Head of Compliance

1 week ago

London Area, United Kingdom Rev & Regs Full time £100,000 - £150,000 per year

Rev & Regs are recruiting for a Head of Compliance and MLRO position for a dynamic and well-established Payments company in the City of London.

Responsibilities:

  • Analyse internal business systems to ensure compliance with industry regulations and ethical standards.
  • Lead and develop the regulatory compliance framework for a regulated EMI business.
  • Design and implement the compliance monitoring program.
  • Assist in the creation, modifying, updating and implementing of the company's policies.
  • Manage the risk management strategies.
  • Manage the necessary SAR reporting to law enforcement and regulators as required
  • Design control systems to address cases of violation of internal business policies.
  • Design ongoing training programs for employees of the business.
  • Liaise with other departmental heads to ensure that all business operations are in line with business policies.
  • Advise the top management on business operations relating to investment, risks and any other policy development.
  • Client onboarding – KYC and AML.
  • Client compliance – APP and Operations.

Experience:

  • Experience working in the payments sector within a similar role.
  • Previous experience working for an EMD / EMI in a Head of Compliance and MLRO role.
  • Experience in risk management.
  • Good verbal and written communication skills to inform and educate employees, and also to file correct and accurate compliance reports with regulating agencies.
  • Sound knowledge of legal requirements and controls such as Anti Money Laundering.
  • A Batchelor's degree in a relevant discipline such as Economics, Law, Accounting, or Finance.

Salary: £100,000 plus bonus

Location: Hybrid (3 days per week in City of London)

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