Head of Compliance
3 days ago
**Head of Compliance**:
- Liverpool
- £80,000 - £90,000
- Job type: Permanent
- Sector: Financial Services
- Job reference: NE39503
My client is a motor finance company based in Liverpool.
They are looking to hire a compliance manager to report into the current Head of Compliance with a view for this person to succeed the Head of Compliance in due course.
The role is for a consumer credit focused regulatory compliance professional to advise and provide oversight to the business on all regulatory compliance matters.
You will
- Maintaining and developing a robust three-lines-of-defence governance framework;
- Second-line oversight of sales and operational controls (including 1st-line quality control, quality assurance and sales and introducer management processes) for the prevention and detection of non-compliance, including proportionate, risk-based monitoring;
- Compliance support for identifying and implementing regulatory developments and business developments triggering regulatory/policy requirements, including Compliance representation on change projects;
Skills and experience
- In-depth technical knowledge and understanding of applicable legislation (including CONC, CCA, DPA/GDPR and Consumer Rights Act).
- In-depth understanding of governance, compliance, QA/QC and risk assessment methodology and processes.
- Good knowledge and understanding of finance products and documentation.
- Relationship management skills and ability to present to and persuade senior management both internally and at our business partners.
- Ability to navigate and interpret regulatory requirements and advise on them authoritatively.
- Excellent written and oral communication skills.
- Eye for detail, balanced with commercial pragmatism and the ability to find creative solutions.
Salary on offer is £80,000 - £90,000 plus bonus and pension. You will be expected in the central Liverpool office 3 days a week.
-
Head of Compliance
7 days ago
Liverpool, United Kingdom Ashdown Group Full timeA dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Head of Compliance to oversee and lead their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct Authority (FCA)...
-
Head of Compliance
3 weeks ago
Liverpool, United Kingdom Ashdown Group Full timeA dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Head of Compliance to oversee and lead their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct Authority (FCA)...
-
Head of Compliance
3 days ago
Liverpool, United Kingdom Ashdown Group Full timeA dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Head of Compliance to oversee and lead their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct Authority (FCA)...
-
Head of Compliance
2 weeks ago
Liverpool, United Kingdom Ashdown Group Full timeA dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Head of Compliance to oversee and lead their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct Authority (FCA)...
-
Head of Compliance
2 weeks ago
Liverpool, United Kingdom Ashdown Group Full timeA dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Head of Compliance to oversee and lead their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct Authority (FCA)...
-
Head of Compliance
1 day ago
Liverpool, United Kingdom Ashdown Group Full timeA dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Head of Compliance to oversee and lead their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct Authority (FCA)...
-
Head of Compliance
2 weeks ago
Liverpool, United Kingdom Ashdown Group Full timeA dynamic Claims and Compensation company with substantial financial backing is seeking an experienced and detail-oriented Head of Compliance to oversee and lead and grow their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct...
-
Head of Compliance
1 day ago
Liverpool, United Kingdom Ashdown Group Full timeA dynamic Claims and Compensation company with substantial financial backing is seeking an experienced and detail-oriented Head of Compliance to oversee and lead and grow their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct...
-
Head of Compliance
2 weeks ago
Liverpool, United Kingdom Ashdown Group Full timeJob Description A dynamic Claims and Compensation company with substantial financial backing is seeking an experienced and detail-oriented Head of Compliance to oversee and lead and grow their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of...
-
Head of Compliance
1 week ago
Liverpool, United Kingdom Ashdown Group Full timeJob Description A dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Head of Compliance to oversee and lead their compliance function. The successful candidate will have a proven track record of managing compliance in a highly regulated environment, with extensive knowledge of Financial Conduct...
