Risk and Compliance Manager

1 week ago

Manchester, United Kingdom Hollum Talent Solutions Full time

Risk and Compliance Manager / Manchester / £60K perM/Full Benefits Package /Remote working

Hollum Group are currently working with a financial services organisation based in Manchester who are in need of a talented Risk and Compliance Manager. This is a remote working position with travel to the office required only twice a month.

**The Risk and Compliance Manager Key Tasks**:
The Risk and Compliance Manager will be mainly responsible for ensuring all policies, processes, procedures and training meet with UK and Irish financial regulation and legislation.

**Compliance**
- Support the development of the compliance culture within the Society, ensuring all policies, processes, procedures and training meet with UK and Irish financial regulation and legislation
- Provide guidance to the Society on actions required to achieve compliance with prevailing regulatory requirements and Codes of Practice as part of recommendations supporting the delivery of the Society’s strategy
- Ensure that the Society’s statutory regulatory returns for the UK and Ireland are collated and submitted on time
- Provide reports to Executive, the Risk and Compliance Committee and the Board on regulatory and risk matters and attend such Committee meetings as required
- Identify best practice standards for compliance with regulatory requirements and take appropriate steps to implement these into the 1st line
- Attend all Risk & Compliance team meetings and report regularly to the General Counsel and Company Secretary on FCA / PRA / CBI developments and provide updates as appropriate

**Risk**
- Maintain the Society’s Risk Management Framework to ensure that an appropriate and proportionate risk governance regime is implemented across the Society
- Maintain and manage the Society’s Risk Dashboard, Risk Register and risk reporting tools to ensure risks are identified, reported and controlled appropriately
- Provide constructive challenge to the 1st line Risk Owners to ensure risks are adequately assessed and that evidence is available to demonstrate that stated controls are effective
- Maintain the Society’s Risk Management policies, processes, systems and controls to demonstrate ongoing oversight of risk activity across the business and ensuring an appropriate risk culture is embedded

**Technical**
- An experienced Compliance manager from the Financial Services sector with up-to-date knowledge and experience of working to relevant PRA and FCA guidelines and regulation within the Central Bank of Ireland
- Minimum three years compliance or risk management expertise in at least two areas of FCA Conduct of Business requirements, including Anti Money laundering and Financial Crime regulations
- A working knowledge or experience of the Solvency II Directive
- Experience in monitoring and oversight of regulated firms and provision of advice and guidance
- Experience in risk management within an FCA regulated firm

If this is something you would be potentially interested in and would like a further conversation around, then please contact Hollum Group.

Risk and Compliance Manager / Manchester / £60K perM/Full Benefits Package /Remote working

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