Head of Compliance

6 days ago

Cardiff, Cardiff, United Kingdom TSR Legal Full time £35,000 - £75,000 per year

Head of Compliance – Leading Multi-Site Conveyancing Business

Locations:
Cardiff

Working Pattern:
Full-time, Hybrid

Overview

I am working with a respected, multi-location conveyancing organisation that is seeking an experienced
Head of Compliance
to lead its regulatory, risk and quality framework. This is a senior strategic role with influence across the entire business, supported by an established compliance team.

Key Responsibilities

Leadership & Oversight

  • Lead and develop the Compliance Team, including direct management of the Senior Compliance Officer.
  • Oversee complaint handling, Legal Ombudsman escalations, and PI-related notifications, ensuring accurate investigation and reporting.
  • Provide coaching, guidance and pragmatic compliance support across the business.
  • Deliver workshops, feedback sessions and training to embed a strong compliance culture.

Risk, Quality & Regulatory Management

  • Maintain and enhance professional and ethical standards across the business.
  • Conduct focused audits and thematic reviews to assess service quality and policy adherence.
  • Update compliance MI, identify trends, and recommend improvements.
  • Communicate upcoming regulatory and legislative changes, supporting the business in adapting effectively.
  • Lead the annual review of the Practice-Wide Risk Assessment and update policies where necessary.

AML & Data Protection

  • Act as Deputy MLRO—chair AML committees, guide complex decisions, and step into the MLRO role when required.
  • Approve annual AML training content and ensure all staff receive role-appropriate AML training.
  • Serve as the organisation's Data Protection Officer, providing guidance and collaborating with group DPO teams.

Stakeholder & External Relationships

  • Maintain a professional relationship with the regulatory body and key external partners (e.g., verification providers, Land Registry, lender panel administrators).
  • Produce compliance guides, practice pointers and legal updates for internal use.
  • Support senior leadership with projects, technology assessments, consultations, and strategic initiatives.

Essential Background

  • Qualified lawyer (CLC / SRA / CILEx)
  • Minimum 5 years PQE and 8+ years' conveyancing experience
  • Strong understanding of regulatory frameworks within conveyancing
  • Experienced in leading or influencing compliance functions

Skills & Attributes

  • Excellent communication and interpersonal skills
  • Highly organised, reliable, and proactive
  • Strong analytical and problem-solving ability
  • Able to work collaboratively with operational and training teams
  • Professional, trustworthy and adaptable

Benefits & Conditions

  • Hybrid working
  • 25 days annual leave + bank holidays
  • Pension scheme
  • Structured CPD and specialist compliance training
  • Supportive, collaborative working environment

If you are an experienced compliance professional or senior conveyancer looking to step into a high-impact leadership role, I would be delighted to discuss this opportunity further. Please get in touch with Hannah at TSR Legal to arrange a confidential conversation. /

  • Head of Legal Compliance

    2 days ago

    Cardiff, Cardiff, United Kingdom Yolk Recruitment Ltd Full time £65,000 - £130,000 per year

    Legal Compliance Manager - CardiffSalary: £65,000 per annumFull Time (Flexible Working Considered)Excellent Benefits PackageAn outstanding opportunity has arisen for an experienced Legal Compliance Manager with strong conveyancing expertise to join a leading, high-performing property legal services provider. This is a key leadership position, driving...

  • Head of Collections Compliance

    2 weeks ago

    Cardiff, Cardiff, United Kingdom Women in Tech Full time £60,000 - £100,000 per year

    DescriptionLocation:Cardiff and ManchesterClosing date:4th December 2025About StarlingAt Starling, we are on a mission to provide people with a fairer, smarter, and more human alternative to traditional banks. We are building a leading digital bank, driven by fast technology, fair service, and honest values. Our vision is to create a banking industry that...

  • Head of Payroll

    4 days ago

    Cardiff, Cardiff, United Kingdom Head4Talent Full time £60,000 - £100,000 per year

    Purpose of the RoleThe Head of Payroll will lead and oversee payroll operations across all divisions. This role ensures accurate, timely, and compliant payroll delivery, harmonises payroll processes and dates across divisions, and prepares the organisation for the successful implementation of a new HR and payroll system launching in 2026.Key...

  • Head of Financial Crime

    2 weeks ago

    Cardiff, Cardiff, United Kingdom Tandem Bank Full time £70,000 - £90,000 per year

    Job Title: Head of Financial Crime (Operations)Working Pattern:Monday to Friday, 36.25 hours per weekSalary:£70,000 - £90,000 and up to 20% annual bonus.Location:Cardiff, hybrid workingAt Tandem, we're not just a bank; we're a movement for positive change. If you're an ambitious and dedicated Head of Financial Crime (Operations), ready to make an impact,...

  • Head of Financial Crime

    2 weeks ago

    Cardiff, Cardiff, United Kingdom Tandem Bank Full time £70,000 - £90,000 per year

    Job Title: Head of Financial Crime (Operations)Working Pattern: Monday to Friday, 36.25 hours per weekSalary: £70,000 - £90,000 and up to 20% annual bonus. Location: Cardiff, hybrid workingAt Tandem, we're not just a bank; we're a movement for positive change. If you're an ambitious and dedicated Head of Financial Crime (Operations), ready to make an...

  • Head of Member Benefits

    2 days ago

    Cardiff, Cardiff, United Kingdom Alcumus Full time £40,000 - £100,000 per year

    Head of Member BenefitsDepartment: MarketingEmployment Type: PermanentLocation: Cardiff, UKReporting To: Job Title of Hiring ManagerDescription Creating Safer Workplaces for Everyone. We want to create a better working world by building a global network of responsible buyers and suppliers. Alcumus SafeContractor takes the pain out of compliance for over...

  • Head of Strategic Projects

    2 weeks ago

    Cardiff, Cardiff, United Kingdom Cyfoeth Naturiol Cymru Natural Resources Wales Full time £80,000 - £120,000 per year

    The roleThis is a high-impact leadership role at the heart of Natural Resources Wales' most ambitious and high-profile programmes. As Head of Strategic Projects, you will lead the design and delivery of flagship initiatives including LIFE Projects, the Peatland Programme, Nature Networks, Natur am Byth and Metal Mines programmes that are central to Wales'...

  • Head of the Directors Office and Governance Lead

    5 minutes ago

    Cardiff, Cardiff, United Kingdom Ministry of Justice UK Full time

    General InformationSalaryThe national salary is £42,914 - £46,182, London salary is £49,325 - £53,081. Your salary will be dependent on your base locationWorking PatternFull TimeVacancy ApproachExternalLocationCardiff, LondonRegionLondon, WalesClosing Date05-Jan-2026Post TypePermanentCivil Service GradeSEONumber of jobs available1Reserve List12 MonthsJob...

  • Head Chef with a British Passport

    1 day ago

    Cardiff, Cardiff, United Kingdom Isisekelo Recruitment Full time £40,000 - £80,000 per year

    Our client is a is a luxurious Scottish retreat nestled in the picturesque town of Aberfeldy. With stunning views of the surrounding countryside, this idyllic destination offers guests a peaceful escape from the hustle and bustle of everyday life. The resort features a range of amenities, including a spa, golf course, and award-winning restaurant.Speaking...

  • Head of Digital Experience

    6 days ago

    Cardiff, Cardiff, United Kingdom Admiral Group Plc Full time £60,000 - £120,000 per year

    Admiral Money is hiring for aHead of Digital Experienceto join the teamAbout Admiral MoneyAdmiral Money is the dynamic lending arm of Admiral Group, offering personal loans, motor finance, and second charge mortgages since 2017. We're building something special for our customers and are looking for curious, driven individuals ready to learn, take on...