Regulatory Policy Adviser
5 days ago
2 days ago Be among the first 25 applicants Direct message the job poster from Chase de Vere The Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including Business Quality, Complaints, Internal Errors, Compliance Monitoring, and Risk Management—to ensure that the business remains aligned with evolving regulatory requirements and best practices. What your role will involve Support the organisation in managing financial crime risk by conducting client due diligence reviews and investigating potential instances of fraud. Administer the training and competence scheme, including assisting advisers on their path to achieving competent adviser status, supporting the broader business in complying with SM&CR requirements, and overseeing the management of specialist licence controls. Serve as a point of contact for complex or non-routine regulatory queries, taking appropriate action to ensure timely and effective resolution. Maintain the Regulatory section of the intranet by updating content with new documents and revisions and removing obsolete material. Draft and update policies and guidance to a high standard, ensuring accuracy and suitability for the intended audience. Prepare and circulate the monthly Regulatory Bulletin. Review and assess the organisation’s Financial Promotions to confirm factual accuracy and compliance with regulatory standards. Produce Management Information to keep the Compliance Manager and Head of Risk and Compliance appropriately informed of activities within the L&R teams. What you will need Good understanding of regulations applicable to a financial services firm offering financial advice and discretionary management services Strong understanding of financial crime, including anti-money laundering, anti-bribery and corruption and fraud Understanding of Data Protection regulation, including the GDPR Industry experience in a relevant role in an FCA authorised financial services firm Working within a multifaceted team and with a range of stakeholders Interpreting the requirements of the FCA Handbook Communicating effectively with stakeholders Effective time management, including prioritising work and meeting deadlines Writing communications and policy for a wide audience Data analysis using Excel By joining Chase de Vere, you’ll have a progressive career with great benefits and a nurturing culture that makes you part of something special. Benefits 25 days annual leave (increases to 30 days with service) plus Bank Holidays Contributory pension scheme Life assurance – 4 x annual salary Comprehensive induction and training programme Funded exams and paid study leave A wide range of voluntary flexible benefits to suit your individual needs The option to buy additional holiday days Cycle to work Scheme Paid volunteering days each year Employee Assistance Programme with access to a 24/7 helpline Access to our free mortgage service, through our internal mortgage team Our Employee Forum and Diversity & Inclusion group Local and companywide events in support of our company charities Seniority level Associate Employment type Full-time Job function Finance Sign in to set job alerts for “Policy Advisor” roles. Referrals increase your chances of interviewing at Chase de Vere by 2x #J-18808-Ljbffr
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Regulatory Policy Adviser
3 days ago
Manchester, United Kingdom Chase de Vere Full timeJob DescriptionThe Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements.The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams,...
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Regulatory Policy Adviser
1 week ago
Manchester, United Kingdom Chase de Vere Full time**BEING A REGULATORY POLICY ADVISER AT CHASE DE VERE**: Being one of the country’s top Independent Financial Adviser firms is no mean feat but, our independence is key to everything we do. We believe staunchly that the best financial advice for our clients is independent financial advice. We are looking for a Regulatory Policy Adviser who thrives on...
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Regulatory Policy Adviser
5 days ago
Manchester, United Kingdom Chase de Vere Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements.The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including...
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Regulatory Policy Adviser
19 hours ago
Manchester, United Kingdom Chase de Vere Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including...
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Regulatory Policy Adviser
7 days ago
Manchester, New Hampshire, United Kingdom Chase de Vere Full time £35,000 - £40,000 per yearThe Regulatory Policy Adviser plays a key role in supporting Chase de Vere's compliance framework and ensuring adherence to regulatory requirements.The successful candidate will contribute to the firm's ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including Business...
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Regulatory Policy Adviser
4 days ago
Manchester Area, United Kingdom Chase de Vere Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements.The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including...
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Regulatory Policy Adviser
4 days ago
Manchester Area, United Kingdom Chase de Vere Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including...
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Regulatory Policy Adviser
16 hours ago
Manchester, United Kingdom Chase de Vere Full timeA financial services firm is seeking a Regulatory Policy Adviser to support its compliance framework in Manchester. The role involves managing financial crime risks, updating policies, and collaborating across teams to meet regulatory requirements. Ideal candidates will possess a solid understanding of financial regulations and excellent communication...
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Policy Advisor, Regulatory
4 days ago
Bolton, Greater Manchester, United Kingdom Chase de Vere Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including...
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Regulatory Policy Lead: Financial Compliance
4 days ago
Manchester, United Kingdom Chase de Vere Full timeA financial advisory firm in Manchester seeks a Regulatory Policy Adviser to support compliance with financial regulations. The role involves managing financial crime risks, drafting policies, and training advisers. Candidates should have a solid understanding of financial regulations and experience in an FCA authorized firm. This position offers a full-time...
