Chief Compliance Officer
2 weeks ago
At IDEX Consulting Ltd, we are seeking a Chief Compliance Officer to join our team in the Midlands.
The estimated salary for this role is £80,000 - £110,000 per annum, depending on experience.
This is a project role that will support the Compliance leadership team in identifying regulatory or operational gaps in the advice process. The ideal candidate will work closely with the senior leadership team to help improve and automate processes and ensure effective rollout of new processes.
We are looking for candidates who want to shape and advise on best practice and have an interest and eye for process improvements. A technical understanding of financial planning products and advice solutions is essential.
To be considered for this role, you must be a chartered financial planner with excellent analytical skills and attention to detail.
In addition to your salary, you will enjoy a range of benefits including pension scheme, life assurance, and private healthcare.
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Chief Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...
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Chief Compliance Officer
6 days ago
London, Greater London, United Kingdom WALKER HAMILL Full timeJob Title: Chief Compliance OfficerWalker Hamill is a world-leading FTSE50 company based in London, operating globally. We are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of the finance department, you will be responsible for ensuring the effectiveness of our financial systems and processes.Estimated...
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Chief Compliance Professional
2 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeWe are seeking an exceptional Chief Compliance Professional to lead our global Compliance function at Compliance Wise. The estimated salary for this role is $140,000 - $200,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional...
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Chief Compliance Officer
3 days ago
London, Greater London, United Kingdom AssureBio Full timeJob Title: Chief Compliance OfficerJob Description:AssureBio is seeking a Chief Compliance Officer to lead our compliance efforts. In this role, you will be responsible for ensuring that all processes and procedures align with industry standards and regulations.Key Responsibilities:Develop and implement compliance strategies that meet industry standards.Lead...
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Chief Compliance Officer
6 days ago
London, Greater London, United Kingdom cer Financial Full timeCer Financial is currently seeking a Chief Compliance Officer to join their team in the City of London. This is a permanent position with a salary of up to £150,000.The successful candidate will have hands-on knowledge of corporate loans and syndicated loans. They must have held the SMF16 and SMF17 functions in a relevant industry.Key responsibilities...
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Chief Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Pharmiweb Full timePharmiweb is seeking a Chief Compliance Officer to partner exclusively with a global manufacturing business. This senior leadership position will oversee governance and compliance across all business units, driving critical transitions from a quality and compliance perspective.This role requires a minimum of 5 years in a Quality/Compliance function, with...
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Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom ZipRecruiter Full timeJob Title: Chief Compliance OfficerWe are seeking a highly experienced and skilled Chief Compliance Officer to join our team at ZipRecruiter.The estimated salary for this role is $120,000 - $180,000 per year, depending on experience.Company Overview:ZipRecruiter is a leading job search platform that helps connect job seekers with top employers. We are...
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Chief Compliance Officer
3 days ago
London, Greater London, United Kingdom Circle Health Group Full timeJob Summary: Chief Compliance OfficerWe are seeking an experienced professional to lead our compliance efforts, ensuring that we meet all relevant regulatory requirements. This role involves developing and maintaining our compliance framework, providing expert advice on compliance matters, and supervising investigations into non-compliance issues.The ideal...
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Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom Black Swan Group Full time**About the Role**We are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Black Swan Group. The successful candidate will be responsible for ensuring that our business operates in compliance with all relevant laws and regulations.The ideal candidate will have a strong background in compliance and regulatory affairs, with...
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Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom Federal Management System, Inc. Full timeJob OverviewWe are seeking a highly skilled Chief Compliance Officer to join our team at Federal Management System, Inc. in Central London. As a key member of our leadership team, you will be responsible for ensuring the company's compliance with all relevant laws and regulations.About the RoleThe successful candidate will have a solid track record of...
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Chief Compliance Officer
6 days ago
London, Greater London, United Kingdom MERJE Full timeJob Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to join our client, a well-established financial planning and wealth management business. The ideal candidate will have extensive knowledge of regulatory requirements and industry best practices.The successful candidate will hold the SMF16 & 17 for the business...
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Chief Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Citigroup, Inc. Full timeCitigroup, Inc. invites applications for the position of Chief Compliance Officer - Risk Management.About the RoleThe successful candidate will oversee the development and implementation of compliance programs to ensure adherence to regulatory requirements and internal policies.The role will also involve working closely with senior stakeholders, including...
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Chief Compliance Officer
4 days ago
London, Greater London, United Kingdom Black Swan Group Full timeJob DescriptionWe are seeking a seasoned professional to take on the role of Chief Compliance Officer for our client's buy side fund business. The ideal candidate will have experience in managing compliance functions and ensuring regulatory requirements are met.The selected individual will be responsible for overseeing the implementation of effective...
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Chief Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeKey ResponsibilitiesAs a Compliance VP at Compliance Professionals, you will:Maintain policies, procedures, systems, and controls governing IPO and divestment activities.Oversight of compliance with beneficial ownership and other trade reporting rules.Implementation of MNPI protocols for IPO and divestment activity.Perform gatekeeper role for market...
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Chief Compliance Officer
6 days ago
London, Greater London, United Kingdom MERJE Full timeJob Description:We are seeking an experienced Chief Compliance Officer to join our team at MERJE. The ideal candidate will have a strong understanding of regulatory requirements and industry best practices, with a proven track record of leading compliance teams in the financial services sector.The successful candidate will be responsible for implementing and...
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Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom Graff Search Full timeKey ResponsibilitiesGraff Search is seeking a Chief Compliance Officer to lead data protection, AI, and cybersecurity efforts for its UK business.The successful candidate will be responsible for developing and implementing data protection policies and procedures, ensuring compliance with relevant laws and regulations.This role involves working closely with...
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Chief Compliance Officer Role
1 week ago
London, Greater London, United Kingdom Willow Resourcing Full timeJob Title: Chief Compliance Officer RoleA fast-growing FinTech start-up is seeking a Chief Compliance Officer to join their team. This is an exciting opportunity for someone looking to gain international exposure within a dynamic business.The company will revolutionise the post-trading space both in the UK and across Europe. As the firm's first Compliance...
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Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom Black Swan Group Full timeJob DescriptionWe are seeking a highly skilled Chief Compliance Officer to join our team at Black Swan Group.This is an immediately available opportunity for a smf16/17 professional to take on an interim role as Head of Compliance for our buy side fund business.The successful candidate will have excellent knowledge of regulatory requirements and experience...
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Chief Legal Compliance Officer
1 week ago
London, Greater London, United Kingdom Rutherford Full timeJob Title: Chief Legal Compliance OfficerThe Chief Legal Compliance Officer at Rutherford will be responsible for ensuring the firm's EMEA and APAC business units operate within regulatory frameworks. This role requires a seasoned lawyer with experience in FS Regulatory practices.This position is ideal for an attorney with at least 5 years' PQE from a...
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Chief Compliance Officer
4 days ago
London, Greater London, United Kingdom Howden Full timeAbout This Opportunity:We are looking for a Chief Compliance Officer to lead our data protection efforts. In this role, you will be responsible for establishing, implementing, and maintaining a data protection control framework that ensures compliance with applicable laws and regulations.You will work closely with cross-functional teams to identify and...