Senior Compliance Advisory Manager

Job Title: Senior Compliance Advisory ManagerWe are seeking a highly skilled Compliance Advisory Manager to assist a leading Investments & Pensions company on a new project. The role involves reviewing operational SOPs, suggesting amendments, and implementing changes as required. The Compliance Advisory Manager will also engage with regulators and provide...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Manager to support and work very closely with the Head of Compliance Advisory in being the key point of contact in the business for Compliance matters. Responsibilities: Work across the Advisory team, contributing to Advisory projects,...

Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Manager to support and work very closely with the Head of Compliance Advisory in being the key point of contact in the business for Compliance matters. Responsibilities:Work across the Advisory team, contributing to Advisory projects, providing...

Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Manager to support and work very closely with the Head of Compliance Advisory in being the key point of contact in the business for Compliance matters. Responsibilities:Work across the Advisory team, contributing to Advisory projects, providing...

Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Manager to support and work very closely with the Head of Compliance Advisory in being the key point of contact in the business for Compliance matters. Responsibilities:Work across the Advisory team, contributing to Advisory projects, providing...

Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

Job Description Compliance Advisory VP A leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of...

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Job Description: TP ICAP is a leading provider of market infrastructure, and we are seeking a highly skilled Compliance Advisory Manager to join our team. Role Overview: As a member of our EMEA Compliance team, this role will support the Compliance Senior Advisory Manager covering the Liquidnet Division as well as Credit & Equities Business in the Global...

Job Title: Senior Compliance Advisory ManagerLocation: London - Hybrid workingRegulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed.Project Management: Lead ad-hoc compliance projects, including process updates, regulatory requests, and breach reviews.Business Change: Provide...

Job Title: Senior Compliance Advisory ManagerLocation: London - Hybrid workingRegulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed.Project Management: Lead ad-hoc compliance projects, including process updates, regulatory requests, and breach reviews.Business Change: Provide...

Job Title: Senior Compliance Advisory Manager Location: London - Hybrid working Regulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed. Project Management: Lead ad-hoc compliance projects, including process updates, regulatory requests, and breach reviews. Business...

Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC.Responsibilities:Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...