Investigator – Complaints

3 days ago


Leeds, Leeds, United Kingdom UK Regulators' Network Full time

Financial Conduct Authority

Regulating financial services firms and financial markets in the UK,

Requirements of the role

We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you'll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.

The Complaints Department sits within Risk and Compliance Oversight Division (R&CO) which performs the second line of defence function in the FCA.

R&CO helps the FCA identify, assess, and report risks that threaten the FCA's ability to deliver its statutory objectives.

Role Responsibilities

  • Guide complex complaint investigations with diverse sources (systems, reports, governance papers) to uncover insights that drive better outcomes
  • Shape strategic improvements by identifying root causes of issues and recommending solutions that strengthen processes and prevent recurrence
  • Influence senior decision-making by presenting clear, evidence-based findings to stakeholders, ensuring lessons are learned and performance improves
  • Deliver high-quality outputs under pressure, including concise reports, letters, and committee papers, meeting strict deadlines and service standards
  • Manage a dynamic caseload of complaints in a fast-paced, target led environment, ensuring timely and fair resolutions
  • Drive continuous improvement by feeding insights from complaints into departmental analysis, helping shape future policy and operational excellence
  • Represent the FCA's commitment to accountability, ensuring transparency and trust through rigorous, solo investigations

View on member website

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Location

London, Leeds, Edinburgh

Contract type

Full time, Permanent

Profession

Complaints, Financial Services, Investigator

Working pattern

Flexible working, Hybrid

Closing Date

24/11/2025



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