Compliance Analyst

6 days ago

London, Greater London, United Kingdom Royal London Group Full time £40,000 - £80,000 per year

Job Title: Compliance Analyst - Marketing

Contract Type:

Location: London

Working style: Hybrid 50% home/office based

Closing date: 26th October 2025

We currently have a new opportunity for a Compliance Analyst to join the Risk and Compliance team at Royal London Asset Management and specifically support our marketing teams.

Whilst reporting into the Head of Compliance, in this role you will work closely with our International Distribution Compliance Officer on all compliance topics related to marketing.

As a Compliance Analyst, you will interact with all levels of internal stakeholders within our organisation. You will be joining an established and supportive team where we will encourage your learning, development and study towards relevant qualifications.

The Compliance Team is responsible for partnering with the business to ensure RLAM maintains a robust approach to regulatory compliance with effective controls operating.

This is a fantastic opportunity for an individual looking to further develop their knowledge and understanding of Asset Management compliance.

About the role

  • Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
  • Maintain RLAM's Conflicts of Interest register and assisting in the management of PA Dealing using My Compliance Office.
  • Assist members of the compliance team with preparation of papers for governance and oversight committees; this may include presenting issues to committees and Boards as required.
  • Prepare and deliver training on key issues and regulatory changes

About you

  • Prior experience of investments activities in an asset management business within a relevant role.
  • Understanding of compliance and regulatory requirements
  • Good experience of Word, Excel PowerPoint, Power BI
  • Understanding of data organisation
  • Some experience within an operational asset management environment (UK or EU).
  • Knowledge of investment matters in UCITS and AIFMD
  • Strong communication skills
  • SI / IAQ / IMC qualified or willing to study towards with support.
  • Understanding of UK, Irish and EU compliance and regulatory requirements.

About Royal London Asset Management

Royal London Asset Management (RLAM), part of the Royal London Group, is one of the UK's leading fund management companies working with a wide range of clients across the globe to achieve their investment goals. Our long-term, client-driven focus means that we have a long-standing commitment to responsible investment. We act as responsible stewards of our clients' capital, exercising their rights and influencing positive change.

Our People Promise to our colleagues is that we will all work somewhere inclusive, responsible, enjoyable and fulfilling. This is underpinned by our Spirit of Royal London values; Empowered, Trustworthy, Collaborate, Achieve.

We've always been proud to reward employees by offering great workplace benefits such as 28 days annual leave in addition to bank holidays, an up to 14% employer matching pension scheme and private medical insurance. You can see all our benefits here - Our Benefits

Inclusion, diversity and belonging

We're an Inclusive employer. We celebrate and value different backgrounds and cultures across Royal London. Our diverse people and perspectives give us a range of skills which are recognised and respected – whatever their background.

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