Compliance Manager

17 hours ago

Wakefield, Wakefield, United Kingdom Fintellect Recruitment Full time £40,000 - £60,000 per year

A fantastic opportunity has arisen for an experienced Compliance Manager to join a growing commercial finance company based in Wakefield.

This business has built a strong reputation for providing tailored funding solutions to SMEs and mid-market clients across the UK, and as they continue to expand, they're looking to strengthen their governance and compliance function.

The Role;

As Compliance Manager, you will take ownership of the company's compliance framework, ensuring all processes, systems, and practices meet regulatory and internal standards. This is a hands-on role where you'll be responsible for overseeing day-to-day compliance activities while also supporting strategic projects that drive continuous improvement and operational excellence.

Your work will play a key role in maintaining the firm's integrity, reputation, and adherence to FCA guidelines and internal governance policies.

Key Responsibilities;

  • Manage and develop the company's compliance monitoring framework to ensure all activities are conducted in line with FCA and company regulations.
  • Conduct regular compliance checks, audits, and risk assessments across all business areas.
  • Produce accurate and insightful compliance reports for senior management and external stakeholders.
  • Oversee and maintain all policy documentation, ensuring procedures remain current and reflective of best practice.
  • Provide training and guidance to colleagues to promote a strong compliance culture across the organisation.
  • Lead on regulatory submissions and reviews, ensuring timely and accurate responses.
  • Monitor and interpret regulatory developments, advising senior leadership on any necessary changes or risks.
  • Collaborate closely with operational and sales teams to identify, assess, and mitigate compliance risks.

About You;

  • 3–5 years' experience in a compliance role within financial services or commercial lending.
  • Strong understanding of FCA regulations, AML, data protection, and governance frameworks.
  • Excellent analytical and reporting skills – able to turn complex data into actionable insight.
  • Confident communicator with the ability to deliver training and influence at all levels.
  • Proactive, detail-oriented, and highly organised, with a strong sense of accountability.

What's on Offer;

  • Competitive salary, dependent on experience
  • Opportunity to shape and develop the compliance function within a growing business
  • Collaborative, professional environment with genuine progression opportunities
  • Wakefield-based with flexible/hybrid working

If this is you then please apply to this job advert or get in touch

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