Head of Compliance

3 days ago


Greater London, United Kingdom Barclay Simpson Full time

Head of Compliance Apply for this job New Opportunity – Head of Compliance (SMF16 / 17) London | 💼 Hybrid | 🔐 Digital Assets | 💰 Competitive Salary + Equity London competitive salary Sector : Financial Services Job reference : NE43611 I’m working with an innovative financial infrastructure firm that’s reshaping how tokenised assets are structured and accessed. Backed by a team with experience at top-tier institutions, they’re seeking a Compliance professional to take on SMF16 and SMF17 responsibilities as they progress through FCA authorisation and the Digital Securities Sandbox (DSS). This is a rare opportunity to help shape the compliance framework of a high-growth fintech from the ground up. What’s Involved: Lead the UK FCA authorisation process Drive all DSS-related regulatory engagement Build and implement a fit‑for‑purpose AML / CTF framework Own and deliver monitoring, testing, and reporting Report directly to the UK CEO and work closely with senior leadership What They’re Looking For: 5–7 years in a regulated Compliance or MLRO role Strong experience across UK AML / CTF and MiFID regulation Previous FCA engagement and ideally SMF exposure Someone who thrives in fast‑paced, high‑accountability environments Why Apply: Real ownership of the compliance function Competitive salary and generous equity offering Work alongside ex‑bulge bracket and fintech leaders Flexibility, autonomy, and a mission‑driven team #J-18808-Ljbffr


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