time £80,000 - £120,000 per year

    About the RoleThe Fixed Income Analyst will play a key role in bond selection within the recommended investment universe while working closely with the Discretionary Portfolio Management (DPM) team and the Advisory team. The role involves conducting in-depth credit research, monitoring market developments, and providing investment recommendations. The...


  • London, United Kingdom The Bank of New York Mellon Corporation Full time

    Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies, absolute return investing and global bonds. A global, thematic approach to investment helps them achieve...


  • City Of London, United Kingdom Legal & General Full time

    Head of Active Fixed Income Product Legal & General (L&G) is a leading UK financial services group and major global investor. We are one of the world’s largest asset managers, providing powerful asset origination capabilities across public and private markets. Job Description Join our Product team at Legal & General Investment Management, where we design...

  • Head of Compliance

    3 days ago


    London, United Kingdom eFinancialCareers Full time

    **Company Description** China Merchant Securities (UK) Limited (“CMS UK”) is part of the China Merchants Securities group and is authorised and regulated by the FCA in the UK. CMSUK provides advisory and research services through stock markets and fixed income markets coveringMainland China, Hong Kong and Europe. CMSUK is looking for a Head of...


  • London, United Kingdom REV & REGS LIMITED Full time

    Rev & Regs are recruiting for a Senior Compliance Advisory Manager position for a global asset management company in the City of London. You will play an active role in providing regulatory advice & interpretation and compliance support to teams in the UK, Ireland and Continental Europe cutting across all asset classes namely Equities, Fixed Income and...


  • London, United Kingdom Aviva Investors Full time

    I lead the fixed income platform at Aviva Investors, overseeing global teams and strategies across rates, investment grade, high yield, emerging market debt and global liquidity.My focus is on driving performance, building resilient portfolios, and embedding sustainability at the heart of our investment approach.What drew me to Aviva Investors was its...