Senior Compliance Analyst

2 days ago

London, Greater London, United Kingdom Allen Insurance Insurance Recruitment Full time £60,000 - £120,000 per year


To provide efficient and effective support to the Senior Compliance Manager and the wider Risk & Compliance team. To assist in the implementation of an effective Compliance systems and controls regime for the UK regulated entities in the Group.

Knowledge/Skills/Qualifications
Awareness of current regulatory and legal measures applying to financial crime, including fraud, money laundering, sanctions and tax evasion
Demonstrable knowledge of sanctions scanning systems
Ability to evaluate and improve effectiveness of financial crime frameworks
Familiarity with Lloyds market, its principles, practices, and operational infrastructure
Sound knowledge of conduct risk in insurance
Awareness of current UK regulatory trends, conversant with the FCA Handbook
Experience with TOBAs, non disclosure agreements, broker transfer agreements

Key Competencies
Ability to think critically, research and offer solutions to complex problems, reach sound decisions
Excellent stakeholder management, collaborative and communicative
Excellent written and oral communication skills
Well organised and motivated
CII qualifications DipCII preferred
Minimum 5 years of experience in a Compliance role within the insurance industry, ideally in a broking firm


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