Risk & Compliance Assistant

1 week ago


Hertfordshire, United Kingdom The Legists Ltd Full time

RISK & COMPLIANCE ASSISTANT - HERTFORDSHIRE - LEADING LAW FIRM - JOB REF:7013
This is a superb opportunity for a dynamic and motivated Risk and Compliance Legal Assistant to join a well-established, Legal 500 regional firm, within a well-regarded position within the market. Exciting career prospects with the opportunity to develop toyour full potential. This firm produce exceptional technical expertise within a down-to-earth and supportive environment, you will be offered the chance to grow your skill-set and will be fully supported with long-term career development. A flexible and encouragingworking environment are on offer.
This busy Risk and Compliance department develops and maintains this law firm's Risk Management policies and procedures and ensures that they are implemented and adhered to across the firm. They also provide guidance, updates, general advice and where necessarytraining on regulatory and compliance issues. As part of your role you will be responsible for managing complaints, renewals of the firm's professional indemnity insurance and investigate potential negligence claims, the annual practising certificate and authorisedbody renewal process, supervising administrative tasks including a comprehensive internal file audit programme and delivering risk & compliance training. Applications are sought from Risk & Compliance Assistant’s with a professional approach along with excellentcommunication skills, the ability to work under pressure and good attention to detail. Excellent IT skills and previous relevant administrative work experience and understanding of risk and compliance processes are essential. Applications are sought from solicitorsor legal assistants, with strong academics, who has gained experience with a leading law firm. With c2 to 4 years’ experience working in a similar risk role with operational compliance experience.
HOW TO APPLY:



  • Hertfordshire, United Kingdom AJ Fox Compliance Full time

    Our client is a UK law firm hiring a Junior Compliance Lawyer to join their team in Hertfordshire. This is a part-time role offering hybrid working. This role would be ideal for someone returning to work after a period of absence or a fee-earner looking to transition to a Risk & Compliance role. Ideally, you will be a qualified lawyer, however, the firm are...


  • Hertfordshire, United Kingdom FS Talent Group Full time

    JOB TITLE: Prudential Risk ManagerROLE PURPOSEThe Prudential Risk Manager serves as the second-line oversight for Prudential Risk, covering Capital, Liquidity, and Interest Rate Risk. Key responsibilities include:Overseeing prudential risks within the organization.Providing second-line challenge on prudential risk management.Acting as a subject matter expert...


  • Hertfordshire, United Kingdom MERJE Ltd Full time

    Quality and Compliance Manager required for a manufacturing business to provide operational and administrative support to ensure the Company complies with external regulatory requirements and internal policies and procedures. **Role responsibilities include**: - Contribute to robust and effective compliance controls in the Company - Collaborate with other...


  • Hertfordshire, United Kingdom EA FIRST LTD Full time

    EA First are delighted to be partnering with a large global organisation in their search for a Risk and Controls Manager to join their already well established yet growing team. This is permanent opportunity with many progression prospects. This is a great opportunity for an individual looking to use their expert knowledge to proactively identify and handle...

  • Compliance Manager

    24 hours ago


    Hertfordshire, United Kingdom Venn Group Full time

    ** Compliance Manager wanted for an immediate start **Location: - Hertfordshire** **Length: 6 months Temporary - Ongoing** **Hours: - 37.5, Monday - Friday** - Main responsibilities of the role_ - Arranging the undertaking of 6 Facet Surveys and building condition inspections, acting on information to develop a rolling plan of essential maintenance...


  • Hertfordshire, United Kingdom Just eat Takeaway.com Full time

    **Our story** You will be protecting the business from risk, working cross functionally to support the business to reach company objectives. **All about the role** Compliance is a fast paced and exciting area for JET, created to ensure quality, consistency and adherence across the business. We make sure only the right restaurants make it online and...

  • Head of Compliance

    24 hours ago


    Hertfordshire, United Kingdom MERJE Ltd Full time

    This well established and of quality reputation Building Society is looking to hire a new Head of Compliance to manage oversight of all 2nd line of defence activities and manage a small team. This role will also be instrumental in driving change and progressto achieving more streamlined processes and operational efficiencies for the Society. - DMLRO for the...

  • Tech Risk

    2 days ago


    Hertfordshire, United Kingdom Computer Futures Full time

    I am urgently Recruiting for a Security Consultant - £650 perday inside IR35 (2 days per week in the Hertfordshire - has to be Tuesday & Wednesday) Job Description: Support the GFR supplier assurance programme of work - assessing the security risk and criticality of supplier (3rd party) organisations that store, access, or process ** data, or provide a...

  • Risk Analyst

    7 hours ago


    East Hertfordshire, United Kingdom Broadgate Full time

    This Bank is looking for a talented Risk Officer to join our Business Operations department.As a Risk Officer (1LOD), you will play an integral role in effectively managing risks and controls within the first line of defence. Your key responsibilities will include:Risk MI and ReportingStakeholder CollaborationOperational Resilience TestingSelf-Assessment...

  • Product Manager

    23 hours ago


    Hertfordshire, United Kingdom Computer Futures Full time

    I am currently looking for a Product Manager with experience in Group Risk and Audit to join a large retail client for a 6 month contract opportunity Inside IR35 Hertfordshire based but with flexible working options As the Group Risk and Audit Product Manager, you will assist the teams to define and deliver new insights into the platform and support with...

  • Block Manager

    5 days ago


    Hertfordshire, United Kingdom Dove & Hawk Full time

    My client, a bespoke Property Management company focusing on the block management sector, covering Hertfordshire and the Northwest region, are currently seeking an experienced Block Manager to join their team based in their Hertfordshire Branch This Property Management role is centered around Estate / Block Management for a managing agent that only ever deal...

  • Risk Manager

    6 days ago


    Hertfordshire, United Kingdom EA FIRST LTD Full time

    EA First are partnering with a large global organisation in their search for a Risk Manager to join their already well-established yet growing team. This is initially on a 9-month fixed-term contract basis, with an opportunity to go permanent. This organisation is forward-thinking, progressive, and are proud to have an inclusive culture where absolutely...


  • Hertfordshire, United Kingdom Haven Full time

    Our Support Centre is in Hemel Hempstead Herts we operate a hybrid working model and have 700 amazing team members across our support centre.1 Park Lane, Hemel Hempstead, Herts HP2 4YL GBRJob Details Retail and BingoSupport Compliance Manager (6 month fixed term contract)Field-Based (frequent travel UK-wide)Annual salary + car allowance, bonus and benefits...


  • Hertfordshire, United Kingdom Cobalt Recruitment Full time

    Assistant Property Manager **Salary**: Up to £30,000 Location: Marylebone **Urgent Hire!** Are you a junior property professional, with experience in property management, looking to take the next step? Cobalt are thrilled to be partnering with a highly-regarded managing agent, who are looking to expand their team at a junior level. They have a...


  • Hertfordshire, United Kingdom Advantage Resourcing Full time

    **Security Operations Analyst** Crone Corkill are now assisting a firm based in Hertfordshire in the recruitment of a Security Operations Analyst. For the first 6 months, this will be an office-based role, however once that time has passed, you will have the option to WFH 2/3 days perweek. The key focuses of the role include vulnerability management &...

  • Pharmacy Assistant

    7 days ago


    Hertfordshire, United Kingdom Hunter AHP & Mental Health Full time

    **Pharmacy assistant - Hertfordshire - NVQ Level 2 desired!** The services we are working with are looking for pharmacists to plug gaps in the outpatient and inpatient dispensary and those who show commitment and are available can secure some fantastic work! Training is available and there are plenty of opportunitieson offer! Locum Band 2/3 Pharmacy...

  • Legal Counsel

    2 days ago


    Hertfordshire, United Kingdom Howells Solutions Full time

    **Legal Counsel - Construction Law** **Hertford** **Up to £60,000 + Car/Allowance + Benefits** Howells Recruitment are working with a National Leader in Construction and Property; New Build and Refurbishment Schemes who are seeking Legal Counsel. This is a permanent opportunity working for a well established Client. You will be required to provide...

  • Electrical Engineer

    1 week ago


    Hertfordshire, United Kingdom Catch 22 Full time

    Catch 22 are working with a healthcare contract looking for an Electrical (bias) & Mechanical Engineer to oversee and implement Electrical/Mechanical Safe Systems at Work, examples being, HTMs and Commercial Systems across one of ourhealthcare sites. Responsibilities will include: - Effectively manage Risk, safe systems of work and Authorised Persons...


  • Hertfordshire, United Kingdom Financial Divisions Full time

    **plus bonus and benefits package** **The Opportunity** **The Role** As an experienced Paraplanner supporting the Advisors, duties to include (but not limited to): Assisting in providing solutions to client’s needs and providing a service which exceeds their expectations Dealing with daily client and provider enquiries Preparing for client meetings...


  • Hertfordshire, United Kingdom Ellis Mason Ltd Full time

    ADMIN SUPPORT POSITION THAT OFFERS CAREER PROGRESSION INTO A SPECIALIST PATH - Ellis Mason _have partnered exclusively with a well established business based in Hertfordshire to help them find a **ADMINISTRATIVE ASSISTANT**. The **ADMINISTRATIVE ASSISTANT**can be a hybrid working role with 2-3 days in the office and the rest working from home. It would be a...