Group Head of Compliance Risk

5 days ago

London England United Kingdom eFinancialCareers Full time

Group Head of Compliance Risk: This is an opportunity to join as a Leader in the Risk Function, and your mission will involve:

  1. Developing and leading second line risk management for compliance risks and leading the team currently covering these domains.
  2. Developing the risk assessment frameworks, setting risk appetites, and improving processes around risk monitoring and mitigation for the different regulatory domains across the world.
  3. Embedding the compliance risk program throughout the organisation including regional teams through building strong partnerships across the three lines of defence as well as improving visibility of roles and responsibilities between them.
  4. Providing advisory support to the first line to improve issues management processes, building and monitoring of KRIs which are aligned to RAS and ensuring risk assessment processes are appropriate and consistent.
  5. Being the second line SME for inputs and challenge into group regulatory risk committees.
  6. Streamlining and improving compliance risk assessment for new product development, new market launches, and third party risk management.
  7. Building a strong advisory partner risk team that can proactively engage with the first line to improve the first control testing program across the company.
  8. Chairing and running monthly compliance risk incident subcommittees globally and ensuring there is an effective feedback loop from these into risk assessments.
  9. Owning and developing policies, procedures, and training related to compliance risk management for the company.
  10. Ultimately building a strong global compliance risk function with regional delegated roles and responsibilities to support the group objective.

The experience, background and competencies needed to succeed in this role:

  1. We’re looking for someone who is passionate about payments, fintech, and good governance, with an eye on the future.
  2. You have a deep understanding of compliance risks, and have relevant experience of running regulatory implementation programs.
  3. You have an eye for detail, but also can zoom in and out of a problem quickly to assess if controls suggested are sensible or fixes are tested appropriately to assess robustness.
  4. You have a quantitative/analytical approach to assessing the risks and the ability to articulate the risks with the right level of detail to ensure there is no room for ambiguity in understanding across any audience.
  5. You’ve shown that you can roll up your sleeves, execute, and get into the details with the first line teams to get things done.
  6. Understanding of regulations in at least one tier 1 market such as; US, UK, AU, or EU on regulatory programs.
  7. You have a progressive, practical, and data-driven approach to risk management and have demonstrable experience in working effectively with first line teams.
  8. You are an accomplished relationship builder and adept at stakeholder management.
  9. Leadership is a vital component for this role and candidates should be able to demonstrate a flexible and entrepreneurial approach to leadership and ideally, have experience in delivering large scale regulatory change programmes.
#J-18808-Ljbffr

  • Risk & Compliance Associate

    5 days ago

    London, England, United Kingdom Specialist risk Group Full time

    Reports to: Compliance Business Partner and Manager (Data Privacy and Financial Crime)Who We AreSRG is an integrated group of insurance intermediaries arranging specialist insurance for corporates operating in the UK and internationally. The group serves over 18,000 end policyholders across multiple lines of business and specializes in creating solutions to...

  • Head of Compliance

    2 weeks ago

    London, United Kingdom Augment Risk Full time

    The Head of Compliance will report directly to the General Counsel and Chief Compliance Officer. This individual will be responsible for managing the compliance function across the Augment group of companies, including meeting compliance obligations in the United Kingdom, United States, and Bermuda as well as other territories as the company grows. The Head...

  • Group Head of Compliance Risk

    3 weeks ago

    Greater London, United Kingdom eFinancialCareers Full time

    Group Head of Compliance Risk: This is an opportunity to join as a Leader in the Risk Function, and your mission will involve:If your skills, experience, and qualifications match those in this job overview, do not delay your application.Developing and leading second line risk management for compliance risks and leading the team currently covering these...

  • Risk & Compliance Associate

    24 hours ago

    London, Greater London, United Kingdom Specialist risk Group Full time

    Reports to: Compliance Business Partner and Manager (Data Privacy and Financial Crime)Who We AreSRG is an integrated group of insurance intermediaries arranging specialist insurance for corporates operating in the UK and internationally. The group serves over 18,000 end policyholders across multiple lines of business and specializes in creating solutions to...

  • Head of Compliance

    4 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Head of Compliance & MLRO (US Fintech startup) – MTF/OTF Compliance Experience RequiredRef: 4082G£120K + Bonus & Benefits LondonOur Client, the UK start-up of a successful US Fintech, is looking to hire a Head of Compliance & MLRO who will be the UK SMF16 and SMF17 for their newly Authorised UK business, providing expertise in compliance and risk...

  • Group Head of Compliance

    5 days ago

    newcastle upon tyne, england, United Kingdom BCL Legal Full time

    THE BUSINESSOur client is one of the largest transport services organisations in Europe, employing some 55,500 people and delivering more than 2 billion passenger journeys across Europe. It is an exciting time to join the organisation as new ownership is driving huge investment across multiple territories. A vacancy has arisen to lead their established Group...

  • Head of Risk

    4 days ago

    London, England, United Kingdom Planet Paymet Full time

    Head of Risk & Compliance page is loadedHead of Risk & ComplianceApply remote type Hybrid locations London - UK time type Full time posted on Posted Yesterday job requisition id JR09270About Us:Planet is a leading technology company transforming payments by putting customer experience first. We offer integrated solutions that include payment processing, VAT...

  • Head of Risk

    5 days ago

    East Devon, England, United Kingdom Search-Select LTD Full time

    Our client seeks a Head of Risk & Compliance to join their team.You will be responsible for compliance issues relating to the relevant businesses in Isle of Man. You'll act as Compliance Officer, Money Laundering Reporting Officer (MLRO) and Money Laundering Compliance Officer for the operational entities based in Isle of Man.Key ResponsibilitiesBe a trusted...

  • Interim Head of Compliance and Risk

    3 weeks ago

    United Kingdom psd group Full time

    Our client is a unique organisation leading the way in content moderation for social media platforms. As part of their continued development, they are seeking a Head of Enterprise Risk to lead the Risk & Compliance function of an exciting, high-profile organisation with global reach. The post holder will assume management responsibility for enterprise...

  • Head of Risk

    5 days ago

    London, England, United Kingdom TN United Kingdom Full time

    We have a current opportunity for a Head of Risk & Compliance EMEA on a permanent basis. The position will be based in LONDON. For further information about this position please apply.The working environment is nice and flexible, with focused reporting lines. We are looking for someone that can come into the role with a pragmatic and strategic approach.This...

  • Risk and Compliance, Senior Manager

    5 days ago

    greater london, england, United Kingdom InterQuest Group Full time

    This range is provided by InterQuest Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeDirect message the job poster from InterQuest GroupI help connect risk and compliance professionals with financial services (banking, fintech and insurance!) in the UK & EuropeAre you an experienced...

  • Head of Risk

    5 days ago

    , England, United Kingdom Sacco Mann Full time

    Leading law firm in the East Yorkshire market is looking to recruit a head of risk & compliance. The firm has a fantastic reputation and is known for their supportive and collegiate working environment and excellent staff retention.This is a varied role including all aspects of legal risk & compliance such as AML, conflicts of interest, reviewing engagement...

  • Risk & Compliance Associate - Insurance

    5 days ago

    City of London, England, United Kingdom Audit & Risk Recruitment Full time

    Job DescriptionRisk & Compliance Associate - Insurance£55,000 per annum + discretionary bonus + benefitsCity of London, 2 days a week in the officeAudit & Risk Recruitment are delighted to be partnering with an insurance brokerage based in the City of London. Founded within the last decade, our client is one of the fastest growing intermediaries in the UK,...

  • Head of Compliance

    5 days ago

    London, England, United Kingdom Compliance Recruitment Solutions Full time

    Head of Compliance & MLRO (US Fintech startup) – MTF/OTF Compliance Experience RequiredRef: 4082G£120K + Bonus & Benefits LondonOur Client, the UK start-up of a successful US Fintech, is looking to hire a Head of Compliance & MLRO who will be the UK SMF16 and SMF17 for their newly Authorised UK business, providing expertise in compliance and risk...

  • Head of Risk and Compliance

    5 days ago

    Altrincham, England, United Kingdom Sacco Mann Full time

    Sacco Mann has been instructed on a Head of Risk and Compliance role based in Altrincham that is a fantastic opportunity to work for an awarding-winning, Legal 500 ranked law firm where employees are truly valued.You will gain a competitive salary for the area, bespoke training and development paths and a fantastic benefits package including a generous...

  • Risk Compliance Manager

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected full-service Law Firm in London. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.A successful candidate...

  • Risk Compliance Manager

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected full-service Law Firm in London. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.A successful candidate...

  • IG Markets | Head of Compliance

    5 days ago

    London, England, United Kingdom BestForexBonus.com Full time

    IG Markets | Head of Compliance & RiskJob description: Build and maintain a positive risk and compliance culture in the business area team, in line with the Group’s culture and principles. Advise and support the commercial business and front-line teams on regulatory compliance matters, and on identification, measurement, monitoring and control of key...

  • Head of Risk

    5 days ago

    London, England, United Kingdom Nucleus365 Limited Full time

    Founded in 2017, our management team has a combined 25 years of experience across the payments industry. With a solid background in acquiring, payment gateways, online fraud management, alternative payment methods and banking, Transact365 is well primed to meet merchant requirements. Our payment gateway is PCI Level 1 Certified and our partner network of...

  • Global Head of Compliance

    3 weeks ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience.Ready to apply Before you do, make sure to read all the details pertaining to this job in the description below.THE RESPONSIBILITIES:Management of global regulatory...