Compliance Officer

1 week ago


Edinburgh, United Kingdom Search Consultancy Full time

**Job Title: Compliance officer**

**Location: Edinburgh/Glasgow**

**6 - 12 month FTC**

**Hybrid**

***

Search Consultancy are working closely with a client recruiting for a Compliance officer, this is an exciting role for those who are looking for progression.

***

**Purpose of role**

You will be working closely within the UK Compliance Team, assessing and processing Actimize market abuse alerts including on the insider trading, watch list and FX models.

**Key responsibilities**:

- View and process all Level 2 Actimize market abuse alerts in the insider dealing, FX and watch list models
- Escalate matters to Central Compliance and GFS within required time-lines as defined by relevant policies
- Escalate risks and issues to Compliance management or MLRO when identified
- Assist Level 1 teams with guidance and advice when required
- Submit STORs to the competent authorities when required and within time-lines covered by applicable policies
- Adhere and follow the companies Code of Conduct
- Support the wider Compliance Team with enquiries and tasks as directed by management
- Liaison with Central Compliance on the development and implementation of the Actimize system and market integrity processes
- Liaison with the Quality Assurance Team re checking of Actimize alerts
- Assist in the collation of information needed for internal audit and regulatory inspection
- Escalate potential suspicious activity to the investigation team



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