Internal Controls and Compliance Expert

Aj Fox Compliance is looking for an International Compliance Expert to join our team as a Senior Conflicts Analyst in our London office.Responsibilities:Develop and implement effective conflicts resolution strategies, working closely with compliance teams to identify potential conflicts and provide expert analysis.Liaise with firm-wide staff on conflicts...

Job DescriptionWe are looking for an Internal Control Compliance Expert to join our team at Taylor James Resourcing. The ideal candidate will have relevant professional experience in controls, regulatory, or audit roles, and knowledge of Sarbanes-Oxley and Solvency II.Main Responsibilities:Monitor, maintain, and improve the internal controls...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

About Compliance ProfessionalsWe are an international Wealth Management Firm searching for a Compliance Manager to join our team.As a Compliance Manager, you will be responsible for:Performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence;Supporting the Money Laundering Reporting Officer...

We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

Job Title: Internal Control OfficerOverview:AJ FOX COMPLIANCE is seeking an experienced Internal Control Officer to join our team. In this role, you will be responsible for ensuring that the firm's operations are in line with relevant laws, regulations, and industry standards.You will work closely with internal stakeholders to implement process improvements...

AJ Fox Compliance seeks a skilled Internal Controls Specialist to support senior compliance professionals in London. The estimated annual salary for this role is £42,000 - £55,000.Role OverviewThis role involves collaborating with firm-wide staff to ensure timely resolution of enquiries and supporting various compliance teams. Key responsibilities include...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

Company Overview:AJ FOX COMPLIANCE is an International law firm seeking a highly skilled Compliance Officer to join our team. With expertise in Anti-Money Laundering (AML) sanctions and compliance, this role offers an exceptional opportunity to handle a broad range of compliance, conflicts, and AML issues.Job Description:This role involves advising on best...

Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...

We are seeking an Internal Audit and Compliance Expert to join our team at SGS Société Générale de Surveillance SA. As a member of our controls-based team, you will be responsible for performing control missions to ensure the effectiveness and relevance of our 1st Level Control framework.Key responsibilities include performance of CTL control missions,...

Compliance Risk Control Expert Job DescriptionThe Curve Group is looking for an experienced Compliance Risk Control Expert to join their team in London. This 6-month FTC position comes with a salary of £55,000 - £65,000 per annum.As a Compliance Risk Control Expert, you will be responsible for ensuring that business meets the required compliance standards...

Job DescriptionWe are seeking a highly skilled Compliance Control Expert to join our team at The Curve Group in London. As a Compliance Control Expert, you will be responsible for conducting quality checks on client due diligence reviews, providing support to the unit head, and carrying out sample quality control of uploaded documents.You will also be...

**About the Role**We are seeking a seasoned Regulatory Compliance Expert to join our client, a leading international payments business, as they continue their rapid growth and expansion. Reporting to the Group Head of Legal & Compliance, you will be responsible for driving forward the company's compliance strategy and fostering a positive relationship with...

About the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

Page Personnel is looking for an Internal Audit and Compliance Expert to strengthen their Accounting & Finance department. This role is responsible for ensuring robust financial systems and controls within the energy and natural resources sector.ResponsibilitiesConducting internal audits to assess financial status and compliance.Identifying potential areas...

We are seeking a seasoned Compliance and Risk Manager to join our team at Compliance Professionals. In this critical role, you will be responsible for supporting the business and compliance colleagues on all regulatory matters.Key Responsibilities:Support the development and implementation of our financial crime program, ensuring alignment with regulatory...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

About This Role:We are seeking an experienced Financial Controls Expert to join our team. As a key member of our risk management team, you will be responsible for developing and maintaining effective monitoring and audit plans to ensure compliance with regulatory requirements. Your strong analytical skills and attention to detail will enable you to identify...