Compliance Officer
1 week ago
We are excited to be working with this innovative and customer focused client, who are seeking a Compliance Officer to join their Credit and Risk team based in Chester. Our client is an award winner and recognised leader in their field, boasting excellent employee benefits and fantastic progression routes.
One of our client’s core values is to grow a sustainable, customer focused and innovative service that supports and champions the financial health of their clients.
The Compliance Officer will be working as part of the Credit and Risk team who promote a strong risk and compliance culture.
**Salary**: £25,000
Benefits: Hybrid working, social events, life insurance, health support benefits
Working Hours: Monday - Friday 09:00 - 17:30
**Key Responsibilities**:
- Own and manage the Quality Assurance Framework.
- Work with the Compliance Manager to plan and deliver the Risk and Compliance Oversight Plan approved by Board Risk Committee.
- Manage and escalate regulatory breaches.
- Assist with external compliance audits and queries.
- Provide technical and operational support to the first line Complaints team with FCA regulated complaints.
- Deliver compliance training to all new employees and refresher training and support as required.
- Manage data protection requests.
- Actively participate in the analysis of regulatory developments, identifying impacts to the business and provide technical analysis and solutions.
- Support the business with financial crime and customer due diligence queries.
- Assist with the completion of annual financial crime risk assessments and the closure of any actions arising.
- Support the production of presentations and papers for Board and executive committees by gathering the vital MI, data, and supplementary content.
- Carry out other ad-hoc duties, which may or may not be related to the job, as reasonably requested by management.
**Minimum Requirements**:
- Knowledge of Financial Conduct Authority (FCA) regulations including BCOBS, CONC and DISP.
- An understanding of GDPR regulations.
- Flexible and positive attitude and the ability to respond in a changing environment.
- Compliance experience within a financial services industry.
- Precise attention to detail.
- Great people and communications skills
- A good personality with the ability to develop awareness and communications at all levels within the company.
- Proficient in Microsoft Office packages.
- Proactive, and able to work well under pressure.
**Desirable Skills / Experience**:
- You’ll be educated to degree level or equivalent qualification.
- Industry recognised qualification.
Unfortunately, due to time restrictions we cannot respond to every applicant, in the event that we haven’t contacted you within 48 hours please take it you have not been successful for this particular role, but your details will be kept on file and considered for all future vacancies.
We are an equal opportunities agency and welcome applicants from all backgrounds.
We are acting on behalf of the client as an Employment Agency in relation to this vacancy.
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