EMEA Trading Supervisory Management

2 weeks ago

London, Greater London, United Kingdom JPMorgan Chase Full time £80,000 - £120,000 per year

The Global Wealth Management ("GWM") Supervisory Manager for products ("Trading SM") is responsible for all aspects of sales supervision and risk review for Solutions across all Asset Classes in their assigned regions/teams.  The Trading SM coordinates and works closely with Risk, Control, Compliance and Legal on issues that arise in the product teams ("Solutions"). 

Within strategic projects and initiatives from the business, Trading SM is currently hiring an individual responsible for overseeing the wealth management cross asset trading desks business and operations with exposure to marketing topics as well. 

Job responsibilities 

  • Deals effectively with the trading desk and oversees daily operations
  • Identifies potential risk areas and / or control gaps along with daily monitoring of trading and business processes
  • Evaluates desk procedures and client communication for appropriateness
  • Reviews and approval of daily trade alerts and exception reports for trading desk
  • Reviews Marketing Materials to ensure the materials adhere to applicable regulatory requirements and bank policies 
  • Manages and coordinates projects in relation to business communications by liaising with business and Marketing teams 
  • Manages audit projects by demonstrating adherence to internal policies and procedures, as well as providing all necessary documentation in accordance with internal/external examiners' requests 
  • University degree or above
  • Proficient in both English 
  • Controls related experiences within the financial services industry especially with experience in reviewing and approving Marketing Materials
  • Understanding of wealth management business including process flows, services, regulatory/control requirements
  • Work independently and at the same time act as a good team player
  • Problem solving mindset, ability to take initiative to resolve issues

Required qualifications, capabilities and skills

  • University degree or above
  • Proficient in both English 
  • Controls related experiences within the financial services industry especially with experience in reviewing and approving Marketing Materials
  • Understanding of wealth management business including process flows, services, regulatory/control requirements
  • Work independently and at the same time act as a good team player
  • Problem solving mindset, ability to take initiative to resolve issues

Preferred qualifications, capabilities and skills

  • Comparable roles, Compliance, Surveillance, Risk/Operational Risk management or Audit experience is preferred

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