Compliance Assistant

2 weeks ago


Solihull, United Kingdom mbf. Full time

**Compliance Monitoring Officer - Solihull/ Home based - Salary to £36,000 plus bonus and benefits**

MBF Recruitment are working with a West Midlands based firm of Chartered Financial Planners who are currently recruiting for a Compliance Assistant for their team.

The role:

- Working alongside the Compliance Manager your role will be to assist in implementing the company's Compliance Monitoring & T&C plan
- file checks (both pre-authorisation and post)
- Delivering MI for senior management to assist in the running of the business
- Perform the role of T&C supervisor in assessing adviser competency, through observations, 1;1's and testing
- Provide due diligence on proposed providers, products and funds to be added to the panels

**Requirements**:

- Experience working within the Financial Planning/ Financial Advice sector is essential
- File Checking experience would be preferred
- Ideally you will be Diploma Qualified, although this is not essential

On offer:

- Basic salary of up to £36,000 plus company benefits
- Very flexible working - mainly home-based role, only 1 day per week in the office
- Opportunity to progress within a growing business, working directly alongside decision makers



  • Solihull, United Kingdom The Search Consultant Full time

    HR Compliance Assistant Up to 25K 6 month fixed term contract role with potential of permanent role Main Purposes of the Job: This key role is required to carry out pre-employment, referencing and onboarding for all areas of the business. Main Duties, Key Tasks: - Supporting the Recruitment team with undertaking regulatory screening checks after...


  • Solihull, United Kingdom The Right Mortgage and Protection Network Full time

    **About The Right Mortgage** We are a completely independent Network for mortgage and insurance brokers with over 700 members across the UK. Due to our continued growth, we are recruiting for a Compliance Administrator to be based at our Head Office in Knowle. **Benefits of a Compliance Administrator** Here at The Right Mortgage, we believe a happy work...


  • Solihull, United Kingdom The Right Mortgage and Protection Network Full time

    **About The Right Mortgage** We are a completely independent Network for mortgage and protection brokers with over 750 members across the UK. Due to our continued growth, we are recruiting for a Compliance Administrator to be based at our Head Office in Knowle. **Benefits of a Compliance Administrator** Here at The Right Mortgage, we believe a happy work...

  • Compliance Officer

    2 weeks ago


    Solihull, United Kingdom Taylor Root Full time

    You will be expected to: - Carry out compliance onboarding for contractors and self-employed individuals - Assist in Tax related enquiries - Work autonomously and able to meet deadlines To be considered for this position you need: - To have minimum 1 year experience+ in Compliance - Knowledge of IR35- Desired - To be able to audit onboarding...

  • Compliance Officer

    3 days ago


    Solihull, United Kingdom MAN Commercial Protection Full time

    MAN Commercial Protection have an exciting opportunity for an experienced Compliance Officer to join our friendly, busy team based in Solihull. About the Role We are seeking a proactive and highly organised Compliance Administrator to join our growing compliance team. This role is integral to ensuring the company meets its regulatory obligations and...

  • Compliance Officer

    2 weeks ago


    Solihull, Solihull, United Kingdom MAN Commercial Protection Full time £104,000 - £128,000 per year

    MAN Commercial Protection have an exciting opportunity for an experienced Compliance Officer to join our friendly, busy team based in Solihull. About the RoleWe are seeking a proactive and highly organised Compliance Administrator to join our growing compliance team. This role is integral to ensuring the company meets its regulatory obligations and maintains...


  • Solihull, United Kingdom IM GROUP Full time

    **Job Summary** Support Legal Counsel, Director of Compliance and Data Protection Officer in relation to overseeing compliance and ensuring appropriate contracts and Terms and Conditions (T&Cs) are in place. Track and update documentation as required. Under the supervision of the Group Data Protection Officer (DPO), this role will be responsible for...


  • Solihull, Solihull, United Kingdom Katie Bard Full time

    Our client are a global consultancy looking to recruit a Legal Compliance Assistant to support their wider regulatory and compliance team.This role focuses on ensuring all compliance, referencing, and right-to-work processes are completed to the highest standards.Key Responsibilities:Supporting the consultants with general and legal compliance...


  • Solihull, United Kingdom Galliford Try Full time

    DescriptionNote for Recruitment Agencies:We prefer to hire directly and we will be in touch with our PSL Agencies if this role is eligible for release.We do not accept speculative CVs from agencies. If speculative CVs are sent no fee will be applicable please direct all queries to the relevant Resourcing Partner.Title Compliance Co-ordinatorLocation...


  • Solihull, United Kingdom Stericycle Full time

    **About Us**: At Stericycle, we deliver solutions and drive innovations that protect the environment, people, and public health. This includes working to create a more sustainable, shared future. Our innovative solutions make a difference in people's lives, communities, and our planet by protecting their health and well-being. Change your career. Change your...