Wealth Management Practice Manager
1 week ago
**The Opportunity** Independent Resourcing Consultancy (IRC) is delighted to be recruiting for an experienced **Wealth Management Practice Manager** / **Operations Manager** for an extremely well run, well-established, boutique Wealth Management / IFA firm based in Buckinghamshire. This really is a rare opportunity for someone who primarily comes from an operations / process background, **not sales** side of the financial services industry, to join at Director Level. **Role overview** The Wealth Management Practice Manager will support the Wealth Advisory Team and be responsible for the day-to-day operations of the practice, ensuring that all office administration, client servicing, and processing duties are performed on time and FCAlegally compliant at all. This position would be ideal for someone with similar experience supporting a Financial Advisory team and their business in a high-level operational capacity. **Role requirements** - **Level 6 Diploma** (Adv DipFA) or **Degree educated**. - **At least 2 years’** experience in a **similar operational / operations** capacity where you have supported a team of financial advisors. - Experienced using "**Intelligent Office**" IO - It is essential that you are confident in dealing with colleagues, third parties and can work with total discretion - Ensure that all IFAs follow FCA and internal compliance protocols, ensuring that all client files and information are compliant and confidential, and that internal procedures, such as complaints, **anti-money laundering**, and **GDPR**, are followed. - Ensure that all client agreements, including fee schedules, are in place, signed, documented, and stored, as well as that all client records on IO are current. - Review and update outdated processes, as well as build and manage new effective systems, processes, and procedures that enable Partner/Advisor(s) to optimize client meetings - Create cases and manage the processing of new business within the team - Ensuring that the end-to-end business process is efficiently handled and tracked in accordance with best practices and regulatory requirements. - Oversee the work of external paraplanners - Analyse business reports, trends, and statistical data to discover opportunities and obstacles that may impede the Practice's success. - Ensure that Senior Manager Conduct Rules are followed at all times in respect of FCA regulations; - Ensure that all IFA’s are up to date with their continuous professional development, maintaining their certificates and arranging appropriate courses when necessary; - Strong working knowledge of Excel, Word, and other Microsoft Office Programs **In Return** - **Attractive ££** Package for the right person DOE - Enrolment to company pension scheme - Career progression. If you have the required experience and qualifications, and are looking to make a career leap with a progressive financial services firm and be part of the journey with them, please get in touch with IRC today.
-
Delivery Lead
7 days ago
Amersham, Buckinghamshire, United Kingdom Succession Wealth Full timeClient Delivery Lead (Financial Services Administrator) Hybrid working – Succession Wealth Amersham We are Succession Wealth , from “start-up” in 2009, we are now one of the leading independent financial planning and wealth management business’ in the UK and part of the Aviva Group. We have over 900 employees and 200 Wealth Planners who provide...
-
Client Delivery Lead
7 days ago
Amersham, Buckinghamshire, United Kingdom Succession Wealth Full timeClient Delivery Lead (Financial Services Administrator) Hybrid working – Succession Wealth Amersham We are Succession Wealth , from “start-up” in 2009, we are now one of the leading independent financial planning and wealth management business’ in the UK and part of the Aviva Group. We have over 900 employees and 200 Wealth Planners who provide...
-
Client Delivery Lead
7 days ago
Amersham, Buckinghamshire, United Kingdom Succession Wealth Full timeClient Delivery Lead (Financial Services Administrator) Hybrid working – Succession Wealth Amersham We are Succession Wealth, from "start-up" in 2009, we are now one of the leading independent financial planning and wealth management business' in the UK and part of the Aviva Group. We have over 900 employees and 200 Wealth Planners who provide wealth...
-
Senior Financial Services Administrator
3 days ago
Amersham, Buckinghamshire, United Kingdom Succession Wealth Full timeSenior IFA Administrator / Client Delivery Executive Salary of up to £36,000 (DOE) Excellent benefits package (see below for full details) Hybrid working – blend of home and office working from our Amersham office We are Succession Wealth, from “start-up” in 2009, we are now one of the leading independent financial planning and wealth management...
-
Senior Financial Services Administrator
3 days ago
Amersham, Buckinghamshire, United Kingdom Succession Wealth Full timeSenior IFA Administrator / Client Delivery Executive Salary of up to £36,000 (DOE) Excellent benefits package (see below for full details) Hybrid working – blend of home and office working from our Amersham office We are Succession Wealth, from “start-up” in 2009, we are now one of the leading independent financial planning and wealth management...
-
Senior Financial Advisors Administrator
2 weeks ago
Buckinghamshire, United Kingdom Financial Divisions Full timeMy client, are a Chartered wealth planning practice based in Buckinghamshire who have been operating for over 30 years. They have an excellent reputation providing the highest levels of financial advice to High Net Worth private clients who are a mixtureof business professionals, retirees, accumulators and families. They offer advice on pensions,...
-
Investment Manager
3 weeks ago
Marlow, Buckinghamshire, United Kingdom Amber River Premier Full timeAmber River Premier, a Chartered Wealth Management firm in Marlow and part of the Amber River Group are looking to appoint an Investment Manager to take responsibility for the firms investment proposition which includes our own internally managed model portfolios (both discretionary and advisory) and external multi asset funds. The postholder will lead on...
-
Investment Management
3 weeks ago
Marlow, Buckinghamshire, United Kingdom Amber River Premier Full timeAmber River Premier, a Chartered Wealth Management firm in Marlow and part of the Amber River Group are looking to appoint an Investment Manager to take responsibility for the firms investment proposition which includes our own internally managed model portfolios (both discretionary and advisory) and external multi asset funds. The postholder will lead on...
-
Accounts Senior
2 weeks ago
Buckinghamshire, United Kingdom Insite Group Full timeAccounts Senior - Buckinghamshire (Bucks) Full Time | Permanent | Salary: £38,000 - £45,000 (depending on experience) Due to continued growth, we are seeking an experienced Accounts Senior to join our busy and supportive team based in Buckinghamshire (Bucks) . As an Accounts Senior, you will work closely with Client Managers and Directors to...
-
Quality Manager
1 week ago
Wotton Underwood, Buckinghamshire, United Kingdom Azenta Life Sciences Full timeThe Quality Manager will lead and inspire a high-performing quality team to deliver exceptional product standards and customer satisfaction. Drive continuous improvement through data-driven insights, advanced quality systems, and collaboration across all functions. Champion compliance, sustainability, and operational excellence in a fast-paced, global...
