Current jobs related to Group Compliance Manager - Ipswich - Cottrell Moore Ltd
-
Compliance Assistant
2 days ago
Ipswich, United Kingdom ARC Group Full timeJob Title: Compliance Assistant Location: Ipswich Contract: Full Time / Part Time - Employed Hours: 8:00 AM - 5:00 PM, Monday to Thursday (4:00 PM finish on Fridays!) Salary: £26,350 / annum Are you a motivated and detail-oriented individual looking to step into your new role? ARC Group, an award winning agency within the recruitment industry with a...
-
Compliance Assistant
3 weeks ago
Ipswich, United Kingdom ARC Group Full timeJob Title: Compliance Assistant Location: Ipswich Contract: Full Time / Part Time - Employed Hours: 8:00 AM - 5:00 PM, Monday to Thursday (4:00 PM finish on Fridays!) Salary: £26,350 / annum Are you a motivated and detail-oriented individual looking to step into your new role? ARC Group, an award winning agency within the recruitment industry with a growing...
-
Group Management Accountant
6 days ago
Ipswich, Suffolk, United Kingdom Tec Partners Limited Full time £40,000 - £90,000 per yearJob DescriptionNXTGEN are delighted to be partnering with a fast-growing, multi-entity organisation to recruit a Group Management Accountant into their on-site finance team. This is a truly unique opportunity for a Group Management Accountant to step into a broad, high-impact role spanning a diverse group structure made up of multiple trading entities and...
-
Compliance Monitoring Manager
1 week ago
Ipswich, United Kingdom Link Fund Solutions Full time**Overview** The objective of compliance monitoring is to: - Provide an effective mechanism through which to monitor adherence to policies and procedures and to the letter and spirit of the legislative and regulatory obligations imposed on BCM Global - Provide assurance to the Board that BCMGlobal is compliant with its legal and regulatory obligations. -...
-
Compliance Analyst
2 days ago
Ipswich, United Kingdom WTW Full timeThe Group Compliance Function’s aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatoryrelationships. We aim to be a trusted partner to the business. Within Willis Towers Watson’s internal...
-
Electrical Compliance Manager
6 days ago
Ipswich, United Kingdom Jark PLC Full timeElectrical Compliance Manager & Qualifying Supervisor – Ipswich£45,000-£55,000 + package (DOE) Jark Cambridge are proud to be working exclusively with this award‑winning M&E firm based in Ipswich. We have been appointed to support them on an Electrical Compliance Manager & Qualifying Supervisor opening. Responsibilities Maintain electrical...
-
Electrical Compliance Manager
1 week ago
Ipswich, United Kingdom Jark PLC Full timeElectrical Compliance Manager & Qualifying Supervisor Ipswich £45,000-£55,000 + package (DOE) Jark Cambridge are proud to be working exclusively with this award winning M&E firm based In Ipswich. We have been appointed to support them on an Electrical Compliance Manager & Qualifying Supervisor opening. You will be required to maintain the standards for...
-
Compliance Assistant
3 weeks ago
Ipswich, United Kingdom ARC (Norwich) Full timeJob Title: Compliance Assistant Location: Ipswich Contract: Full Time / Part Time - Employed Hours: 8:00 AM - 5:00 PM, Monday to Thursday (4:00 PM finish on Fridays!) Salary: £26,350 / annumAre you a motivated and detail-oriented individual looking to step into your new role?ARC Group, an award winning agency within the recruitment industry with a growing...
-
Compliance and Building Safety Manager
1 week ago
Ipswich, United Kingdom Suffolk Jobs Direct Full timeDescriptionIpswich Borough CouncilAddress:Grafton House 15-17 Russell Road Ipswich Suffolk IP1 2DESalary:47181 - 49282 per annumHours:37 hours per weekContract: PermanentReference:0462Your opportunity to take up this senior post in Ipswich Borough Council as a Compliance and Building Safety Manager in one of its largest front line services.The Maintenance...
-
UK&I Tax Manager
2 weeks ago
Ipswich, Suffolk, United Kingdom OCS Group Full time £60,000 - £100,000 per yearOCS UK & Ireland is a leading facilities management company with 50,000+ colleagues and a turnover in excess of £2bn. We deliver innovative, award-winning services within facilities management, hard services, cleaning, security and catering.Our mission is to make people and places the best they can be for our colleagues, customers and the communities we...
Group Compliance Manager
2 weeks ago
**Job description**
A highly successful directly authorised mortgage broking group with ambitious growth plans is seeking an experienced and financial services qualified 'Compliance Manager'.
The Compliance Manager will cover the group’s four branches in various locations throughout Suffolk. We are flexible about your office base although you will be expected to conduct site visits at each branch on a monthly basis. It is expected that the timerequired to successfully fulfil the role will be circa **3 days per week**, which can be flexibly managed to suit the individual.
**Key Responsibilities**
- Ensure compliance with regulator compliance procedures and develop and manage the company’s own compliance procedures
- Ensure all procedures are maintained to reflect any regulatory changes
- Update any regulatory changes to the business owners and adviser team
- Assist the business owners to identify areas of risk and work with them to manage the continuous improvement of the company’s standards and associated risk ratings
- Defining and measuring adviser competency and quality
- Pre-advice and new starter supervision to Competent Adviser Status sign off
- Observations and 1-1s of Pre-Advice and new advisers
- Ensuring CRM and sales process is followed by advisers
- Assessing firm and/or adviser training and competency folders
- Conducting one-to-ones with advisers, and reviewing previous agreed action plans
- Review and monitor adviser Continuous Professional Development
- Relationship development and compliance support during training period
- Manage the suspension and termination of advisers on the new starter/pre-advice
process
- To maintain a primary point of contact for advisers and manage the training and
competence program to ensure compliance to the company’s procedures
- Instruct, coach and monitor individuals, producing reports and individual training/
development plans ensuring all outstanding actions are completed within agreed
time-scales
- Manage the recording of any findings and accurately document corrective activity
- Manage the File Review process and effectively communicate to advisers and line
managers in respect of technical queries and challenges arising from the file review
process
- Effectively manage with the leadership team any escalated issues which have
emerged as a result of file reviews
- Develop, oversee, and manage working practices to enable the business to maintain an effective compliance framework
- Liaise with the company’s external compliance support provider
- You will have a minimum proven two year’s experience in a similar role **_within the financial services sector_**
- Excellent verbal and written communication skills
- Ability to work under pressure, prioritise and work to tight deadlines
- Coaching and mentoring skills
- An ability to critically analyse and interpret information
- Competent in Microsoft Office
- CeMAP or equivalent
- A strong understanding of the advice market for Mortgages, General Insurance, and
protection
- Competitive benefits package._
- **Flexible working pattern can be considered.**_
This really is a wonderful opportunity to work with a progressive and extremely successful mortgage broker business with very ambitious and exciting growth plans.
