Legal Risk and Compliance Officer

Job Mission:To provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements.Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business.Ensure all...

About Our ClientMichael Page (UK) is proud to partner with a well-respected professional services firm in St Albans, employing over 200 employees. With a solid reputation in the market, the firm provides a variety of services across sectors, continuously striving to exceed client expectations.Job SummaryWe are seeking a Senior Legal Compliance Officer to...

Job MissionTo provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements.Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business.Ensure all...

Recruit Wealth are delighted to be representing one of our very best Financial Planning clients in Hertfordshire for a Compliance Officer, to oversee compliance, T&C and AML, whilst working closely with the senior leadership team. Responsible for ensuring that the company operates within the guidelines of the Financial Conduct Authority by implementing and...

To provide Compliance assistance to the Head of Risk Compliance Officer. To support and contribute to the provision of a professional compliance interface between OPAL and its clients and maintain effective regulatory controls within the firm. Ensure all relevant regulatory requirements are met including the FCA’s Conduct Rules and Principles. Minimum 2...

Recruit Wealth Ltd is seeking a highly skilled Compliance Officer to oversee compliance, T&C, and AML, working closely with the senior leadership team.Key responsibilities include ensuring the company operates within the guidelines of the Financial Conduct Authority by implementing and overseeing compliance policies and procedures.Compliance:Comply with the...

Job Mission: To provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business. Ensure all...

Job Mission: To provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business. Ensure all...

Job OverviewThe Bosch Group is seeking a highly skilled Compliance Officer to support the Regional Compliance Officer in managing compliance in the UK and Ireland. The successful candidate will ensure that the various divisions within the region are conducting business in full compliance with all national and international laws and regulations.The Compliance...

Job Title: Head of Compliance and RiskOutsourced Professional Administration Limited (OPAL) is seeking a highly experienced Head of Compliance and Risk to join their team. The successful candidate will be responsible for providing a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all...

NLB Solutions is seeking a seasoned Compliance Manager to join their team. As a key member of the organization, you will report directly to the CFO and lead a small team responsible for ensuring the company's compliance with regulatory requirements.The ideal candidate will have at least 5 years of experience in Financial Services, preferably in the...

Job Mission:Deliver a Compliance and Risk service to Outsourced Professional Administration Limited (OPAL) and its employees to ensure all relevant activities adhere to all appropriate regulatory requirements.Contribute to the Compliance team in association with the Head of Compliance and Risk to ensure procedures and services delivered adhere to the...

Job Mission:Deliver a Compliance and Risk service to Outsourced Professional Administration Limited and its employees to ensure all relevant activities adhere to appropriate regulatory requirements.Contribute to the Compliance team in association with the Head of Compliance and Risk to ensure procedures and services delivered adhere to regulations applicable...

Job Mission:Deliver a Compliance and Risk service to Outsourced Professional Administration Limited (OPAL) and its employees to ensure all relevant activities adhere to appropriate regulatory requirements.Contribute to the Compliance team in association with the Head of Compliance and Risk to ensure procedures and services delivered adhere to regulations...

Job Advert **Assistant Compliance Officer - Permanent, Full Time** Do you have 3-5 years experience of working in a compliance role? Are you someone who has detailed and current knowledge of the PRA/FCA and other rules and guidance? Are you someone who has good working knowledge of the financial services industry with an emphasis on insurance and...

As a key member of our team at Outsourced Professional Administration Limited, we are seeking a Compliance Manager to join our Compliance department. The successful candidate will play a vital role in ensuring that our business operations adhere to relevant regulatory requirements and industry standards.Key Responsibilities:Provide comprehensive Compliance...

Audit & Risk Recruitment are seeking a seasoned Risk and Business Continuity Manager to assist an international healthcare business in reviewing their existing business continuity processes, policies, and systems.The company, which has grown significantly through acquisition, requires a professional to design and implement a tailored business continuity...

Job DescriptionAs a Compliance Manager at Outsourced Professional Administration Limited (OPAL), you will play a critical role in ensuring the firm's compliance with regulatory requirements. Your primary responsibility will be to provide a Compliance and Risk service to the firm and its employees, ensuring all relevant activities adhere to appropriate...

Compliance DirectorJoin OPAL (Outsourced Professional Administration Limited) in Saint Albans, Hertfordshire, as a key member of our Compliance team. We are seeking an experienced Compliance Director to ensure our company adheres to all relevant regulatory requirements.Responsibilities:Provide a Compliance and Risk service to the firm and employees to ensure...

Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...