Senior Compliance Associate

5 days ago

London, Greater London, United Kingdom Black Swan Group Full time

Compliance Associate – Multi Asset Established Hedge Fund

A unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.

The role will be broad and varied including:

  • Providing assistance and support to the business on a day to day basis;
  • Implementation of the risk based monitoring programme;
  • Reviewing marketing material;
  • Conducting compliance related training;
  • Assisting with the oversight of personal account dealing and gifts policies;
  • Preparing and submitting global position disclosures;
  • Identifying and dealing with individual approved persons registrations.

Skill Set Required:

  • This role is ideally suited to a graduate in their first compliance role, looking for their next challenge.
  • A minimum of 5 years experience is required, gained working for an asset manager of hedge fund in a Compliance role.
  • Excellent communication skills, both written and verbal.
  • Comes across credibly and professionally.
  • Understanding of the hedge fund industry.
  • Strong team player.

  • Senior Associate, Core Compliance

    1 week ago

    London, Greater London, United Kingdom Barings Full time £60,000 - £100,000 per year

    At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.We thank...

  • Research Compliance Associate

    2 weeks ago

    London, Greater London, United Kingdom AlphaSights Full time £30,000 - £60,000 per year

    Start date:Immediate startAbout This RoleThe Research Compliance team is a dynamic and innovative function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Manager based in London and work alongside the Research teams to enable a safe end-to-end...

  • Senior ISV Solution Architect

    1 week ago

    London, Greater London, United Kingdom Sovos Compliance Full time £50,000 - £120,000 per year

    Build your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionising how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...

  • Graduate Compliance Associate

    2 weeks ago

    London, Greater London, United Kingdom Avomind Full time £30,000 - £60,000 per year

     About our clientOur client was born with a purpose: to unlock human knowledge and power success.  From their state-of-the-art offices in nine major world cities, they connect business leaders seeking knowledge with the experts who possess it. They're one of the fastest-growing global companies, employing 1500+ colleagues of 60+ nationalities.What they...

  • Research Compliance Associate

    2 weeks ago

    London, Greater London, United Kingdom Avomind Full time £30,000 - £50,000 per year

    About our ClientOur client is the global leader in knowledge on-demand. They connect investors and business leaders with the knowledge they need to succeed. Working from nine cities globally, their 1500+ colleagues provide round-the-clock coverage to the world's top investment funds, consultancies, and businesses. Our client was founded in 2008, and is a...

  • Compliance Associate

    2 weeks ago

    London, Greater London, United Kingdom Optima Partners Full time £40,000 - £60,000 per year

    Why join us?Optima Partners is a unique global firm which understands that its people are its greatest asset. We are 100% committed to attracting and keeping the highest quality people. As a market leading and growing firm with a very flat structure, we offer our our employees the opportunity to quickly progress in their careers within a merit-based...

  • Compliance Associate

    2 weeks ago

    London, Greater London, United Kingdom Sermo Full time £30,000 - £50,000 per year

    500+ employees, 9 countries, and 1 mission - to amplify the voice of physicians globally.  That is where you come in. Helping unite physicians across the world to support better patient outcomes—and even save lives— is an incredible feeling. Join us    What we're about:   Community: with 20+ years of tradition and innovation, our team has...

  • Compliance Associate

    5 days ago

    London, Greater London, United Kingdom Lawhive Full time

    Compliance AssociateSalary: £40,000-£55,000 + share optionsLocation: London/Hybrid - 2-3 days per week onsiteAbout LawhiveOur mission is to make the law accessible to everyone.The legal industry is built on technology and process that hasn't been updated in hundreds of years - that's why we've reinvented the entire model from the ground-up with our own...

  • Compliance Associate

    5 days ago

    London, Greater London, United Kingdom Lawhive Full time £40,000 - £55,000

    Compliance AssociateSalary: £40,000-£55,000 + share optionsLocation: London/Hybrid - 2 days per week onsiteAbout LawhiveOur mission is to make the law accessible to everyone.The legal industry is built on technology and process that hasn't been updated in hundreds of years - that's why we've reinvented the entire model from the ground-up with our own...

  • Compliance Associate

    2 weeks ago

    London, Greater London, United Kingdom Saxo Bank Full time £40,000 - £80,000 per year

    London, United KingdomAbout the jobAre you ready to take the next step in your Compliance career?Saxo Capital Markets UK Ltd is expanding its Compliance team and looking for a passionate and driven Compliance Associate to join us in our London office. This is your chance to be part of a dynamic and collaborative environment where your expertise will help...