Regulatory Compliance Manager

4 days ago

Belfast, United Kingdom Iq-Eq Full time

Job Description Responsibilities  The Regulatory Compliance Manager will provide support for all aspects of the Group's Regulatory Compliance strategy and arrangements encompassing cultural, physical and technology elements throughout the business.  The role holder will work closely with the Group Head of Compliance (GHC) and be part of a small team within the GRC function dedicated to the development and ongoing maintenance of the Group's Regulatory Compliance objectives, reflecting the importance that the Group places on compliance and risk management, and in light of the Group's continued expansion.    The role holder will be responsible for supporting the GHC in ensuring that robust compliance and risk management measures are in place at a Group level and being complied with across IQ-EQ Group, providing oversight and challenge across the Group to ensure that known regulatory compliance risks and issues are being managed appropriately, escalating to the GHC when this is not the case and helping to ensure that employees are aware of the Group's regulatory compliance obligations.   The role holder will also work closely and collaboratively with key stakeholders across the three lines of defence, including local cluster Compliance Officers, to drive best practice in all matters related to regulatory compliance.
This person will, from time to time, also coordinate membership, attendance, and information for various GRC forums and committees, including the production of management information relevant for oversight and governance purposes.    Tasks  Undertake annual reviews of the Group's Regulatory Compliance Policies, ensuring that they continue to reflect key regulatory requirements and industry best practices;   Develop and maintain a core set of Group Regulatory Compliance procedures and template forms to help embed and ensure consistent application of the Group's Regulatory Compliance Policies;   Act as key point of contact and support for local / cluster Compliance Officers and the commercial business development teams in the Group, providing advice and support, as required, on matters of regulatory compliance;   Provide guidance to local / cluster business and compliance personnel on the application and interpretation of Group Regulatory Compliance Policies, flagging any concerns to the GHC;   Undertake regular regulatory compliance focused horizon scanning to assess the impact of emerging regulatory change on the Group's Regulatory Compliance and Risk Management Framework, presenting results and proposed approach addressing emerging risks to the GHC;   Liaise with the broader GRC Team, to determine any new higher risk regulatory compliance issues arising from, but not limited to, –   Risk Events  KRI reports  RepRisk Referrals  Screening   Risk Registers  Conduct periodic regulatory assurance and compliance monitoring reviews and draft reports on the status of local / cluster regulatory compliance frameworks;   Support the GHC in delivering on the Group regulatory compliance training, ensuring training modules updated/in place as required to meet roll out deadlines;   Key competencies for position and level  Strong knowledge of compliance frameworks and robust risk management initiatives;   Hands-on and collaborative approach, but with appropriate independence of mind and sound professional judgement;   Solution-orientated approach to issue resolution;   Excellent communication, stakeholder management and influencing skills;   Resilience – ability to work and adapt in a fast-paced and complex environment;   Key behaviours we expect to see  In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:  A people and client-focussed mindset.  Self-motivating and able to work under own initiative.  Hard-working, reliable, and supportive.  Possesses a willingness to help develop the role and team in a rapidly changing environment.  Qualifications Required Experience   Education / professional qualifications  Experience of working with risk management and regulatory compliance concepts;  Relevant certification or willingness to work towards (e.g.
CISI Level 2 or Level 3 qualifications in Compliance).  Background experience  Experience of working in a similar capacity in a complex environment;  Experience in production of Management Information;  Experience of remote working within a dispersed team.  Technical  Understanding of key financial services regulatory concepts in areas such as prudential regulation, conduct regulation, product regulation and consumer protection;  Understanding of project management processes  Understanding of commercial tendering and contracting processes;  Experience of managing and developing policy and training content   Computer / program knowledge  Expertise in standard Microsoft Office products;  Experience of compliance and risk management tools  Experience in content-management tools.  Company, product and market knowledge  Understanding of the types of products and services provided by IQ-EQ;  Knowledge of process management and engagement.  Knowledge of the company values of IQ-EQ.  Management and leadership  Must possess the ability to positively engage others without having direct management responsibility;  Languages   Fluent in English.  Additional Information OUR COMMITMENT TO YOU AND THE ENVIRONMENT As a forward-looking business, sustainability is integral to our strategy and operations.
Our sustainability depends on us building and maintaining meaningful, long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.
There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance.
Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape.
We're committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.
Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees' careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues.
We want to empower our 5,500+ employees - from 94 nationalities, speaking 41 languages across 25 countries - to each achieve their potential.
Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.
We're committed to growing long-term relationships with our clients and supporting them in achieving their objectives.
We understand that our client's sustainability and success leads to our sustainability and success.
We're emotionally invested in our clients right from the beginning.

  • Regulatory Compliance Expert

    6 days ago

    Belfast, United Kingdom ARC Regulatory Ltd Full time

    About the RoleWe are seeking a highly experienced Regulatory Compliance Expert to join our team at ARC Regulatory Ltd. As a Senior Specialist in Regulatory Affairs, you will be responsible for providing specialized regulatory expertise to client companies, ensuring compliance with global regulations and standards.Key ResponsibilitiesConduct regulatory...

  • Global Regulatory Affairs Professional

    6 days ago

    Belfast, United Kingdom ARC Regulatory Ltd Full time

    Role OverviewThe Global Regulatory Affairs Professional will play a critical role in developing and implementing global regulatory strategies for IVD devices, ensuring compliance with key global markets. As a Senior Specialist in Regulatory Affairs, you will be responsible for providing specialized regulatory expertise to client companies, ensuring...

  • Regulatory Compliance Team Manager

    2 weeks ago

    Belfast, United Kingdom Funds-Axis Group Limited Full time

    About Funds-Axis Group LimitedWe are a leading provider of investment solutions, and we're seeking an experienced Regulatory Compliance Team Manager to join our team.Job OverviewThe successful candidate will lead our Investment Compliance & Risk Team, playing a key role in embedding business controls and driving company development. This is a challenging...

  • Regulatory Compliance Specialist

    2 weeks ago

    Belfast, United Kingdom Just Group plc Full time

    Job Summary">We are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our business operations align with regulatory requirements.About the Role">The successful candidate will have experience in a relevant financial services role, with strong...

  • Regulatory Compliance Expert

    2 weeks ago

    Belfast, United Kingdom Iceberg Full time

    Job SummaryA financial trading business in London seeks a qualified regulatory compliance expert to join their team as a contractor. This is an excellent opportunity to work with a leading company in the financial sector.Responsibilities:Develop and implement data privacy strategies in accordance with regulatory requirements.Collaborate with cross-functional...

  • Regulatory Compliance Officer

    2 weeks ago

    Belfast, United Kingdom Citi Full time

    We are seeking a highly skilled Regulatory and Compliance Risk Officer to join our team at Citi. In this role, you will execute defined testing programs in accordance with the Finance CRO BCBS 239 Testing Team's Global annual testing plan.This includes reviews impacting legal entities across Citi, including the US, Ireland, UK, Singapore, Germany, and South...

  • Regulatory Compliance Expert

    2 weeks ago

    Belfast, United Kingdom Citigroup Global Markets Limited Full time

    About the RoleWe are seeking a skilled Compliance Surveillance Analyst to join our Independent Compliance Risk Management (ICRM) department. The successful candidate will be responsible for designing, implementing, and overseeing surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.ResponsibilitiesDesign,...

  • Regulatory Compliance Specialist

    2 weeks ago

    Belfast, United Kingdom Direct Medics Full time

    Job OverviewWe are seeking a highly motivated and organized Regulatory Compliance Specialist to join our team at Direct Medics. As a key member of the compliance team, you will play a vital role in maintaining and ensuring compliance across various healthcare services.Key Responsibilities:Maintain accurate and up-to-date compliance records.Conduct internal...

  • Regulatory Compliance Specialist

    4 weeks ago

    Belfast, United Kingdom SONI Ltd Full time

    About the RoleWe are seeking a highly skilled Regulatory Analyst to join our Commercial and Regulation team at SONI Ltd. This is a critical component of the energy infrastructure, and we are looking for an individual who can lead and contribute to its advancement.Key Responsibilities:Leading on regulatory related projects including Price Control...

  • Regulatory Compliance Specialist

    2 weeks ago

    Belfast, United Kingdom Abacus Professional Recruitment Full time

    About the RoleWe are seeking a highly motivated and detail-oriented professional who embodies integrity and professionalism to fill the position of Regulatory Compliance Specialist. As a key member of our team, you will be instrumental in designing and implementing an effective compliance program, monitoring adherence to policies, and conducting regulatory...

  • Risk And Regulatory Compliance Academy

    59 minutes ago

    Belfast, United Kingdom Department For The Economy Full time

    Risk and Regulatory Compliance Academy with EY If you want to learn life-long skills that will equip you for jobs of the future, the Risk and Regulatory Compliance Academy with EY is for you.These academies are a great way to get industry-leading training before entering the workplace or changing career.Training The Risk and Regulatory Compliance Academy...

  • Regulatory Compliance Expert

    2 weeks ago

    Belfast, United Kingdom Citigroup Global Markets Limited Full time

    Key ResponsibilitiesAs a Regulatory Compliance Expert, you will play a crucial role in ensuring the effective design and implementation of controls and one-time remediations. Your key responsibilities will include facilitating Business BFQC engagement across the full lifecycle of RBCMs and key remediation programs, advising and supporting RBCM Owners on the...

  • Compliance Officer

    2 weeks ago

    Belfast, United Kingdom Abacus Professional Recruitment Full time

    Role OverviewIn this pivotal role as a Compliance Officer, you will play a vital part in ensuring our operations adhere to laws, regulations, and internal policies. Reporting directly to the Head of Compliance, you will partner with key stakeholders to uphold our ethical standards and support our business objectives.The successful candidate will have:A...

  • Medical Device Specialist

    6 days ago

    Belfast, United Kingdom ARC Regulatory Ltd Full time

    Job SummaryWe are looking for a skilled Medical Device Specialist to join our team at ARC Regulatory Ltd. As a Senior Specialist in Regulatory Affairs, you will be responsible for developing and implementing global regulatory strategies for IVD devices, ensuring compliance with key global markets.About YouYou have an engineering or scientific honours degree...

  • Regulatory Risk Manager

    2 weeks ago

    Belfast, United Kingdom Citi Full time

    Job SummaryWe are seeking a highly skilled Regulatory Risk Manager to join our team at Citi in Belfast. This is an exciting opportunity to work with a global financial institution and contribute to the success of our Independent Compliance Risk Management department.About the RoleThe successful candidate will be responsible for designing, implementing, and...

  • Operational Risk Specialist for Global Regulatory Compliance

    2 weeks ago

    Belfast, United Kingdom Lifelancer Full time

    About the RoleAs an Operational Risk Specialist for Global Regulatory Compliance, you will play a crucial role in developing and maintaining comprehensive processes to identify and reduce operational risk. This includes overseeing regional control-related initiatives, reviewing global regulatory operations processes and reporting, and participating in...

  • Regulatory Reporting Senior Associate

    1 month ago

    Belfast, United Kingdom TP ICAP Full time

    Job SummaryThe Senior Associate - Regulatory Reporting role at TP ICAP is a high-profile position that requires exceptional skills in regulatory compliance, data quality, and financial markets. As a key member of our team, you will be responsible for delivering quality assurance (QA) activities, including the identification, design, and implementation of...

  • Regulatory Remediation Compliance Expert

    2 weeks ago

    Belfast, United Kingdom Citigroup Global Markets Limited Full time

    Are you looking for a challenging career opportunity that will allow you to leverage your skills in programme leadership, stakeholder management, problem-solving, and communication? If so, we have an exciting opportunity for a Senior Programme Manager - Regulatory Oversight at Citigroup Global Markets Limited.This is a strategic role that involves providing...

  • Compliance Risk Manager

    2 weeks ago

    Belfast, United Kingdom Just Group plc Full time

    Company Overview">We are Just Group plc, a leading organization in the financial services industry. Our mission is to provide exceptional services and solutions to our customers.About the Role">We are seeking an experienced Compliance Risk Manager to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that...

  • Regulatory Compliance Specialist

    2 weeks ago

    Belfast, United Kingdom Pharmaceutical Society Of Northern Ireland Full time

    Role Overview:The Regulatory Paralegal will provide high-quality paralegal support to the Registrar, ensuring statutory obligations are met in relation to fitness to practice cases. The role involves working with various stakeholders, conducting legal research, and preparing case summaries.