Compliance Monitoring Analyst
1 day ago
Direct message the job poster from The Curve Group Executive Search, Talent Acquisition & Recruitment Outsourcing Hybrid - 2 days a week in Newport, Wales Working in partnership with this financial services company that specialise in asset finance, we are currently on the lookout for a Monitoring Analyst. The Monitoring Analyst will support the Compliance Department in ensuring that the business meets its regulatory, legal, and governance obligations. This role is focused on delivering day to day monitoring and quality assurance activity, helping to identify risks, ensure controls are effective, and drive improvements across the business. Working closely with the Business Support & Monitoring Manager, this individual will play a key role in delivering the monitoring and quality assurance framework, carrying out reviews, and producing reports that contribute to a strong compliance culture and fair customer outcomes. This role is ideal for someone with early career compliance experience looking to further develop their skills in monitoring, quality assurance, and regulatory compliance within financial services. Role responsibilities Monitoring & Assurance Carry out monitoring reviews, file checks, and QA testing in line with the monitoring and quality assurance framework. Document and elevate findings clearly, highlighting risks and recommending remedial actions. Support the tracking of open actions and assist in verifying closure of remedial work. Assist in preparing monitoring reports for the Business Support & Monitoring Manager. Compliance Support Support colleagues with regulatory queries by providing accurate and timely information. Contribute to fraud prevention activities. Governance & Reporting Contribute to MI reporting for internal stakeholders, collating data on monitoring activity and compliance performance. Ensure that monitoring documentation is maintained and up to date. Work closely with colleagues across the business to ensure understanding of compliance requirements. Take part in training and development opportunities to build knowledge of FCA regulations and assurance skills. Qualifications A Level qualifications or higher (or equivalent). Previous experience in a compliance, assurance, or risk role within financial services. Good working knowledge of FCA regulation, particularly Consumer Duty, CONC, SYSC, and DISP. Strong attention to detail and analytical skills, with the ability to identify and explain risks. Good written communication skills, able to draft clear findings and recommendations. The Curve Group is a dynamic Recruitment Services and Human Resources business with a mission to transform the working lives of the people and organisations we work with. We will retain your data for two years from the last point of contact, after which it will be securely deleted. You can view our full Privacy Policy here: https://www.thecurvegroup.co.uk/privacy-policy/ Seniority level Associate Employment type Full-time Job function Analyst Referrals increase your chances of interviewing at The Curve Group by 2x Get notified about new Compliance Analyst jobs in Newport, Wales, United Kingdom. #J-18808-Ljbffr
-
Monitoring Analyst
2 weeks ago
Newport, United Kingdom Propel Finance Full timeJob DescriptionPropel Finance was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, Propel has grown to become one of the UK’s largest, independent finance houses. We have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology.From this...
-
Senior Monitoring Analyst
7 days ago
Newport, United Kingdom Propel Finance Full timeSenior Monitoring Analyst Propel Finance was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, as one of the UK’s largest, independent finance houses, we continue to deliver leading‑edge solutions through a unique combination of teamwork and technology. The Senior Monitoring Analyst will support the...
-
Monitoring Analyst
3 weeks ago
Newport, United Kingdom Propel Finance Full timePropel Finance was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, Propel has grown to become one of the UK’s largest, independent finance houses. We have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology.From this continued...
-
Monitoring Analyst
2 weeks ago
Newport, United Kingdom Propel Finance Full timePropel Finance was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, Propel has grown to become one of the UK’s largest, independent finance houses. We have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology. From this continued...
-
Senior Monitoring Analyst
3 weeks ago
Newport, United Kingdom Propel Finance Full timePropel Finance was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, Propel has grown to become one of the UK’s largest, independent finance houses. We have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology.From this continued...
-
Senior Monitoring Analyst
2 days ago
Newport, United Kingdom Propel Finance Full timePropel Finance was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, Propel has grown to become one of the UK’s largest, independent finance houses. We have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology. From this continued...
-
Cybersecurity Monitoring Analyst
2 days ago
Newport, United Kingdom Propel Finance Full timePropel Finance was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, Propel has grown to become one of the UK’s largest, independent finance houses. We have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology. From this continued...
-
Compliance Analyst
5 days ago
Newport, United Kingdom The Curve Group Full timeJob DescriptionOur client was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, they have grown to become one of the UK’s largest, independent finance houses. They have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology.From this...
-
Compliance Analyst
2 weeks ago
Newport, United Kingdom The Curve Group Full timeOur client was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, they have grown to become one of the UK’s largest, independent finance houses. They have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology.From this continued success...
-
Compliance Analyst
6 days ago
Newport, United Kingdom The Curve Group Full timeOur client was established in 1996 to provide flexible and accessible finance to SMEs across the country. Now, more than 20 years on, they have grown to become one of the UK’s largest, independent finance houses. They have continued to deliver leading-edge finance solutions through a unique combination of teamwork and technology.From this continued success...
