Interim Compliance Lead

6 days ago

South East London, United Kingdom Michael Page Full time

The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.

This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.

Client Details

The client is a well-established UK Wealth Management firm, focused on retail savings and investments products.

Description

Good understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations.
Experience with financial planning and / or investment advice to retail customers would be beneficial.
A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes.
Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business.
Confident in voicing an opinion
Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms.
Solution and delivery focused, with high energy and drive, and ability to deliver through others.
Must be able to build strong relationships with key stakeholders.

Profile

A successful Interim Compliance Lead - FTC should have:

Proven experience in compliance management, preferably within the financial services industry.
A strong understanding of regulatory frameworks and standards.
Excellent analytical and problem-solving skills.
Experience in developing and implementing compliance policies and procedures.
Strong interpersonal and communication skills to liaise effectively with stakeholders.
Ability to manage multiple tasks and prioritise effectively in a fast-paced environment.
Relevant professional qualifications in compliance or risk management are desirable.Job Offer

Competitive salary ranging from £45,000 to £47,500 per annum.
Opportunity to work within a reputable financial services organisation.
Supportive and professional working environment.
Chance to contribute to critical compliance initiatives.
Potential for career development within the compliance and risk management field

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