Compliance Manager

Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...

Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...

Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...

Job Description We are partnered with a leading Financial Planners based in Deeside, seeking an experienced and proactive Compliance Manager to join their team. This is an exciting opportunity to lead compliance initiatives in a dynamic and growing environment, ensuring regulatory adherence and fostering a culture of excellence. Key Responsibilities: ...

We are partnered with a leading Financial Planners based in Deeside, seeking an experienced and proactive Compliance Manager to join their team. This is an exciting opportunity to lead compliance initiatives in a dynamic and growing environment, ensuring regulatory adherence and fostering a culture of excellence.Key Responsibilities:Leadership & Oversight:...

We are partnered with a leading Financial Planners based in Deeside, seeking an experienced and proactive Compliance Manager to join their team. This is an exciting opportunity to lead compliance initiatives in a dynamic and growing environment, ensuring regulatory adherence and fostering a culture of excellence.Key Responsibilities:Leadership & Oversight:...

Job OverviewWe are partnering with a leading Financial Planners in the UK to find an experienced Regulatory Compliance Director. This is an exciting opportunity to work in a dynamic environment, ensuring regulatory adherence and fostering a culture of excellence.About the RoleThe successful candidate will lead compliance initiatives, supervise and mentor...

We are partnered with a leading Financial Planners based in Deeside, seeking an experienced and proactive Chartered Compliance Manager to join their team. This is an exciting opportunity to lead compliance initiatives in a dynamic and growing environment, ensuring regulatory adherence and fostering a culture of excellence.Key Responsibilities:Leadership &...

We are partnered with a leading Financial Planners based in Deeside, seeking an experienced and proactive Chartered Compliance Manager to join their team. This is an exciting opportunity to lead compliance initiatives in a dynamic and growing environment, ensuring regulatory adherence and fostering a culture of excellence.Key Responsibilities:Leadership &...

Regulatory Compliance ExpertMerging risk management and regulatory affairs expertise, we seek a senior Regulatory Compliance Expert to lead the way in our Compliance Team. Reporting directly to the Director, you will be responsible for ensuring the business meets its regulatory obligations.Main Responsibilities:Lead the development of effective compliance...

About the RoleMerje is seeking an experienced Compliance Manager to join their team on a permanent basis. As a Compliance Manager, you will play a critical role in ensuring the business meets all regulatory obligations and supports the Director in fulfilling their responsibilities.The ideal candidate will have 5+ years of compliance experience within an...

Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...

We are partnered with a leading Financial Planners based in Deeside, seeking an experienced and proactive Compliance Manager to join their team. This is an exciting opportunity to lead compliance initiatives in a dynamic and growing environment, ensuring regulatory adherence and fostering a culture of excellence.Key Responsibilities:Leadership & Oversight:...

Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...

**Immediate Start - Permanent - Competitive Salary - Development Opportunities** I am currently recruiting on behalf of a hugely successful haulage business who are looking to add an enthusiastic, motivated Compliance Administrator to their team. They are brilliant at retaining and developing staff, largely due to the exceptional training programs,...

We are partnered with a leading Financial Planners based in Deeside, who are seeking a proactive and detail-oriented Compliance Assistant to join their team. This is an exciting opportunity to work in a dynamic environment, ensuring compliance and contributing to the smooth operation of the business.Key Responsibilities:Risk Assessment: Reviewing client...

Job Description We are partnered with a leading Financial Planners based in Deeside, who are seeking a proactive and detail-oriented Compliance Assistant to join their team. This is an exciting opportunity to work in a dynamic environment, ensuring compliance and contributing to the smooth operation of the business. Key Responsibilities: Risk Assessment :...

We are partnered with a leading Financial Planners based in Deeside, who are seeking a proactive and detail-oriented Compliance Assistant to join their team. This is an exciting opportunity to work in a dynamic environment, ensuring compliance and contributing to the smooth operation of the business.Key Responsibilities:Risk Assessment: Reviewing client...

About the OpportunityWe are seeking an experienced Compliance Manager Lead to join our team. The successful candidate will be responsible for leading compliance initiatives, supervising and mentoring staff, and developing the firm's Compliance Monitoring Programme.Main ResponsibilitiesLeadership & Oversight: Supervise and mentor compliance staff to ensure...

Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...