Compliance Officer
6 hours ago
Job Description Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm.
Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and overseeing compliance frameworks and procedures.
Additionally, manage staff training and competency requirements to support their development and adherence to regulatory expectations.
Key Responsibilities Regulatory Compliance Adhere to the Financial Services and Markets Act 2000, FCA Conduct Rules, and related guidance.
Maintain open and transparent communication with the regulator, providing disclosures as required.
Promote and uphold ethical standards throughout the organization.
Stay informed about changes in regulatory, technical, legislative, and product-related updates.
Implement robust systems and controls for all business operations, ensuring regular reviews.
Maintain comprehensive compliance documentation for all operational areas.
Provide monthly compliance reports to senior management, highlighting key issues and risks.
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Head Of Compliance
6 days ago
Aston End, United Kingdom Fs Talent Group Full timeHead of Compliance (SMF16/17) – Wealth Management London / Hertfordshire Hybrid Circa £150k Plus Bonus and Benefits About the Firm A well-established and growing wealth management and advisory firm, with headquarters in the Southeast UK and multiple offices, is recognised as one of the leading companies in the industry.Over the past decade, the firm has...
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Recruitment Compliance Officer
6 months ago
Hedge End, United Kingdom All Care Full time**Recruitment Compliance Officer** **Hedge End, Southampton** **£24,000 - £27,000 DOE** **Full-time, permanent** All Care is one of the leading home care providers in the South region providing support to vulnerable adults to maintain independence and remain in their own homes. We are currently looking for an experienced Recruitment Compliance Officer...
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Financial Services Compliance Officer
2 weeks ago
Aston, United Kingdom Merje Full timeAbout the Role:Merje seeks an experienced Compliance Manager to oversee the firm's regulatory obligations, including Business Diary and Compliance Monitoring Programme management. The ideal candidate will have 5+ years of compliance experience and be Chartered or Diploma qualified (Level 4).
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Financial Accounting Manager
5 days ago
Aston End, United Kingdom Haven Full timeOur Support Centre is in Hemel Hempstead Herts we operate a hybrid working model and have 700 amazing team members across our support centre.1 Park Lane, Hemel Hempstead, Herts HP2 4YL GBR Job Details Financial Accounting Manager Hemel Hempstead (Hybrid – 50% Office / 50% Remote) Competitive annual salary including bonus and benefits Your Opportunity Are...
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Health and Safety Compliance Officer
2 weeks ago
Church End, United Kingdom Saputo Dairy UK Full timeHealth and Safety Compliance Officer required by Saputo Dairy UK. The successful candidate will possess a Nebosh General Certificate in Occupational Health and Safety or Tech-IOSH qualification and have experience in a similar role. The estimated annual salary for this position is around £40,000, depending on qualifications and experience. The main duties...
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UK Pest Compliance Manager
2 weeks ago
Aston, United Kingdom Iceland Food Group Full timeUK Pest Compliance ManagerWe are seeking a highly motivated UK Pest Compliance Manager to join our team at Deeside Head Office. This role involves ensuring compliance with regulations and industry standards for pest control across multiple sites.Main Responsibilities:Develop and implement effective pest management systems.Conduct regular site reviews and...
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Health Safety Environment Advisor
6 hours ago
Aston End, United Kingdom Matchtech Full timeJob Description Role Description The role involves providing expert advice and ensuring compliance with legislation and best practices.The position includes weekend, night shifts, travel, and occasional overnight stays, with the potential to work across other divisions as needed.Your responsibilities will include developing and implementing health and safety...
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Health Safety Environment Advisor
2 weeks ago
Aston End, United Kingdom Matchtech Full timeRole Description The role involves providing expert advice and ensuring compliance with legislation and best practices.The position includes weekend, night shifts, travel, and occasional overnight stays, with the potential to work across other divisions as needed.Your responsibilities will include developing and implementing health and safety policies,...
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Accountant
6 days ago
Aston End, United Kingdom You Recruitment Ltd Full timeWe are looking for a experienced Accountant for our client based in Hertfordshire, to take ownership of financial operations, ensuring accurate reporting, compliance with regulations, and insightful analysis to support decision-making.This is a fantastic opportunity for a detail-oriented and proactive professional to contribute to a fast-paced, multi-entity...
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Quality Assurance Manager
4 days ago
Aston End, United Kingdom Hays Full timeQA Manager | Elstree | Full-time | Permanent Your new company We are recruiting for an experienced QA Manager to join a growing pharmaceutical company based in Elstree.This is an exciting opportunity to lead and develop the Quality Assurance team while ensuring compliance with GDP regulations.Your new role The ideal candidate will have a strong background in...
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Compliance and Process Improvement Officer
2 weeks ago
Aston, United Kingdom Teva Full timeSalary and BenefitsThe estimated salary for this role is $80,000 - $110,000 per annum, depending on your level of experience and qualifications. Our benefits package includes comprehensive health insurance, retirement savings plan, and generous paid time off.In addition to your base salary, you can also earn bonuses based on individual and company...
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Quality Assurance and Compliance Officer
2 weeks ago
haynes Church End, Central Bedfordshire, United Kingdom Stand Tall Consultancy Ltd Full timeAbout the Job:">This is a fantastic opportunity to join our expanding technical team at our offices in Bedfordshire.We are seeking a Quality Assurance and Compliance Officer - SHEQ to contribute to our continued growth and success.Your main responsibilities will include working in partnership with senior management to set high standards of leadership in...
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Pharmacist Prescriber
6 hours ago
Aston End, United Kingdom Cpl Health Talent Full timeJob Description Pharmacist Prescriber Job Opportunity We are seeking a dedicated Pharmacist Prescriber to join our team and contribute to delivering high-quality clinical care.In this role, you will perform remote clinical assessments, make accurate diagnoses, and prescribe appropriate medications in compliance with local and national guidelines.You will...
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Head Of Finance
6 hours ago
Aston End, United Kingdom Jss Search Full timeJob Description I am currently recruiting for a market leading brand based in Hertfordshire to recruit their first Head of Finance - ESG Reporting.This is a brand new and exciting role in which it will transform the ESG reporting in both the business and the industry.Reporting to the Group Finance Director, the Head of Finance - ESG Reporting, will sit...
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Compliance and Immigration Lead
6 months ago
Mile End, United Kingdom Care UK Full timeAre you ready to take the lead in shaping the future of care? Care UK is an awarding winning private care company with over 150 care homes across the United Kingdom. We are seeking an enthusiastic Compliance and Immigration Lead to join our vibrant and dedicated team. At Care UK, we are committed to providing exceptional care to our residents and our values...
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Commercial Property Solicitor
2 weeks ago
Aston End, United Kingdom Austen Lloyd Limited Full timeCommercial Property Solicitor - 1 year + PQE - Legal 500 Firm - HertfordshireA reputable Legal 500 firm in Hertfordshire is seeking a skilled and motivated solicitor with at least 1 year + PQE in commercial property to join their teamAbout the Opportunity:This is an excellent opportunity to join a distinguished Legal 500 firm in Hertfordshire, renowned for...
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Project Surveyor
6 days ago
Aston End, United Kingdom James Andrews Recruitment Solutions Ltd Full timeWe are currently working in partnership with a Local Authority in Hertfordshire, who are looking to appoint a Project Building Surveyor on a 2-month temporary contract.This will be a full-time position based in Hertfordshire , with hybrid working and a daily rate of up to £280 per day via an umbrella company.The ideal candidate will have previous experience...
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Compliance Administrator
6 months ago
Mile End, United Kingdom Care UK Full timeDo you have good recruitment and compliance knowledge ready to take the lead in shaping the future of care? Care UK is an awarding winning private care company with over 150 care homes across the United Kingdom. We are seeking an enthusiastic Compliance Administrator to join our vibrant and dedicated team. At Care UK, we are committed to providing...
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Plumbing Heating Engineer
2 months ago
Aston End, United Kingdom CV-Library Full timeJob Title: Plumbing Heating Engineer Location: Stevenage SG1 4QX Salary: Competitive Job Type: Permanent, Full Time Working Pattern: 40 hours per week, Monday to Friday Summary of Role: This role involves performing all aspects of work on domestic plumbing, gas and heating systems, within customer premises at a radius 50 miles from Head Office in Stevenage....
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Dental Nurse Assistant
2 weeks ago
Aston End, United Kingdom Bluetownonline Full timeJob Title: Dental Nurse Assistant / TraineeLocation: Watford, WD17Salary: £14 – £14.80 Per HourJob Type: Permanent – Full TimeOperating Hours: Monday – Friday 9am – 6pm (Full time)About Us: We are a modern dental practice offering both NHS and private dental care with a focus on high-quality treatment and patient comfort.Located conveniently in...