National Compliance Officer
2 days ago
Job Title: National Compliance Officer (Legal)Location: Flexible - UK basedReports to: Head of Legal / Chief Compliance OfficerEmployment Type: Full-time, PermanentRole Overview: The National Compliance Officer (Legal) will be responsible for overseeing and managing the legal compliance framework across the business operations in (the UK. You will ensure that all business activities align with relevant laws, regulations, and internal policies, while actively mitigating legal and regulatory risks. The role requires a proactive approach to compliance, including legal training, risk assessments, and the development and enforcement of policies.Key Responsibilities:
- Compliance Management: Oversee compliance with national laws, industry regulations, and internal policies across all business activities.
- Legal Risk Identification: Identify and assess legal and regulatory risks across the organization and advise management on mitigation strategies.
- Policy Development & Implementation: Develop, implement, and regularly review the company’s legal and compliance policies, procedures, and controls.
- Training & Awareness: Deliver compliance training programs to employees to ensure understanding and adherence to legal obligations.
- Regulatory Reporting: Ensure timely and accurate reporting to regulatory bodies as required by national laws.
- Internal Investigations: Lead internal investigations into potential compliance violations, misconduct, or legal breaches, and recommend corrective actions.
- ideally 5+ Years PWE
- Qualifications: Degree in Law, Business, or related field. Lega
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Compliance Officer
7 days ago
United Kingdom AJ FOX COMPLIANCE Full timeWe have an exciting new opportunity for a Compliance Officer to join a dynamic Legal Consultancy Company. This role is based in Loughborough and boasts hybrid flexibility for someone who can hit the ground running. The ideal candidate is someone with strong written and communication skills and a good knowledge of CQS, Lexcel and SRA Regulations. Proven...
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Compliance Officer
7 days ago
United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
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Compliance Officer
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United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
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Legal Risk and Compliance Officer
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United Kingdom AJ FOX COMPLIANCE Full timeAre you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...
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AML Compliance Manager
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Compliance Officer
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Compliance Officer
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Operational Compliance Officer
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Specialty Doctor Position
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Compliance Support Officer
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United Kingdom Fram Executive Search Limited Full timeFram are working with an independent Wealth Management firm based in Southwest Devon. Due to continued growth, they are looking for a Compliance Support Officer, to work with the Wealth Management Director who hold the SMF16/17 responsibilities to ensure regulatory excellence. You'll develop, implement, and oversee compliance policies and procedures,...
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Legal Risk and Compliance Officer
7 days ago
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