Compliance Monitoring and Testing Officer

There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The work we do matters. We invite you to explore the opportunity to join us and grow your career...

**Key Purpose** Provide assurance of the quality of implementation of regulation, policies, procedures and controls through the carrying out of the agreed Compliance Monitoring Program (Testing and or Second Line Controls), whilst covering all Compliance Domains there willbe a primary focus on AML, Markets & Conduct. Provide support to other colleagues in...

**Compliance Monitoring**: - London - £75,000 - Job type: Permanent - Sector: Banking - Job reference: NE39507 My client is a medium sized investment bank in central London. They have an exciting opportunity for a compliance monitoring officer to join an established team. This is an avp level role. This is truly a great place to work having placed a few...

Coopman Search are partnering exclusively with a fast-growing, UK-headquartered private markets firm who are at the forefront of ESG investing. As the business continues its impressive expansion, they are seeking their first dedicated Compliance hire. In this role you will work closely with outsourced regulatory partners, you’ll oversee obligations across...

**Description** **About this role** **London VP Job Description** **L&C Overview**: BlackRock's Legal & Compliance (L&C) Department protects BlackRock's reputation and provides advice and oversight of BlackRock's business. The department is focused on: - Actively participating in business decisions to champion our clients' interests and assist the business...

At Chase de Vere, we value excellence, integrity, and personal growth. Joining our team means being part of a supportive environment where your professional development is prioritised, and your contributions are recognised. If youre looking for a place where you can make a real impact and grow your career, consider Chase de Vere. Together, we help clients...

Compliance Monitoring Officer required for a leading lender to join a compliance team, ensuring the team works to ensure the business’ compliance with current and forthcoming applicable regulatory regimes. The team assesses the adequacy and effectivenessof the business’ Policies and Procedures and provides Departments with advice, support and guidance on...

At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial...

A pension fund in London are seeking a permanent Compliance Assurance/Monitoring Officer to join their team. As a Compliance Assurance Officer, you will sit within the Compliance team, reporting to the Head of Compliance. The role supports ensuring compliancewith the FCA regulatory and the organisations Operational Framework requirements, through the...

Compliance Officer, Monitoring Location: London Reports to: Head of Compliance Monitoring **Salary**: £80,000 per annum Overview: My client is a well established Lloyd broker, is expanding internationally and seeks a Compliance Officer to support the 2nd line of defence. The role involves defining the compliance monitoring framework, advising on...