Compliance Officer
3 days ago
Monday-Friday 8.30am-5.00pm (will consider hybrid after training - 2 days @ home)
Up to 35 days holiday, including Bank Holidays
As Compliance Officer you will support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business, regular risk reporting and second line compliance monitoring over key controls and risks to the business.
Duties:
* Support the Head of Compliance in the timely delivery of monthly and quarterly compliance reports to the business.
* Act as lead in compliance monitoring including customer journey reviews, second line monitoring and key risk/control reviews.
* Take ownership for the timely delivery of responses to client audits and information requests.
* Logging and documenting events, their potential impacts and key considerations.
* Provide support and assistance in the performance of regulatory Gap Analysis.
* Provide support to the Head of Compliance with performance of advisory activities.
* Support the Head of Compliance with the collation of accurate information to meet regulatory reporting requirements.
* Provide SME support to the business in relation to internal projects.
* Support with breach and incident investigations as required.
Requirements:
* Working knowledge of regulation and guidance including FCA, Data Protection, OFCOM, CCA and CSA Code of Practice
* 2 years + experience gained in a compliance role within an FCA regulated firm
* Recognised compliance qualification desirable
* Knowledge of wider finance industry including retail lending, credit reporting desirable
* Strong analytical and problem-solving skills
* Self-motivated with the ability to work on own initiative to drive activities and meet deadlines
* Excellent interpersonal skills with the ability to adapt style and approach in different environments
* Ability to remain calm under pressure and respond to challenging and changing business demands
* Ability to work as part of a team to achieve results
* Excellent Microsoft Office skills including Microsoft Word, Excel, PowerPoint and Outlook
* Excellent oral and written communication skills
* Excellent attention to detail and works to high standards
Benefits:
* Subsidised Gym membership
* Rewards Platform
* Shifts that offer flexibility to do things outside work
* Employee Assistant Programme
* Paid time off to volunteer at a charity of your choice - up to 2 days per year
* Enhanced Family Leave
* Free onsite parking
* Pension scheme, career development and long service awards
* Casual dress, regular social events and free tea and coffee
-
Compliance Officer
2 months ago
Stoke-on-Trent, United Kingdom CV-Library Full timeMonday-Friday 8.30am-5.00pm (will consider hybrid after training - 2 days @ home) Up to 35 days holiday, including Bank Holidays As Compliance Officer you will support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business, regular risk reporting and second line compliance monitoring over key controls...
-
Compliance Officer
2 weeks ago
Stoke-on-Trent, United Kingdom Uniting People Full timeMonday-Friday 8.30am-5.00pm (will consider hybrid after training - 2 days @ home)Up to 35 days holiday, including Bank HolidaysAs Compliance Officer you will support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business, regular risk reporting and second line compliance monitoring over key controls and...
-
Compliance Officer
6 months ago
Stoke-on-Trent, United Kingdom Bond Recruitment Full timeBond recruitment is delighted to be recruiting for a Compliance Officer on behalf of our clients, a very well established and well respected firm of Independent Financial Advisers based in Leek, Staffordshire. **Compliance Responsibilities** - Lead and implement all regulatory change projects - Complete all ongoing FCA reporting returns - Maintain data on...
-
Quality & Compliance Officer
6 months ago
Stoke-on-Trent, United Kingdom GHC Full timeCompliance Officer **Duties**: - Analyze and evaluate company policies and procedures to ensure compliance with applicable laws and regulations - Develop and implement compliance programs and initiatives - Conduct regular audits and risk assessments to identify potential compliance issues - Investigate and resolve compliance-related complaints or...
-
Environmental Compliance Officer
1 day ago
Stoke-on-Trent, United Kingdom Work Lyf Group Limited Full timeJob Summary:We are seeking an Environmental Compliance Officer to join our QHSE team at Work Lyf Group Limited. This is a key role that requires an experienced professional to ensure compliance with environmental regulations and industry standards. You will provide expert advice and support to staff at all levels, interpreting relevant legislation, codes of...
-
Compliance Officer
4 weeks ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom KPI Recruiting Ltd Full timeAbout the Role:As a Compliance Officer - Governance and Assurance Lead at KPI Recruiting Ltd, you will play a critical role in ensuring the smooth operation of our business. Your responsibilities will include leading the coordination of all governance activities, including board meetings, with a focus on planning agendas that meet regulatory requirements....
-
Regulatory Compliance Officer
1 week ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom CV-Library Full timeJob DescriptionWe are seeking an experienced Quality Assurance and Compliance specialist to join our client's team. As Quality Compliance Coordinator, you will be responsible for ensuring the regulatory and compliance documentation surrounding quality assurance of electrical products meets UK and European safety and quality legislations.The ideal candidate...
-
Regional Mortgage Compliance Officer
3 weeks ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom Get Staffed Online Recruitment Full timeRegional Compliance Manager OpportunityWe are seeking a talented Compliance Manager to join our client's team. As a key member of the organization, you will play a vital role in ensuring compliance with regulatory requirements across the UK. This is a home-based position, covering the Stafford to south Sheffield area, offering flexibility and work-life...
-
Compliance Officer
6 months ago
Burton-On-Trent, United Kingdom East Staffordshire Borough Council Full timeJob Introduction COMPLIANCE OFFICER (LICENSING) East Staffordshire Borough Council is committed to creating a safe environment for those within the Borough and, therefore, is looking to recruit a Licensing Compliance Officer. This is an exciting opportunity to join a team of officers which exercise professional expertise in a range of duties and...
-
Regulatory Compliance Expert
1 week ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom CV-Library Full timeJob Title: Compliance OfficerLocation: Stoke, StaffordshireJob Type: Full-timeAbout the Company: CV-Library is a leading job search platform that connects job seekers with top employers.Job Description:We are seeking an experienced Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our business...
-
Compliance Expert
1 week ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom HR Executive Limited Full timeJob SummaryWe are seeking a skilled Compliance Expert to join our team at HR Executive Limited. This is a full-time position based in Stoke on Trent.Main ResponsibilitiesTo provide timely and accurate regulatory advice to the business, including risk reporting and second-line compliance monitoring.To lead compliance monitoring activities, including customer...
-
Compliance Administrator
6 months ago
Stoke-on-Trent, United Kingdom Intro Personnel Full time**COMPLIANCE ADMINISTRATOR REQUIRED FOR STOKE ON TRENT COMPANY!** **COMPLIANCE ADMINISTRATOR** **STOKE ON TRENT** **PERMANENT** **FULL TIME** **£22,575 PLUS BONUS (OTE UP TO £30K)** **THE ROLE** - Contacting external company sites throughout UK to ensure all appropriate documentation is being completed according to company standards - Chasing customers...
-
Compliance Administrator
6 months ago
Stoke-on-Trent, United Kingdom Avison Young Full time**Overall Purpose of Job** - The main purpose of the compliance administrator’s role is to maintain all parts of the compliance monitoring system and to ensure asset certification is up to date and in an accurate condition. - The CAFM system is set up so clients and individual facilities managers, as well as the compliance team, will have customised access...
-
Head of Compliance
6 months ago
Stoke-on-Trent, United Kingdom DJH Mitten Clarke Full time**Do you work in compliance and are looking for a new challenge with a fun and ambitious business?**: Do you have an extensive knowledge, understanding and experience ensuring the company remains legal and compliant in everything that they do? If you’re still reading this, then the answer to that question is probably yes. At DJH Mitten Clarke, we are a...
-
Compliance Assurance Lead
4 weeks ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom KPI Recruiting Ltd Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to lead our assurance and governance function, ensuring compliance with regulatory requirements and maintaining a strong risk management framework.This is an excellent opportunity for a motivated individual to make a significant impact on our organization's compliance and governance...
-
Assurance and Compliance Manager
4 weeks ago
Stoke-on-Trent, United Kingdom CV-Library Full timeDo you have senior-level experience in compliance and assurance within a regulated sector? (Ideally social housing) This role involves working closely with the Senior Leadership Team (SLT) to manage compliance, governance, and project oversight, aiming to streamline decision-making and uphold accountability within the business - reporting to the operations...
-
Assurance and Compliance Manager
3 days ago
Stoke-on-Trent, United Kingdom Michael Page Full timeDo you have senior-level experience in compliance and assurance within a regulated sector? (Ideally social housing) This role involves working closely with the Senior Leadership Team (SLT) to manage compliance, governance, and project oversight, aiming to streamline decision-making and uphold accountability within the business - reporting to the operations...
-
Assurance and Compliance Manager
2 weeks ago
Stoke-on-Trent, United Kingdom Michael Page Full timeDo you have senior-level experience in compliance and assurance within a regulated sector? (Ideally social housing) This role involves working closely with the Senior Leadership Team (SLT) to manage compliance, governance, and project oversight, aiming to streamline decision-making and uphold accountability within the business - reporting to the operations...
-
Compliance and Governance Specialist
3 weeks ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom Michael Page UK Full timeKey Responsibilities:Governance: Coordinate board meetings, set agendas to meet regulatory requirements, and maintain accurate records for audits. Represent senior leadership at board and strategic meetings.Inspections & Reporting: Serve as the main point of contact during external inspections, gathering and presenting key performance and compliance...
-
Compliance Expert
1 week ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full timeUniting People seeks a Compliance Expert to join our team in the role of Regulatory Affairs. As Compliance Officer, you will support the Head of Compliance in the provision of timely and accurate regulatory advice to the business, regular risk reporting, and second-line compliance monitoring over key controls and risks.Key responsibilities include:Support...