Head of Compliance – SMF16
1 week ago
A small international bank is looking for an experienced Head of Compliance (SMF16). Your responsibilities will include: Defining/implementing/maintaining effective compliance and regulatory reporting Conducting policies/procedures/monitoring controls/governance to ensure compliance with all UK regulatory requirements Conducting risk and control assessments Maintenance of London’s compliance risk appetite Providing guidance and training on compliance and new regulatory developments Serving as the point of contact for UK regulatory authorities Collaborating and reporting with Head Office on compliance issues Supporting auditors, both internal and external Your experience must include: Extensive proven compliance experience as Head of Compliance in banking at SMF16 level Strong knowledge of UK regulatory frameworks Excellent communication skills – both written and oral This role will be hybrid – working 4 days a week in the London office and 1 day remotely. #J-18808-Ljbffr
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Head of Compliance – SMF16
1 week ago
Westminster, United Kingdom Prime Personnel Full time £150 - £200A small international bank is looking for an experienced Head of Compliance (SMF16).Read on to fully understand what this job requires in terms of skills and experience If you are a good match, make an application.Your responsibilities will include:Defining/implementing/maintaining effective compliance and regulatory reportingConducting...
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Head of Compliance SMF16
7 days ago
City Of London, United Kingdom Prime Personnel Full timeA small international bank is looking for an experienced Head of Compliance (SMF16). Your responsibilities will include: Defining/implementing/maintaining effective compliance and regulatory reporting Conducting policies/procedures/monitoring controls/governance to ensure compliance with all UK regulatory requirements Conducting risk and control assessments...
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Head of Compliance
1 week ago
City of Westminster, United Kingdom Prime Personnel Full timeAn international bank is seeking an experienced Head of Compliance to ensure adherence to UK regulatory frameworks while working in a hybrid model. Responsibilities include implementing compliance programs, conducting risk assessments, and providing guidance on regulatory changes. The ideal candidate will have extensive compliance experience in banking at...
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Head of Compliance
3 weeks ago
City of London, United Kingdom Morson Edge Careers Full timeHead of Compliance & Conduct | SMF16 up to £150,000 plus bonus and benefits Hybrid/LondonShape Culture. Influence Strategy. Lead With Impact.Our client a UK challenger bank, is seeking an exceptional Head of Compliance & Conduct to lead their compliance agenda, strengthen conduct culture and act as SMF16. This is a rare opportunity to influence the...
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Head of Compliance
1 day ago
City Of London, United Kingdom Barclay Simpson Full timeNew Opportunity – Head of Compliance (SMF16/17)London | Hybrid | Digital Assets | Competitive Salary + EquityIntroductionI’m working with an innovative financial infrastructure firm that’s reshaping how tokenised assets are structured and accessed. Backed by a team with experience at top-tier institutions, they’re seeking a Compliance professional to...
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Head of Compliance
2 weeks ago
City of London, United Kingdom Synchronicity Group Full timeOur client is a wealth & investment manager who are seeking an experienced senior level compliance professional who is looking to move into an SMF16/17 role. You will have overall responsibility for all compliance policies and controls across the businessand will work closely with the CEO's and Senior Management Team to help improve the business, ensuring it...
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Head of Compliance
1 week ago
Westminster, United Kingdom Prime Personnel Full time £150 - £200An international bank is seeking an experienced Head of Compliance to ensure adherence to UK regulatory frameworks while working in a hybrid model.Increase your chances of an interview by reading the following overview of this role before making an application.Responsibilities include implementing compliance programs, conducting risk assessments, and...
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Head of Compliance
1 week ago
City of Westminster, United Kingdom the company Full timeKey ResponsibilitiesMaintain a compliance framework that promotes a proactive compliance culture within the firm, identifies and manages regulatory risks relevant to the business and supports the firm by the operation of an effective compliance control environment.Ensure the operation of a compliance programme that monitors for day-to-day adherence to the...
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Head of Compliance
1 day ago
City of Westminster, United Kingdom House of Commons Full timeWhat you’ll be doing As Head of Compliance for the House of Commons Parliamentary Maintenance Services Team (PMST), you will play a central role in ensuring the safe, resilient and compliant operation of the UK Parliament. Leading the Compliance team and sitting within the Senior Leadership Group, you will oversee health and safety management, statutory...
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Compliance Officer and MLRO
1 day ago
City Of London, United Kingdom Roots Funding Ltd Full timeAbout UsRoots Funding (“RF”) is a global investment and fundraising marketplace connecting high-potential startups, SMEs, and ventures with investors worldwide. Our mission is to democratize access to private markets across sectors like fintech, medtech, space-tech, and real estate — fostering growth through innovative equity and debt solutions.The...