Compliance Analyst

1 month ago

Basildon, United Kingdom SS&C Technologies Full time
Job Description

SS&C seeks a Compliance Monitoring Analyst to join our team. You will Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver the compliance monitoring plan, to an agreed timetable. From time-to-time, you may be called upon to support the Compliance team on other activities.


About SS&C Technologies


SS&C is a global provider of investment, financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services.


Key responsibilities


Undertaken business intelligence to scope out / prepare compliance monitoring terms of reference and set up a plan for delivery of agreed monitoring reviews. Conduct regular monitoring reviews and thematic monitoring reviews; undertaking the fieldwork, recording evidence and reaching conclusions on the effectiveness of controls. To draft, deliver and agree monitoring reports with key business stakeholders. To on agreed management actions to closure. Produce a monitoring report; draft report findings / conclusions and agree management actions with the key business stakeholders. Track (record, monitor and report) management actions to satisfactory conclusion. Promote a strong compliant culture within the business.


Standards


  • Deliver activities to agreed target dates
  • Deliver activities to high standards and accuracy of data and information
  • Complete required continued professional development (CPD)
  • Comply with company policies and procedures
  • Behaviours as set out in the company handbook and culture, mission and strategy document


Essential skills


  • Able to work independently, with minimal supervision.
  • Able to prioritise & work to strict deadlines.
  • Attention to detail.
  • Strong written and verbal communication skills.
  • Good stakeholder management, at all levels.
  • Able to persuade and influence.
  • Good numeric skills.
  • Able to problem solve.
  • Good knowledge of Microsoft Excel, Word and PowerPoint.


Qualifications


  • 5 GCSE’s Grade A - C (must include Mathematics and English)
  • Completion or working towards the Investment Operations Certificate (IOC)


Experience


  • Compliance monitoring experience.
  • Fund operations (UCITS / AIFS) experience
  • Good knowledge of FCA CASS handbook rules


Personal Qualities


  • Work collaboratively as part of a team
  • Able to work under pressure
  • Positive attitude


SS&C quality


All employees are accountable for the delivery of a Quality service, driving for excellence in all their work activities:

To be quality driven, aiming for 100% accuracy and timeliness of delivery.

To effectively plan the way services are delivered so that all activity is directly related to providing quality services and meeting the expectations of the customer.

To continuously review processes and practices relating to the role and act as a catalyst for change and improvement in individual and team performance.

To observe proper standards of market, business, and personal conduct, demonstrating integrity in the execution of duties.

To communicate and promote the values which reinforce and support a consistent quality culture.


We encourage applications from people of all backgrounds and particularly welcome applications from under-represented groups, to enable us to bring a diversity of perspectives to our thinking and conversation. It's important to us that we strive to have a diverse workforce in the widest sense.

Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from head-hunters, recruitment agencies, or fee-based recruitment services.

Background Checks

All offers of employment at SS&C are subject to background verification checks, including 5-year employment history, proof of eligibility to work in the hiring location, proof of address, credit check and criminal record check (where permitted by local law). The accuracy of all information you submit as part of your application is vital and may be used as part of the background-checking process should you be successful.

  • Senior Compliance Analyst

    5 months ago

    Basildon, United Kingdom Fiserv Full time

    You deserve to do what you love, and love what you do – a career that works as hard for you as you do. At Fiserv, we are more than 40,000 #FiservProud innovators delivering superior value for our clients through leading technology, targeted innovation and excellence in everything we do. You have choices – if you strive to be a part of a team driven to...

  • Compliance Analyst

    2 weeks ago

    Basildon, United Kingdom Ss&C Technologies Full time

    SS&C seeks a Compliance Monitoring Analyst to join our team.You will Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication.You will deliver the compliance monitoring plan, to an agreed timetable.From time-to-time, you may be called upon to support the Compliance team on other...

  • Compliance Analyst

    2 weeks ago

    Basildon, United Kingdom Ss&C Technologies Full time

    SS&C seeks a Compliance Monitoring Analyst to join our team.You will Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication.You will deliver the compliance monitoring plan, to an agreed timetable.From time-to-time, you may be called upon to support the Compliance team on other...

  • Compliance Analyst

    1 month ago

    Basildon, United Kingdom SS&C Technologies Full time

    SS&C seeks a Compliance Monitoring Analyst to join our team. You will Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver the compliance monitoring plan, to an agreed timetable. From time-to-time, you may be called upon to support the Compliance team on other...

  • Compliance Analyst

    1 month ago

    Basildon, United Kingdom SS&C Technologies Full time

    SS&C seeks a Compliance Monitoring Analyst to join our team. You will Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver the compliance monitoring plan, to an agreed timetable. From time-to-time, you may be called upon to support the Compliance team on other...

  • Compliance Analyst

    1 month ago

    Basildon, United Kingdom SS&C Technologies Full time

    SS&C seeks a Compliance Monitoring Analyst to join our team. You will Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver the compliance monitoring plan, to an agreed timetable. From time-to-time, you may be called upon to support the Compliance team on other...

  • Compliance Analyst

    1 month ago

    Basildon, UK, Essex, United Kingdom SS&C Technologies Full time

    SS&C seeks a Compliance Monitoring Analyst to join our team. You will Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver the compliance monitoring plan, to an agreed timetable. From time-to-time, you may be called upon to support the Compliance team on other...

  • Trade Compliance Specialist

    2 weeks ago

    Basildon, Essex, United Kingdom Leonardo UK Ltd Full time

    About the RoleWe are looking for a talented individual to join our team as a Compliance Analyst. This is a hybrid role that involves national and possible international travel.Your primary responsibilities will include:Supporting the management of UK Customs Compliance.Providing advice and guidance to Project Teams to ensure compliance with internal...

  • Regulatory Compliance Expert

    2 weeks ago

    Basildon, Essex, United Kingdom Leonardo UK Ltd Full time

    **Job Summary**We are seeking a highly skilled Compliance Analyst to support our Trade Compliance Function within Leonardo UK Ltd.The successful candidate will be responsible for analysing MSS data, processing re-exports of imported goods, and providing advice and guidance to Project Teams.Analyse risks associated with Customs regimes usage.Process financial...

  • Senior Cost Estimator and Price Analyst

    3 weeks ago

    Basildon, Essex, United Kingdom Leonardo Full time

    About the RoleWe are seeking a highly skilled Senior Cost Estimator and Price Analyst to join our team at Leonardo. This is an exciting opportunity for a motivated individual with a strong background in cost estimation and analysis.As a Senior Cost Estimator and Price Analyst, you will be responsible for generating accurate and comprehensive cost estimates...

  • Business Operations Analyst

    1 day ago

    Basildon, United Kingdom TECOSIM UK Full time

    The Job Role: Business Operations AnalystLocation: Basildon, EssexContract type: Fixed-term contract (FTC)Contract duration: 6–9 monthsThis position would ideally suit a candidate searching for an internship or a recent graduate with limited experience.About UsAre you driven by innovation and eager to work with a global engineering and technology solutions...

  • Business Operations Analyst

    1 day ago

    Basildon, United Kingdom TECOSIM UK Full time

    The Job Role: Business Operations AnalystLocation: Basildon, EssexContract type: Fixed-term contract (FTC)Contract duration: 6–9 monthsThis position would ideally suit a candidate searching for an internship or a recent graduate with limited experience.About UsAre you driven by innovation and eager to work with a global engineering and technology solutions...

  • Business Operations Analyst

    8 hours ago

    Basildon, United Kingdom TECOSIM UK Full time

    The Job Role: Business Operations AnalystLocation: Basildon, EssexContract type: Fixed-term contract (FTC)Contract duration: 6–9 monthsThis position would ideally suit a candidate searching for an internship or a recent graduate with limited experience.About UsAre you driven by innovation and eager to work with a global engineering and technology solutions...

  • Business Operations Analyst

    17 hours ago

    Basildon, United Kingdom TECOSIM UK Full time

    The Job Role: Business Operations AnalystLocation: Basildon, EssexContract type: Fixed-term contract (FTC)Contract duration: 6–9 monthsThis position would ideally suit a candidate searching for an internship or a recent graduate with limited experience.About UsAre you driven by innovation and eager to work with a global engineering and technology solutions...

  • Customs Risk Manager

    2 weeks ago

    Basildon, Essex, United Kingdom Leonardo UK Ltd Full time

    Job DescriptionWe are seeking a highly experienced Compliance Analyst to join our Trade Compliance Function at Leonardo UK Ltd.Your key responsibilities will include:Providing support for customs clearance.Advising on compliance with UK and foreign import/export laws.Ensuring record keeping is in accordance with regulatory requirements.This is an exciting...

  • Senior Cost Estimator

    7 months ago

    Basildon, United Kingdom Leonardo Full time

    Job Description: Key Responsibility Areas Responsibilities include but are not limited to: Liaise with Integrated Product Team (IPT) to fully understand the Request For Quotation (RFQ) Understand the manufacturing processes to be utilised in the bid Review and process supplier quotations to ensure they are compliant and will pass scrutiny under...

  • Estimating Professional for Complex Projects

    3 weeks ago

    Basildon, Essex, United Kingdom Leonardo Full time

    Cost Estimation RoleWe are seeking a highly skilled Senior Cost Estimator and Price Analyst to join our team at Leonardo. This is an exciting opportunity for a motivated individual with a strong background in cost estimation and analysis.As a Senior Cost Estimator and Price Analyst, you will be responsible for generating accurate and comprehensive cost...

  • It/Ot Infrastructure Analyst

    3 weeks ago

    Lower Basildon, United Kingdom Elanco Full time

    At Elanco (NYSE: ELAN) – it all starts with animals!As a global leader in animal health, we are dedicated to innovation and delivering products and services to prevent and treat disease in farm animals and pets.We're driven by our vision of 'Food and Companionship Enriching Life' and our approach to sustainability – the Elanco Healthy Purpose™ – to...

  • Business Operations Analyst

    24 hours ago

    Basildon, UK, Essex, United Kingdom TECOSIM UK Full time

    The Job Role: Business Operations AnalystLocation: Basildon, EssexContract type: Fixed-term contract (FTC)Contract duration: 6–9 monthsThis position would ideally suit a candidate searching for an internship or a recent graduate with limited experience.About UsAre you driven by innovation and eager to work with a global engineering and technology solutions...

  • Global Deal Sourcing Specialist

    3 weeks ago

    Basildon, Essex, United Kingdom Ortolan Group Full time

    Role OverviewThis is an excellent opportunity to work as a Pharmaceutical Business Analyst within a dynamic and fast-growing international pharmaceutical company. You will be responsible for supporting the Corporate Development team in identifying and assessing new product opportunities.Your Key ResponsibilitiesProactively identify and assess new product...