Current jobs related to Group Manager, Aml/prevention/kyc - London - eFinancial Careers
-
Kyc/aml Analyst
2 days ago
London, United Kingdom eFinancial Careers Full timeDescription This role sits within the KYC/AML team, which forms part of the Entity Management Due Diligence and Contracting ("EDC") function within CME's Global Operations division. The Analyst undertakes the day to day processing, maintenance and operationalactivities related to all of KYC/AML due diligence onboarding requirements for new and existing...
-
AML/KYC Analyst
6 days ago
City Of London, United Kingdom Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates Full timeJoin to apply for the AML/KYC Analyst role at Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates. We are seeking an AML/KYC Analyst to join our firm. This position will be based in our London office (hybrid). The analyst conducts complex research, analyzes documents and data, and ensures compliance with the firm’s KYC/AML requirements and sanctions...
-
Aml/kyc Administrator
1 week ago
London, United Kingdom FCS COMPLIANCE LTD Full timeWorking from home £30,000- £35000 + bonus FCS Compliance is a leading AML compliance consultancy servicing both the property and art sectors. Our team of highly experienced consultants are looking for an AML/KYC Administrator to join our rapidly growing team. FCS Compliance offers all employees training and industry accreditation. As an AML/KYC...
-
Aml & Kyc Verifier
11 hours ago
London, United Kingdom MVSI Full time**Anti Money Laundering & Know Your Customer Verifier** MVSI is a market leading compliance company operating globally with offices in Australia, UK, America, and Asia. We provide services around KYC (know your customer), and AML (Anti-money Laundering) to a wide range of financial services organisations to assistthem in meeting their regulatory compliance...
-
Senior KYC
6 days ago
London Colney, United Kingdom SET Consulting Full timeA global consulting firm in London is seeking a Senior KYC Analyst for a fully remote position. In this role, you will conduct and manage thorough client due diligence processes to ensure compliance with policies and regulations. The ideal candidate will have a Bachelor's degree in a relevant field and 4-5 years of experience in KYC and AML. This is a career...
-
Global Head of AML/KYC Governance
4 days ago
London, United Kingdom ACCA Careers Full time £200OverviewNorthern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of...
-
Global Head of AML/KYC Governance
2 weeks ago
London, United Kingdom ACCA Careers Full time £200OverviewNorthern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of...
-
Global Head of AML/KYC Governance
2 days ago
London, United Kingdom ACCA Careers Full timeOverviewNorthern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of...
-
Senior Aml/kyc Analyst
1 week ago
London, United Kingdom FCS COMPLIANCE LTD Full timeWorking from home £45,000- £50,000 + bonus FCS Compliance is a leading AML compliance consultancy servicing both the property and art sectors. Our team of highly experienced consultants are looking for a Senior AML/KYC Analyst to join our rapidly growing team. FCS Compliance offers all employees training and industry accreditation. As an Senior AML/KYC...
-
Aml/kyc Analyst
11 hours ago
London, United Kingdom The Legists Full timeWe have an exciting opportunity to join a Fintech that specialises in Merchant Payments but has plans to build a new digital bank over the next few years. They are looking for someone with AML/KYC experience that can be hands-on but equally wants to getinvolved in helping to build out their policies, procedures, and processes as they will need to change as...
Group Manager, Aml/prevention/kyc
2 weeks ago
**Overview**
**Senior Vice President - Markets Anti-Money Laundering Executive**
The Markets business compromises of FX, Securities Finance, Liquidity Services and Fixed Income servicing clients across UK, Middle East and Europe.
Responsible for Know-Your-Customer (KYC) Customer Due Diligence (CDD), Anti-Money Laundering (AML), Banking Secrecy (BSA) and Business Sanctions across the Markets line of business globally.
The role will be responsible for managing a small team supporting both 'business as usual' tasks and project work relating to the ongoing efforts across the firm to uplift KYC CDD, BSA and AML processes, policies and procedures. Strong and proactive engagementwith the broader AML/KYC teams across the bank and the Markets client relationship managers will be important.
The role will functionally report into the head of business management/COO of Markets and will have 1st Line of Defence accountability for the management of KYC CDD, AML, BSA and Sanctions risk across Markets.
Principal duties and responsibilities
- Oversight and support of all Markets responsibilities relating to KYC, CDD, AML, BSA and Sanctions.
- Providing Markets management with clear and concise reporting and updates.
- Ensures Markets specific AML/CDD systems, procedures and standards are in line with Bank AML/CDD Policy, including local requirements.
- Ensures CDD Program changes are implemented within Markets in a timely manner and appropriately communicated to Markets stakeholders.
- Ensures adequate CDD Program staffing, with the appropriate skill sets, to successfully implement CDD Program objectives and requirements and carry forward into BAU communicating any critical resourcing requirements to the Markets head of Business Managementas required.
- Plans and coordinates uplift activities across Markets lines of business and regions - ensures uplift goals and timelines are successful.
- Monitors Markets CDD risk exposure and tolerances across the customer portfolio.
- Represents Markets in AML/CDD committees as appropriate.
- Coordinates with Compliance to address certain high-risk customer escalations or exceptions (e.g., prohibited customers/countries).
- Coordinates with Compliance to address policy interpretations and clarifications - responsible for communication of guidance back to Markets stakeholders.
- Responsible for implementing appropriate controls and management practices for processes and systems that comply with the Company's policies.
- Management of a team responsible for Markets AML, Anti Tax Evasion and Anti Corruption Risk Assessments, data lineage and risk coverage mapping cards in coordination with Compliance
- Responsible for development and maintenance of Markets CDD Program communication and reporting processes:
- Ensures that the Markets business has adequate AML/CDD training including i dentification and enrolment of all staff required to take training (including temporary, contractor or vendor employees) ensuring that training is completed in a timely manner.
- Excellent oral and written communication skills, including report writing and management pack presentation production.
- Minimum of 5 years' experience working on KYC CDD and AML within an Investment Banking setting.
- Proven track record of reporting to executive level stakeholders.
- Strong analytical skills; ability to synthesize large amounts of information into concise and structured output.
- Highly flexible and adaptable to change, self
- motivated and able to independently drive results.
- Ability to initiate, define, lead and prioritise to remain focussed on the end target.
- Proactively identifies roadblocks or unprecedented, complex problems, develops solutions and follows through to implementation.
- Strong organisational skills.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create,trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helpingclients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and morethan 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: careers.
