Market Surveillance
3 days ago
A leading financial institution in Glasgow is seeking a Communications Surveillance Specialist to monitor market activities, ensuring compliance with regulatory requirements. The ideal candidate will have experience in risk management and surveillance systems, with strong analytical and Excel skills. Responsibilities include conducting investigations, supporting audits, and reporting on market surveillance activities. This is a pivotal role within the firm’s Enterprise Risk Management Framework, requiring attention to detail and strategic thinking.
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Market Surveillance
7 days ago
Glasgow, United Kingdom Barclays Full timeA multinational banking institution in Glasgow seeks a Communications Surveillance Specialist to monitor market activity for signs of abuse and ensure compliance with regulatory requirements. Ideal candidates will have experience in risk management, surveillance systems, and strong analytical skills. The role involves continuous monitoring of trading...
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Market Surveillance Analyst – Risk
4 days ago
Glasgow, United Kingdom Barclays Full timeA leading financial institution in Glasgow is seeking a Communications Surveillance Specialist to monitor market activities and ensure compliance with regulations. This entry-level role involves analyzing market activity for potential misconduct and contributing to the firm's surveillance programs. Candidates should have strong analytical abilities,...
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Surveillance Officer
1 week ago
Glasgow, United Kingdom Idex Full timeI have multipe opportunities to work for a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. Both roles are to work in their market leading surveillance team, responsible for designing, implementing and operating a range of automated surveillance controls to...
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Surveillance Officer
2 weeks ago
Glasgow, United Kingdom IDEX Consulting Ltd Full timeI have multipe opportunities to work for a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. Both roles are to work in their market leading surveillance team, responsible for designing, implementing and operating a range of automated surveillance controls to...
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Communications Surveillance Specialist
3 days ago
Glasgow, United Kingdom Barclays Full timeBarclays, Glasgow, Scotland, United Kingdom Communications Surveillance Specialist Join us as a Communications Surveillance Specialist, where you will support the book of work related to market abuse and conduct risk by reviewing e‑communications, voice, and trade data. You will also play a key role in enhancing surveillance programs across Barclays for...
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Communications Surveillance Analyst
2 weeks ago
Glasgow, United Kingdom eFinancialCareers Full timeBarclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality, and innovation behind us. We offer careers that provide endless opportunity - helping millions of individuals and businesses thrive andcreating financial and digital solutions that the world now takes for granted. **Working Flexibly** **What...
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Communications Surveillance Specialist
1 week ago
Glasgow, United Kingdom Barclays UK Full timeJoin us as a Communications Surveillance Specialist, where you will support the book of work related to market abuse and conduct risk by reviewing e‑communications, voice, and trade data. You will also play a key role in enhancing surveillance programs across Barclays for all monitored regions, ensuring compliance with regulatory and legal requirements,...
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Communications Surveillance Specialist
7 days ago
Glasgow, United Kingdom Barclays Full timeJoin us as a Communications Surveillance Specialist, where you will support the book of work related to market abuse and conduct risk by reviewing e‑communications, voice, and trade data. You will also play a key role in enhancing surveillance programs across Barclays for all monitored regions, ensuring compliance with regulatory and legal requirements,...
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Calling All Trade Surveillance Candidates in
1 week ago
Glasgow, United Kingdom eFinancialCareers Full timeBoth roles are to work in their market leading surveillance team, responsible for designing, implementing and operating a range of automated surveillance controls to detect and report market abuse and other misconduct risks across the Firm’s institutionalsecurities and investment management businesses. You will be reporting to the Head of EMEA...
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Communications Surveillance Operational Lead
2 weeks ago
Glasgow, United Kingdom Barclays UK Full timeWe are seeking a dynamic Vice President, Communications Surveillance Operations & Targeted Surveillance Unit (TSU) to lead our Glasgow-based team at the forefront of conduct risk management. This pivotal leadership role will drive operational excellence, embed enhanced surveillance processes, and foster a culture of accountability, innovation, and...