Senior Compliance Manager
1 month ago
Job Description:
This is an exciting opportunity to join a well-established firm based in Flintshire operating in the wealth management space who are seeking an experienced Senior Compliance Manager to support their next period of growth.
The role will involve taking responsibility for the following;
- Responsible for providing expert compliance advice and guidance to the directors and staff within the business, ensuring adherence to regulatory requirements and promoting a culture of compliance within the business.
- The Senior Compliance Manager will require the requisite knowledge and skills to review and update regulatory policies and procedures, handle FCA technical queries, monitor regulatory changes, conduct file reviews, and contribute to staff and board meetings and publications.
- Stay updated on regulatory changes and proactively communicate them to colleagues.
- Conduct comprehensive file reviews to ensure that the firm’s advice is compliant and delivers good outcomes for clients. To identify areas for improvement and implement necessary changes.
- Engage with all colleagues through meetings, presentations, and publications to build a positive culture.
- Proactively monitor and communicate regulatory changes to clients and colleagues.
- Contribute to the development and delivery of effective T&C arrangements within the firm.
Key Requirements;
- RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
- Experience in a Compliance related role within the wealth management space.
-
Senior Compliance Manager
4 weeks ago
Flintshire, United Kingdom Clayton Davies Full timeJob Description:This is an exciting opportunity to join a well-established firm based in Flintshire operating in the wealth management space who are seeking an experienced Senior Compliance Manager to support their next period of growth.The role will involve taking responsibility for the following;Responsible for providing expert compliance advice and...
-
Senior Compliance Manager
1 month ago
Flintshire, United Kingdom Clayton Davies Full timeJob Description:This is an exciting opportunity to join a well-established firm based in Flintshire operating in the wealth management space who are seeking an experienced Senior Compliance Manager to support their next period of growth.The role will involve taking responsibility for the following;Responsible for providing expert compliance advice and...
-
Senior Compliance Manager
1 month ago
Flintshire, United Kingdom Clayton Davies Full timeJob Description:This is an exciting opportunity to join a well-established firm based in Flintshire operating in the wealth management space who are seeking an experienced Senior Compliance Manager to support their next period of growth.The role will involve taking responsibility for the following;Responsible for providing expert compliance advice and...
-
Senior Compliance Manager
1 month ago
Flintshire, Wales, Wales, United Kingdom Clayton Davies Full timeJob Description:This is an exciting opportunity to join a well-established firm based in Flintshire operating in the wealth management space who are seeking an experienced Senior Compliance Manager to support their next period of growth.The role will involve taking responsibility for the following;Responsible for providing expert compliance advice and...
-
Compliance Manager/Senior Manager
2 months ago
Deeside, Flintshire, United Kingdom Merje Full timeOur client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...
-
Compliance Manager
2 months ago
Deeside, Flintshire, United Kingdom Merje Full timeOur client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...
-
Compliance Manager
2 weeks ago
Holywell, Flintshire, United Kingdom MERJE Full time €60,000Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...
-
Compliance Manager
2 weeks ago
Holywell, Flintshire, United Kingdom MERJE Full time €60,000Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive...
-
Merje | Compliance Manager | ewloe
4 weeks ago
Ewloe, Flintshire, United Kingdom Merje Full timeJob Description Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build...
-
Design Manager
2 weeks ago
flintshire, United Kingdom Matchtech Full timeJob Description The company is at the forefront of innovation, creating technology for a range of successful markets. The Job Important: All applicants must be able to obtain Security Clearance *minimum 5 years UK residency* Working: Possible Flexible and some remote working potentials. Are you looking for a dynamic company who deliver world-class...
-
Director, Regulatory
2 weeks ago
Holywell, Flintshire, United Kingdom MERJE Full time €60,000Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties.
-
Director, Regulatory
2 weeks ago
Deeside, Flintshire, United Kingdom MERJE Full time €60,000Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties.
-
Senior Supply Chain Planner
8 months ago
Flintshire, United Kingdom Scantec Full timeA leading FMCG Food Manufacturer are currently seeking a Senior Supply Chain Planner to join the business. This role will have a broad autonomy including Production Planning, Forecast and Demand Planning as well as Sales and Operational planning. The Supply Chain Planner will manage the assembly and fulfilment of the eCommerce volume and activity. As the...
-
Senior Food Technologist
7 months ago
Flintshire, United Kingdom Scantec Full timeA leading FMCG Food Manufacturer is currently recruiting for a Senior Food Technologist to join their team. Reporting into the Head of NPD, this role will work with a complex product range and cross departmentally Senior Food Technologist / Senior Development Technologist Responsibilities Ability to deal with a complexity of products and projects,...
-
Supply Chain Project Manager
2 months ago
Flintshire, United Kingdom Triumph Group Full timeSummaryJob Title: Supply Chain Project ManagerLocation: Deeside/ Cheltenham. Travel to other sites may be required OverviewReporting to the Operating Company Director for Supply Chain, to manage Work Transfer activity between Triumph’s UK suppliers to suppliers that are predominantly based in lower cost economies (LCE). Closely working with the...
-
Senior Production Operative
7 months ago
Flintshire, United Kingdom HR GO Recruitment Full time**Job Specification** *** **Position: Senior Production Operative** **Location: Deeside** **Salary: £13.72 per hour (48-hour week)** **Hours: Monday to Thursday 12 hours 4 x days 4 x nights rotating shift** supervisory experience within a fast-paced FMCG environment would be desirable. Role Purpose: Hands-on role becoming the expert in all areas of...
-
Senior Food Technologist
6 months ago
Flintshire, United Kingdom Scantec Full timeA leading FMCG Food Manufacturer is currently recruiting for a Senior Food Technologist / Technical officer to join their team. Reporting into the Head of NPD, this role will work with a complex product range and cross departmentally Senior Food Technologist / Technical Officer Responsibilities Ability to deal with a complexity of products and projects,...
-
Deputy Head of Design
3 weeks ago
Flintshire, United Kingdom Matchtech Full timeThe company is at the forefront of innovation, creating technology for a range of successful markets.The JobImportant: All applicants must be able to obtain Security Clearance *minimum 5 years UK residency*Working: Possible Flexible and some remote working potentials.Are you looking for a dynamic company who deliver world-class solutions?The company are an...
-
Deputy Head of Design
4 weeks ago
Flintshire, United Kingdom Matchtech Full timeThe company is at the forefront of innovation, creating technology for a range of successful markets.The JobImportant: All applicants must be able to obtain Security Clearance *minimum 5 years UK residency*Working: Possible Flexible and some remote working potentials.Are you looking for a dynamic company who deliver world-class solutions?The company are an...
-
Finance Business Partner
6 months ago
Flintshire, United Kingdom Page Personnel Full timeExcellent commercial opportunity - Thriving FMCG business **About Our Client**: Our client is a major player in the retail industry, employing over 10,000 individuals across the UK. With a focus on innovation and customer service, they have earned a strong reputation and a significant market share. As the FBP you will be joining a commercial, fast-paced...