Senior Compliance Contractor

2 weeks ago

London Area, United Kingdom JCW Group Full time £60,000 - £80,000 per year

Senior Compliance Contractor – 6-Month Contract (Inside IR35)

London - Hybrid

Start date: 1st December | Inside IR35

Our client, a regulated financial services firm with MiFID permissions, is seeking an experienced
Senior Compliance Contractor
to support their Head of Compliance during a key period of activity.

This is a senior, hands-on role requiring strong markets and derivatives compliance experience.

Key Responsibilities

  • Support the Head of Compliance.
  • Ensure compliance controls and frameworks are robust and fit for purpose.
  • Assess trading eligibility with various counterparties.
  • Draft, update, and maintain compliance policies and procedures.
  • Monitor trader activity and conduct surveillance.
  • Handle regulatory interactions and support responses.
  • Provide senior compliance guidance across the business.

Requirements

  • 8+ years' experience
    in a senior compliance role within an investment bank, trading firm, or markets/derivatives environment.
  • Strong knowledge of
    MiFID
    and
    EMIR
    .
  • Confident engaging with senior stakeholders and regulators.
  • Available from
    1st December
    for the full
    6-month contract
    .

How to Apply

Please apply directly via LinkedIn.

Phone calls will not be accepted; only LinkedIn applications will be considered.

  • Senior Compliance Contractor

    1 week ago

    London Area, United Kingdom Broadgate Full time £60,000 - £120,000 per year

    Compliance Advisory Specialist – Contract OpportunityWe are actively partnering with a leading wealth management business seeking an experienced Compliance Advisory Specialist to support on key regulatory matters.You will provide expert advice to senior stakeholders, shape core compliance policies, and lead oversight of regulatory and conduct...

  • Senior Compliance Contractor

    1 week ago

    London Area, United Kingdom Broadgate Full time

    Compliance Advisory Specialist – Contract OpportunityWe are actively partnering with a leading wealth management business seeking an experienced Compliance Advisory Specialist to support on key regulatory matters.You will provide expert advice to senior stakeholders, shape core compliance policies, and lead oversight of regulatory and conduct...

  • Senior Compliance Analyst

    1 week ago

    Manchester Area, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a leading international law firm to recruit a Senior Compliance Analyst in Manchester. In this role, you’ll support the business with client onboarding, due diligence and ongoing monitoring, ensuring compliance with regulatory requirements and internal policies. You’ll also play a key part in guiding junior colleagues and contributing...

  • Compliance Specialist

    2 weeks ago

    London Area, United Kingdom Women's Pioneer Housing Full time £51,000 per year

    Compliance SpecialistWe are seeking a skilled Compliance Specialist to ensure safe, compliant and well-managed housing services for residents.Position:Compliance SpecialistSalary:£51,000 per yearLocation:Hybrid, with mandatory office day on TuesdaysHours:Full time, 35 hours per weekContract:PermanentClosing Date:Midnight, Sunday 23 NovemberInterview...

  • Senior Risk

    3 days ago

    London, United Kingdom AJ Fox Compliance Full time

    Our client is a national law firm seeking to hire a Senior Risk & Compliance Lawyer. This role offers the option of remote working or can be performed in various locations throughout the UK. This position will be responsible for managing the firm’s regulatory compliance and professional risks, leading and advising the team and acting as a point of...

  • Compliance Contractor

    3 weeks ago

    London, United Kingdom Broadgate Full time

    Role Summary This role supports the Head of Compliance / MLRO in delivering all aspects of regulatory compliance across the firm. The position provides day-to-day advisory support to business and operational teams, ensuring regulatory requirements are understood, met, and embedded throughout the organisation. Key Responsibilities (Summary) Provide compliance...

  • Compliance Contractor

    4 weeks ago

    london, United Kingdom Broadgate Full time

    Role Summary This role supports the Head of Compliance / MLRO in delivering all aspects of regulatory compliance across the firm. The position provides day-to-day advisory support to business and operational teams, ensuring regulatory requirements are understood, met, and embedded throughout the organisation. Key Responsibilities (Summary) Provide compliance...

  • Transaction Reporting Contractor

    3 weeks ago

    City of London, United Kingdom MDM Consultants Full time

    Transaction Reporting Contractor (Compliance)£(Day Rate Depending on Experience) | Initial 6-Month Contract | London / HybridOur client, a leading advisory firm, is seeking an experienced Transaction Reporting Specialist to support BAU and project-focused reporting activity. This is a senior hands-on contract role requiring strong regulatory knowledge,...

  • Senior Compliance Contractor

    1 week ago

    London, United Kingdom Broadgate Full time

    Compliance Advisory Specialist – Contract Opportunity We are actively partnering with a leading wealth management business seeking an experienced Compliance Advisory Specialist to support on key regulatory matters. You will provide expert advice to senior stakeholders, shape core compliance policies, and lead oversight of regulatory and conduct...

  • Senior Compliance Contractor

    1 week ago

    London, United Kingdom Broadgate Full time

    Compliance Advisory Specialist – Contract OpportunityWe are actively partnering with a leading wealth management business seeking an experienced Compliance Advisory Specialist to support on key regulatory matters.You will provide expert advice to senior stakeholders, shape core compliance policies, and lead oversight of regulatory and conduct...