Compliance Monitoring Officer

**Job Title**:Compliance Monitoring Officer **Industry**:Financial Services **Location**:Manchester **Salary**:£40,000 **Reference Number**:16370 **Job Description: Compliance Monitoring Officer **Recruit UK are working on an excellent opportunity for a Compliance Monitoring Officer in Manchester to join a leading Pensions Advice Company. Central...

A leading pension company is currently seeking a Compliance Monitoring Officer to join its operations in Manchester. Reporting to the Compliance Director, the purpose of the role will be to monitor the effectiveness of compliance controls whilst providingadvice on regulatory policies and procedures. Key duties include: - Assisting with the company's overall...

**Job Description**: A new opportunity has become available within the compliance team at our Manchester office for a Compliance Monitoring Officer. This is a fantastic opportunity to join one of the UK's fastest growing investment platform businesses where you can expand on your existing skills and continue to build a successful career. Supporting the Risk...

ompliance Monitoring Officer, Manchester / Hybrid, £40,000-£45,000 A Chartered Independent Financial Advisers in Manchester are keen to employ a Compliance Monitoring Officer. The starting salary is between £40,000 - £45,000, in addition you will receive: - 4 times annual salary Death In Service - 5% matched pension contribution after one month’s...

**Job Description**: **We're recruiting a Senior Compliance Monitoring Officer for our Manchester office.** **Purpose of the role**: AJ Bell is a regulated firm and is required by the FCA to “_monitor and, on a regular basis, to assess the adequacy and effectiveness of the measures and procedures put in place in accordance with SYSC 6.1.2 R, and the...

**Compliance Monitoring Officer** **Location - South Manchester** **Salary - £37,000 - £45,000** Have you reached your ceiling in your current company and are now looking to work for a well-established Compliance Consultancy firm. Are you fed up with just working on simple cases where you are not utilising your superb technical knowledge? Would you...

Kind Consultancy is working with a successful, growing Motor Finance business which is currently seeking a Compliance Monitoring Manager to join their Manchester offices in a permanent role with a hybrid work model requiring 2 in-office days each week andpaying £50,000 - £55,000, dependent on experience. The Compliance Monitoring Manager will work with...

Up to £85,000 + Bonus + Benefits Our client is a well-respected financial organisation that are looking for an entrepreneurial Head of Compliance Monitoring to join the business. This is a strategic role in which you will lead compliance monitoring across multiple Group functions, providingindependent 2nd line assurance. Key Responsibilities: - Reporting...

HEAD OF COMPLIANCE MONITORING LOCATION: MANCHESTER SALARY: 50,000 + BENEFITS NJR Recruitment are working in Partnership with a prestigious financial services company offering Private Wealth Management, Wealth Planning and Capital Markets services. Our client is a listed top 3 Nominated Adviser (NOMAD) to AIM companies offering a bespoke and highly...

Compliance Monitoring Officer Location - South Manchester Salary - £37,000 - £45,000 Have you reached your ceiling in your current company and are now looking to work for a well-established Compliance Consultancy firm. Are you fed up with just working on simple cases where you are not utilising your superb technical knowledge? Would you like a hybrid...

We are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in Manchester. In this role, you will be a key component to the firm's risk management across all areas of the business. You'll be actively involved in AML and anti-bribery processes, ensuring firmwide compliance in all areas. You'll provide expert guidance on...

A top 100 law firm is hiring a Complaints Handling Officer to join their team in Manchester. In this role, you will be supporting the COLP and COFA to promote a healthy culture of ethical conduct and compliance throughout the firm. In this role, you will deal with complaints the firm receives, as well as assist with policies, training, and client care in...

**About The Role**: Here at CarFinance 247 we are currently recruiting for a Compliance Officer to join our team. The Compliance Officer will be responsible for providing the business with regulatory assurance through effective controls and monitoring, in line with the Compliance Monitoring Plan. You will provide the business with management information...

A top 100 law firm is hiring a Complaints Handling Officer to join their team in Manchester. In this role, you will be supporting the COLP and COFA to promote a healthy culture of ethical conduct and compliance throughout the firm. In this role, you will deal with complaints the firm receives, as well as assist with policies, training, and client care in...

**Compliance Monitoring Risk Manager** **The Audit and Risk Recruitment Company* (ARRC) **has been mandated by our client, a global insurance giant, to assist in their search for a Compliance Monitoring Risk Manager, responsible for compliance monitoring reviews including operationalrisk. You will be responsible for assisting in the delivery of robust...

**Slater and Gordon are a leading consumer law firm, and our mission is to give people easier access to world class legal services. We are a legal services business powered by technology and led by people that support customers in every step of their case.** We are currently recruiting for a Compliance Officer to join our first class, specialist Legal, Data...

**Overview** The key purpose of this position is to provide support to the development and execution of the risk-based compliance testing and delegate due-diligence programmes to ensure that the Firm properly discharges its obligations under applicable laws, regulationsand guidance. The role resides within the dedicated Compliance function supporting the...

Job Details Position: Operations Compliance Officer Company: UK Law Firm Location: Manchester (hybrid) **Salary**: £30,000- £40,000 per annum Are you a meticulous professional with a passion for adhering to compliance procedures? We are seeking a dedicated Operations Compliance Officer to join the compliance team at a reputable UK law firm and provide...

From our humble beginnings in 2006 with just three team members, we've blossomed into a powerhouse evolving into a multi-brand, Ecommerce giant with offices worldwide and a passionate team of over 4,000, our momentum knows no bounds. In the past year alone, we've achieved remarkable milestones: automating our Sheffield DC, launching our US warehouse, and...

Reporting into the Head of Risk and Compliance, the Risk & Compliance Officer has overall responsibility for the Group’s risk & compliance activity. Key responsibilities of our Risk & Compliance Officer include: - Providing agreed regular MI reports on the status of compliance within the company including any non-compliance or notifiable breaches...