Compliance Associate
2 months ago
Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience)
Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients.
Recruitment is at the heart of their strategy to become the ‘best in class’ investment manager in the UK. They are always looking for dedicated and hardworking individuals to join their team. They are proud of their supportive and close working environment that aids growth and opens doors to new opportunities as they grow.
In this role, you will assist in providing oversight of all aspects of compliance with FCA rules and be responsible for monitoring policies to ensure adherence to the existing rules. Further to promote awareness and adherence to the policies for all staff.
Important Note: This is an office-based position initially. It is essential for you to work on-site to fully understand the company’s operations, as well as to effectively manage and oversee staff and processes. While the position will start in the office, there may be opportunities for hybrid or remote working in the future as familiarity with the role and the team is established.
Are you the right person for the job?
2 years’ minimum financial services experience working in a compliance function
A level or equivalent/higher relevant qualifications, and at least a C at GCSE Maths/English.
Able to handle a high-volume workload
Focused, with high attention to detail
Proactive and happy to get stuck in
Able to work with unsupervised
Discreet with sensitive information
What will your role look like?
Implementation of compliance monitoring programme, in conjunction with external consultants
Oversight Committee review tasks
Risk Committee review tasks
Assist in preparation of the Firms ICARA.
Creating the monthly Compliance Board pack
PA Dealing: monitoring and reporting
MLRO monitoring
Monitoring Fund UCITS compliance
Implementation of Staff Conduct framework, and Ft & Proper regime
Completion of Best Ex Monitoring and reporting
Day-to day implementation of Error/Breach Reporting and Complaints management
Financial Promotions review
Completion of periodic FCA reporting
Monitoring and reporting on other key compliance controls (portfolio turnover monitoring, oversight file checking
What can you expect in return?
Holiday: 25 days per annum plus bank holidays
Private Medical Insurance
Life Insurance
Workplace Pension Scheme (statutory contributions)
We are an Equal Opportunities Employer
What’s next? It’s easy Click “APPLY” now We can’t wait to hear from you
Your data will be handled in line with GDPR
-
Senior Compliance Manager
3 weeks ago
City of Westminster, United Kingdom CV-Library Full timeSenior Technical Compliance Manager Salary: £44,118 - £54,015 per annum + £3,500 Market Sector Allowance Location: Central London Hours: Full-time, 36 hours per week Contract Type: PermanentAre you ready to take on a role that challenges and rewards in equal measure? Are you passionate about maintaining high standards in a historic and...
-
Shift Maintenance Electrician
2 months ago
Westminster Abbey, United Kingdom CV-Library Full timeEquans is a renowned energies & services contractor and a proud member of the Bouygues global industrial group. Our expertise spans the design, construction, and maintenance of buildings and critical infrastructure worldwide. We currently have an exciting opportunity for a Shift Maintenance Electrician to join our maintenance team working at a prestigious...
-
Route Delivery Associate
4 weeks ago
City of Westminster, Greater London, United Kingdom beBee Professionals Full time £22,000 - £28,000We are seeking a skilled Route Delivery Associate to join our team at beBee Professionals in City of Westminster, United Kingdom. The successful candidate will be responsible for ensuring timely and safe delivery of goods to customers, maintaining excellent service and adherence to delivery schedules.Key Responsibilities:Drive and deliver goods to customers...
-
Resident Liaison Officer Opportunities
5 months ago
Westminster, United Kingdom Morgan Sindall Property Services Full timeWe are looking to recruit a Resident Liaison Officers, permanent, to join us in our Goldney Road hub. **About the Role** **About You** **Benefits** - Company Van (work use) - 26 Days Holiday & Bank Hols - Enhanced Pension Plan - Westfield Healthcare Cash Plan (24hr GP, dental, optical, physio and more) - Life Assurance & Accident Cover - Share Save -...
-
Administrator
5 months ago
Westminster, United Kingdom Morgan Sindall Property Services Full time**Permanent - Full Time 40 Hours** We are looking to recruit an Administrator to join our team at our Westminster office, on a full-time basis. **About the Role** **About You** **Benefits** - 26 Days Holiday & Bank Hols - Enhanced Pension Plan - Westfield Healthcare Cash Plan (24hr GP, dental, optical, physio and more) - Life Assurance & Accident Cover -...
-
Airport Operations Specialist Sr
5 months ago
Westminster, United Kingdom Jefferson County Colorado Full timeThe Airport Operations Specialist Senior is responsible for ensuring the safety and operational efficiency of the airport. Plan, develop, coordinate, and execute programs in conjunction with or as required by the Federal Aviation Administration (FAA) that affect the operational safety of the airport to enhance the protection of property and ensure Federal...
-
Airport Operations Specialist Sr
6 months ago
Westminster, United Kingdom Jefferson County Colorado Full timeThe Airport Operations Specialist Senior is responsible for ensuring the safety and operational efficiency of the airport. Plan, develop, coordinate, and execute programs in conjunction with or as required by the Federal Aviation Administration (FAA) that affect the operational safety of the airport to enhance the protection of property and ensure Federal...
-
Site Supervisor
6 months ago
Westminster, United Kingdom Morgan Sindall Property Services Full time**Full Time - 40 Hours Per Week** We are looking to recruit a Site Supervisor to join our Retrofit Team in Westminster, on a full time, permanent basis. **About the Role** You will oversee the day-to-day construction activities, ensuring adherence to project specifications, quality standards and safety protocols. Leading and motivating on-site teams, to...
-
People Operations Assistant
6 months ago
Westminster, United Kingdom Pertemps Network Group Full time**Job Description**: **Location**:Peabody Housing Association **Working hours**: Fulltime,** **Hybrid - 2 days in office one of which is Tuesday. 9am - 5pm. **Role Purpose**: As a People Operations Assistant, you'll play a crucial role in supporting the day-to-day processes within our People Operations (POPS) department. Your responsibilities will include...
-
Design Engineer
1 week ago
Westminster, United Kingdom Streamline Search Full timeOur client is an established, independent provider of professional scaffolding and associated trade services operating from premises in London. They provide multiple services such as Contract Scaffolding, Emergency Response & Dangerous Structures, Fabrication Works, Transport & Logistics and Specialist Works.Due to the ongoing success, our client now...
-
Accounting Clerk
3 weeks ago
City of Westminster, Greater London, United Kingdom German Doner Kebab Full timeJob Description:As a Financial Associate at our company, you will be responsible for managing financial transactions, preparing financial reports, and ensuring compliance with financial regulations. Key Responsibilities:Manage financial transactions, including invoicing and payment processing.Prepare financial reports, including balance sheets and income...
-
Dsa Defence Maritime Regulator Business Planner
5 months ago
Abbey Wood, United Kingdom Ministry of Defence Full time**Details**: **Reference number**: - 325810**Salary**: - £43,080- A Civil Service Pension with an average employer contribution of 27%**Job grade**: - Senior Executive Officer- C1**Contract type**: - Permanent**Business area**: - MOD - Head Office & Corporate Services - Defence Maritime Regulator within the Defence Safety Authority**Type of role**: -...
-
Transportation Associate
2 months ago
City of Westminster, Greater London, United Kingdom beBee Professionals Full time £22,000 - £28,000Delivery Driver OpportunityWe are seeking a reliable and skilled Delivery Driver to join our logistics team in the City of Westminster, United Kingdom. As a key member of our team, you will be responsible for ensuring timely and safe delivery of goods to customers, maintaining excellent service, and adhering to delivery schedules.Key Responsibilities:Deliver...
-
Federation Head of Human Resources
5 months ago
Westminster, United Kingdom Federation of Westminster Special Schools Full timeBased across all sites, Within City of Westminster Local Authority £53,109 - £72,669 per annum We are currently in a growth stage and are therefore creating a professional business support service in finance and human resources and we are seeking to appoint a dynamic and experienced Federation Head of Human Resources to provide leadership for the...
-
Site Engineer
5 months ago
City of Westminster, United Kingdom RTL Group Ltd Full timeMy client is a leading contractor working on a major civils and RC structures project in the heart of London!We are currently recruiting a Site Engineer to complete a 12 months contract. You will be required to manage the engineering and RC structures package including bridges and FRC works.Site Engineer Responsibilities: * Reporting and working with the...
-
City of Westminster, Greater London, United Kingdom ARx Recruitment Services Full timeRadiopharmaceutical Qualified Person RoleARx Recruitment Services is seeking a highly skilled and experienced Radiopharmaceutical Qualified Person (QP) to join our team.Key Responsibilities:Perform the Legal Duties of a Qualified Person (QP) as specified under EC Directive 2001/20/EC and Human Medicines Regulations 2012.Ensure Compliance with the...
-
Senior Professional Development Specialist
4 days ago
City of Westminster, Greater London, United Kingdom TPP Recruitment Full time**Company Overview**TPP Recruitment is partnering with a global professional association to recruit an experienced Audit Manager for maternity cover. This role offers the opportunity to work closely with the Head of Professional Standards and lead the Professions Directorate in managing members' professional development activities.Salary: £40,000 - £42,000...
-
Chef Team Leader
3 months ago
Westminster, United Kingdom Guy's and St Thomas' NHS Foundation Trust Full timeJob summary Are you a talented chef with a passion for quality cooking and team leadership? An exciting opportunity awaits you in our Retail Catering department! We are looking for a dedicated Team Leader Chef to join us Monday to Friday, with occasional weekend openings. The role is to oversee the preparation and cooking of nutritionally balanced...
-
Customer Advocate
5 months ago
Abbey Wood, United Kingdom Gamma Telecom Full time**Customer Advocate** **Home Based (Travel to **Gamma offices & customer sites as required)** **Who are we?** Gamma is one of the largest telecommunications companies in the UK. A leading supplier of Unified Communications as a Service (UCaaS): that provide voice, data and mobile products and services to the UK, German, Spanish and Benelux business...
-
Radiopharmaceutical QP
3 weeks ago
City of Westminster, United Kingdom CV-Library Full timeCMDO is Seeking to Appoint a Qualified Person. The Organisation is Engaged in Developing and Manufacturing New Medicines and Novel Formulations, Including a Wide Range of Oral Solid and Liquid Dosage Forms, Sterilised and Aseptically Filled Products, as well as Manufacturing and QP Certification of a Range of Phase I/II Clinical Trials for the UK and EU...