File Reviewer 12 month FTC
5 days ago
Overall SummaryJoin TrinityBridge Compliance Team where you will be responsible for conducting file reviews to check against Suitability requirements and internal standards. This role can be based in either Northwich or Chester.ResponsibilitiesReview client files to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct AuthorityConducting pre-sale file review checks for advice on higher risk productsLiaise with front office staff to ensure any issues identified following the review of client files are remediated in a timely mannerCapture clear management information to allow the firm to measure and report to relevant management committees on the on-going standards of client files within the firmLiaise with the wider Compliance and Risk teams as necessaryAbility to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clientsWe Would Love To Hear From You IfExperience in conducting file reviews within a Wealth Management firm or within an audit/consultancy role, working in the Wealth Management sectorStrong understanding of FCA COBS rules (e.g. Suitability, Pension Transfers)Strong analytical skills and attention to detail, with an ability to review large amounts of information whilst providing a concise view of the client fileStrong report-writing skillsAbility to work quickly and accurately to tight deadlinesBe a pro-active individual with a “can-do” approachAbility to work with people at all levels.At TrinityBridge we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role.To avoid any ambiguity around fees, please note that speculative CVs received by TrinityBridge, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you.
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File Reviewer 12 month FTC
2 weeks ago
Chester, Cheshire, United Kingdom 015c8b66-3c01-46b2-8599-0a6812e462e9 Full time £30,000 - £40,000 per yearOverall SummaryJoin TrinityBridge Compliance Team where you will be responsible for conducting file reviews to check against Suitability requirements and internal standards. This role can be based in either Northwich or Chester.ResponsibilitiesReview client files to ensure that any financial and investment advice given to potential and existing clients meet...
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File Reviewer 12 month FTC
6 days ago
Chester, United Kingdom TrinityBridge Full timeOverall SummaryJoin TrinityBridge Compliance Team where you will be responsible for conducting file reviews to check against Suitability requirements and internal standards. This role can be based in either Northwich or Chester.ResponsibilitiesReview client files to ensure that any financial and investment advice given to potential and existing clients meet...
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File Reviewer 12 Month Ftc
1 week ago
Chester, United Kingdom TrinityBridge Full time**OVERALL SUMMARY** Join TrinityBridge Compliance Team where you will be responsible for conducting file reviews to check against Suitability requirements and internal standards. This role can be based in either Northwich or Chester. **RESPONSIBILITIES** - Review client files to ensure that any financial and investment advice given to potential and...
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File Reviewer 12 month FTC
1 week ago
Chester, United Kingdom Close Brothers Group Full timeOVERALL SUMMARYJoin TrinityBridge Compliance Team where you will beresponsible for conducting file reviews to check against Suitability requirements and internal standards. This role can be based in either Northwich or Chester.RESPONSIBILITIES Review client files to ensure that any financial and investment advice given to potential and existing clients meet...
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File Reviewer 12 month FTC
2 weeks ago
Chester, Cheshire, United Kingdom TrinityBridge Full time £30,000 - £50,000 per yearDivisionLocationChesterSalaryCompetitive + Bonus + BenefitsThe VacancyOVERALL SUMMARYJoin TrinityBridge Compliance Team where you will be responsible for conducting file reviews to check against Suitability requirements and internal standards. This role can be based in either Northwich or Chester.RESPONSIBILITIESReview client files to ensure that any...
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File Reviewer 12 month FTC
5 days ago
Chester, Cheshire, United Kingdom TrinityBridge Full timeOverall Summary Join TrinityBridge Compliance Team where you will be responsible for conducting file reviews to check against Suitability requirements and internal standards. This role can be based in either Northwich or Chester. Responsibilities Review client files to ensure that any financial and investment advice given to potential and existing clients...
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File Reviewer 12 month FTC
2 weeks ago
Chester CH QT, United Kingdom Close Brothers Full time £40,000 - £60,000 per yearOVERALL SUMMARYJoin TrinityBridge Compliance Team where you will be responsible for conducting file reviews to check against Suitability requirements and internal standards. This role can be based in either Northwich or Chester.RESPONSIBILITIESReview client files to ensure that any financial and investment advice given to potential and existing clients meet...
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Chester, United Kingdom lloyds banking group Full timeA prominent financial services provider is seeking a Loans Commercial Analytics Assistant Manager for a 12-month FTC to lead commercial performance initiatives. Based in the UK, the ideal candidate will optimize customer pricing across various brands while providing actionable insights. We expect a strong background in data analysis, commercial drivers, and...
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Chester, United Kingdom Searchability Full time**CREDIT CONTROL ADMINISTRATOR (12 MONTH FTC MATERNITY COVER) - HOLIDAY LETTING - NORTHWEST - £21,500 DOE + ENVIABLE BENEFITS!** - Current or recent experience within a Credit Control Administrator role - Highly skilled in Excel - Hybrid working available - need to be based in or around the Northwest - To find out more information, feel free to call Clarice...
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Customer Service Administrator
2 days ago
Chester, United Kingdom The Business Connection Full timeA fantastic opportunity for an experienced Customer Service Administrator to join a global, market-leading company located just outside of Chester which boasts free parking. The Customer Service Administrator will work on a 12-month contract supporting customerservice activities, following the standard operating processes with a focus on efficiency and...
