Surveillance Strategy

A leading financial group in the UK is seeking a Senior Surveillance Strategy & Governance VP to lead the EMEA surveillance strategy. This role requires over 10 years of experience in surveillance within investment banks, knowledge of regulatory frameworks, and a strong competency in managing governance. The ideal candidate will implement initiatives to...

A leading financial group in London is seeking a Surveillance Strategy & Governance VP to execute the EMEA surveillance strategy. The role involves managing governance frameworks and ensuring compliance with market abuse regulations. Ideal candidates will possess over 10 years of surveillance experience in financial institutions and strong knowledge of UK/EU...

Department DescriptionWithin Compliance, Capital Markets Surveillance (‘CMS’) team addresses capital markets surveillance of GBS Wholesale Banking activities. The function’s core activities entail Trade and Communications surveillance activities along with the processing of Significant Shareholding Disclosures for the group.The Trade Surveillance...

Surveillance Optimisation Lead at NatWest Group Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in the United Kingdom and as such all normal working days must be carried out in the United Kingdom. Job Description Join us as a...

Vice President, Surveillance Strategy, Governance and Transformation page is loaded## Vice President, Surveillance Strategy, Governance and Transformationlocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: 10072957-WDDiscover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading...

Join us as a Surveillance Optimisation LeadYou'll support the business in managing their market abuse risk, through managing the design of the surveillance coverage model needed to detect behaviour indicative of market abuseYou'll support the management and key stakeholders in their delivery of the surveillance framework and our ability to monitor its...

OverviewHead of Surveillance – Financial Services – Location: London (Hybrid). Salary: Competitive + Bonus + Benefits. Note: Applications for this particular job have now closed.A leading global financial services firm is undertaking a major strategic transformation of its Surveillance function. The role supports the continued enhancement of its...

Compliance Manager (Market Abuse Surveillance)LondonMaven is a market-leading proprietary trading firm allocating internal capital across discretionary, systematic, and market-making strategies. Our collective expertise spans traders, engineers, and technologists, unified by an unwavering dedication to enhance our efficiency as a premier liquidity provider...

Compliance Manager (Market Abuse Surveillance)Join Maven Securities Maven Securities as a Compliance Manager (Market Abuse Surveillance). Based in London, you will lead the global market abuse surveillance function across EMEA, APAC, and the US.Role OverviewAs a Compliance Manager (Market Abuse Surveillance), you will assume full ownership of the end-to-end...

IPC is a fintech company that focuses on the human element. With a global presence, we support local markets with our advanced cloud-based trading communications and managed connectivity solutions. Through our portfolio of communications and connectivity solutions, we focus on solving business challenges and adapting to regulatory changes in the fast‑paced...