Head of Compliance

Head of Compliance & MLRO (US Fintech startup) – MTF/OTF Compliance Experience RequiredRef: 4082G£120K + Bonus & Benefits LondonOur Client, the UK start-up of a successful US Fintech, is looking to hire a Head of Compliance & MLRO who will be the UK SMF16 and SMF17 for their newly Authorised UK business, providing expertise in compliance and risk...

Head of Compliance - Compliance Recruitment SolutionsHead of Compliance & MLRO (US Fintech startup) – MTF/OTF Compliance Experience RequiredRef: 4082G£120K + Bonus & Benefits LondonOur Client, the UK start-up of a successful US Fintech, is looking to hire a Head of Compliance & MLRO who will be the UK SMF16 and SMF17 for their newly Authorised UK...

Head of Compliance Assurance (14197) City of London, EnglandJob Title: Head of Compliance AssuranceLocation: London (hybrid working)Keywords: Compliance, Assurance, Risk Management, Regulatory Compliance, Insurance IndustryAn exciting opportunity has arisen for a seasoned Head of Compliance Assurance to join a leading Lloyds Insurance organisation. This role...

_**Job Title: Head of Compliance**_ - **Location: London**_ - **Salary: £60,000-95,000 plus bonus and benefits package**_ **About the firm** Our client is an award-winning wealth manager providing financial advice and investment management services to individuals, small businesses and charitable endowments. They are a Certified B Corporation, an...

LendingCrowd is a leading fintech business, shaping the way SMEs borrow money. Blending the latest cutting-edge technology with financial experience and backing, we have developed a scalable lending platform that provides an attractive alternative to the current limitations of business borrowing – we encourage people to think outside the bank!Founded in...

**Job Title**: Head of Advice (Compliance) **Location**: London w/ hybrid working (2-3 days in the office) **Salary**: Up to £90,000 My client who are a leading independent global insurance/reinsurance broker are now looking for a Head of Advice (Compliance) to join their team in London. You will be responsible for providing efficient support to the...

Growing Compliance teamGrowing International BankAbout Our ClientOur client is a leading International bank based in the city of London.Job DescriptionThe Deputy Head of Compliance will be responsible for:Having a good understanding of relevant legislation, the PRA and FCA Handbooks, and appropriate industry guidance in the context of the business of the...

Head of Regulatory CompliancePensions, Investments and BenefitsLocation: Edinburgh (Hybrid – 2 days a week in the office)This functional Head of Compliance role represents a great opportunity for a Senior Manager to step up and take on their first ‘Head of’ role. Leading a small team (4 FTE), you’ll provide Compliance advice and guidance to senior...

Job Description:Do you have relevant significant experience in compliance within an FCA regulated firm? Our client, a leading financial services firm, is seeking a Head of Regulatory Compliance to lead the regulatory team on a permanent basis. Strong people management and stakeholder management skills are essential for this role. Experience in IFoA is...

**Head of Compliance City of London** **£80,000 - £100,000 per annum** A fantastic Head of Compliance role within a Hyper-Growth, well funded Fin-Tech start up. One of the most exciting Fin-Tech start-ups within the investment space are looking for an ambitious Head of Compliance to join the business to build and implement their compliance function. The...

Finitas City Of London, England, United Kingdom1 week ago Be among the first 25 applicantsThis range is provided by Finitas. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeEXCLUSIVE COMPLIANCE OPPORTUNITYHead of Compliance - SMF 16Lloyd's SyndicateLondonPermanent, full time with 3 days per...

Or perhaps you’re simply looking to join a business with a great culture and great people?This functional Head of Compliance role represents a great opportunity for a Senior Manager to step up and take on their first ‘Head of’ role.And it also happens to be with an employer with a reputation as a great place to work. In fact, they’re rated as one of...

Head of Compliance & MLRO (US Fintech startup) – MTF/OTF Compliance Experience RequiredRef: 4082G£120K + Bonus & Benefits LondonOur Client, the UK start-up of a successful US Fintech, is looking to hire a Head of Compliance & MLRO who will be the UK SMF16 and SMF17 for their newly Authorised UK business, providing expertise in compliance and risk...

About Our ClientOur client is an established player in the Cosmetics / Medical sector with a significant presence in London, Asia, Canada & USA. With a strong emphasis on innovation and sustainability, they leverage technology to deliver top-notch services and products to a large customer base. They are a large organisation with a commitment to excellence...

A legal business head-quartered in London is seeking an experienced Risk & Compliance Manager to join their team. Whilst this role is based in London, it offers a lot of flexibility with regard to WFH. This is a really exciting opportunity for someone tojoin a business with genuine growth plans. This role is ideal for someone who feels stuck in a narrow AML...

GRADUATE TRAINEE COMPLIANCE ASSOCIATE - 6 MONTHS EXPERIENCE IN FINANCIAL SERVICES AML, AUDIT, COMPLIANCE OR OPERATIONS REQUIRED.£30K plus Bonus & Benefits Hybrid (London)Ref: 4104GOur client, a leading Asset Manager, is looking for an entry level Compliance Associate to join their growing team. Reporting to the Head of Compliance and working within a...

In this role you will lead a team of 3 compliance officers, assisting with day-to-day matters whilst motivating them to perform to the best of their ability. A large part of this role is stakeholder management (at Board level) and project work. You will take on all aspects of regulatory compliance management for the business unit whilst changing processes...

We're looking for a Risk and Compliance Manager to join a Progressive specialist law firm in London. This is the perfect opportunity for someone interested in driving meaningful change within a dynamic environment.In this role, you'll lead an team integral to the firm's compliance function, and ensure processes run smoothly and efficiently. You'll work...

We're looking for a Risk and Compliance Manager to join a Progressive specialist law firm in London. This is the perfect opportunity for someone interested in driving meaningful change within a dynamic environment.In this role, you'll lead an team integral to the firm's compliance function, and ensure processes run smoothly and efficiently. You'll work...

This range is provided by AJ FOX COMPLIANCE. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeWe're looking for a Risk and Compliance Manager to join a Progressive specialist law firm in London. This is the perfect opportunity for someone interested in driving meaningful change within a...