Interim Head of Prudential Risk

6 days ago


London, United Kingdom Empirical Search Full time

Role Description Support the CRO in providing second line oversight for the Group’s management of prudential risks; including capital, liquidity, market (fx and interest rate), strategic and model risks Provide second line oversight of the Finance and Treasury functions. Undertake second line control reviews on prudential risk management and Treasury activities, including reviewing operational processes, reporting, stress testing, hedging strategies, etc Support the development and maintenance of the risk management framework and risk appetite limits relating to capital, liquidity market and model risks Provide challenge and oversight regarding the production of ILAAP, ICAAP, Recovery and Resolution Plans, stress testing, and provide support during regulatory interactions Provide second line reporting to relevant governance committees on prudential risk matters. Standing attendee and active contributor at ALCO Monitor adherence to prudential risk appetite limits and other internal/regulatory prudential risk limits, monitoring of KRIs, KPIs and EWIs Review and oversee prudential risk regulatory reporting Support the production of the Annual Report and Accounts and Pillar 3 disclosures Undertake prudential regulatory horizon scanning, conduct impact assessments, engage stakeholders where required to drive regulatory change Report and advise on new and emerging prudential regulation relevant to the bank. Advise business on the potential impact of changing prudential regulation Review and advise on the prudential risk implications of transactions, new products, services, jurisdictions, clients, sectors, countries, etc Support the Credit Risk team and the bank in performing analytics supporting the country risk framework Responsible for Model Risk Management and Model Validation across the Group Support the CRO regarding reporting and assessment of enterprise-wide risks Role Requirements Significant experience of working within a UK bank supporting Treasury and prudential risk management activities, ideally in a second line capacity Experience of international banking and payment services would be an advantage Experience of reviewing and supporting the development of ILAAP, ICAAP and recovery documents An ability to analyse prudential risks, provide written assessments and understand appropriate risk controls Have an ability to provide second line oversight and able to provide constructive challenge on capital, liquidity, market, strategic and model risks Strong technical and analytical prudential and financial risk skills Understand and able to interpret prudential regulation issued by the PRA relating to capital, liquidity, market risk and interest rate risk. Understand the PRA’s Supervisory Framework, and other regulatory regimes as applicable Must have a detailed understanding of CRD/CRR regulation, and have an awareness and familiarity of Basel and EBA regulatory frameworks Have a familiarity with regulatory reporting requirements relating to prudential risk, including liquidity, capital, market risk and interest rate risk Model risk experience and ability to further develop the Group’s approach to Model Risk Management



  • London, United Kingdom Barclay Simpson Full time

    **Head of Prudential Risk & Compliance**: - London / Remote - £120,000 - £140,000 - Job type: Permanent - Sector: Banking - Job reference: AB/39748 Our client is seeking a Head of Prudential Risk & Compliance to lead their firm-wide oversight and strategy for prudential risk and compliance. This is a second-line perspective role that involves taking a...


  • London, United Kingdom Empirical Search Full time

    Role Description Support the CRO in providing second line oversight for the Group’s management of prudential risks; including capital, liquidity, market (fx and interest rate), strategic and model risks Provide second line oversight of the Finance and Treasury functions. Undertake second line control reviews on prudential risk management and Treasury...


  • City Of London, United Kingdom Empirical Search Full time

    Role DescriptionSupport the CRO in providing second line oversight for the Group’s management of prudential risks; including capital, liquidity, market (fx and interest rate), strategic and model risksProvide second line oversight of the Finance and Treasury functions. Undertake second line control reviews on prudential risk management and Treasury...


  • City Of London, United Kingdom Crown Agents Bank Full time

    OverviewHead of Prudential Risk role at Crown Agents Bank. Reporting to the CRO, provide second line oversight on the Group’s management of prudential risks, including capital, liquidity, market (FX and interest rate), strategic and model risks. Support the Group’s compliance with prudential regulatory requirements and assessment/reporting of enterprise...


  • London Brg, London, UK, United Kingdom Crown Agents Bank Full time £80,000 - £120,000 per year

    Company Description Crown Agents Bank is a vastly growing and regulated UK bank that connects emerging and frontier markets to the rest of the world, using FX and payments technology. We are transforming the way payments and FX move through emerging markets, reducing friction so that more money gets to those who need it. Emerging markets payments are usually...


  • London, Greater London, United Kingdom The Vanguard Group Full time £80,000 - £120,000 per year

    Leads the prudential and risk reporting function for the division to ensure all risk matters are assessed and reporting through governance committees and Boards. Provides ongoing risk management consultation and support to divisional teams to develop and implement effective divisional controls and oversight.As the Head of Prudential Risk & Reporting, Europe...


  • London, United Kingdom Ad Idem Consulting Limited Full time

    My client is a provider of regulatory advice, technology and insurance brokerage for the Financial Services Industry. They have an extensive client base covering banking, investments, payment services and credit which provides a fast paced and rewarding working environment for the right individual to grow and develop. This opportunity requires an...


  • London, United Kingdom The Vanguard Group Full time

    Leads the prudential and risk reporting function for the division to ensure all risk matters are assessed and reporting through governance committees and Boards. Provides ongoing risk management consultation and support to divisional teams to develop and implement effective divisional controls and oversight.As the Head of Prudential Risk & Reporting Europe...


  • London, United Kingdom JSS Search Full time

    Prudential Risk Manager9-12 Month ContractCentral London - 4 days in office requiredStarting ASAPI'm recruiting for a Prudential Risk Manager to oversee prudential risk management across the organisation, ensuring compliance with regulatory requirements, supporting strategic decision-making, and maintaining strong oversight of capital, liquidity, and balance...


  • City Of London, United Kingdom The Vanguard Group Full time

    A leading financial services firm in the UK is seeking a Head of Prudential Risk & Reporting to oversee risk management regulatory requirements and deliver key reports to governance committees. The ideal candidate will have a deep understanding of UK and European regulatory law and experience in managerial roles. This position also offers the opportunity to...